Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:1004.1483 · New Journal of Physics

A derivation of quantum theory from physical requirements

Lluís Masanes, Markus P Müller

Published Jun 1, 2011• 312 citations
arXivHTMLPDF

Abstract

Quantum theory (QT) is usually formulated in terms of abstract mathematical postulates involving Hilbert spaces, state vectors and unitary operators. In this paper, we show that the full formalism of QT can instead be derived from five simple physical requirements, based on elementary assumptions regarding preparations, transformations and measurements. This is very similar to the usual formulation of special relativity, where two simple physical requirements—the principles of relativity and light speed invariance—are used to derive the mathematical structure of Minkowski space–time. Our derivation provides insights into the physical origin of the structure of quantum state spaces (including a group-theoretic explanation of the Bloch ball and its three dimensionality) and suggests several natural possibilities to construct consistent modifications of QT.

DOI
10.1088/1367-2630/13/6/063001

Related papers

A derivation of quantum theory from physical requirements

Lluís Masanes, Mueller, MP

Quantum theory (QT) is usually formulated in terms of abstract mathematical postulates involving Hilbert spaces, state vectors and unitary operators. In this paper, we show that the full formalism of QT can instead be derived from five simple physical requirements, based on elementary assumptions regarding preparations, transformations and measurements. This is very similar to the usual formulation of special relativity, where two simple physical requirements-the principles of relativity and light speed invariance-are used to derive the mathematical structure of Minkowski space-time. Our derivation provides insights into the physical origin of the structure of quantum state spaces (including a group-theoretic explanation of the Bloch ball and its three dimensionality) and suggests several natural possibilities to construct consistent modifications of QT.

•Jan 1, 2011•323 citations

Derivation of quantum theory from Feynman's rules

Philip Goyal

Feynman's formulation of quantum theory is remarkable in its combination of formal simplicity and computational power. However, as a formulation of the abstract structure of quantum theory, it is incomplete as it does not account for most of the fundamental mathematical structure of the standard von Neumann--Dirac formalism such as the unitary evolution of quantum states. In this paper, we show how to reconstruct the entirety of the finite-dimensional quantum formalism starting from Feynman's rules with the aid of a single physical postulate, the no-disturbance postulate. This postulate states that a particular class of measurements have no effect on the outcome probabilities of subsequent measurements performed. We also show how it is possible to derive both the amplitude rule for composite systems of distinguishable subsystems and Dirac's amplitude-action rule, each from a single elementary and natural assumption, by making use of the fact that these assumptions must be consistent with Feynman's rules.

arXiv:1403.3527•Physical Review A•Mar 20, 2014•14 citations

Introduction

Giacomo Mauro D’Ariano, Giulio Chiribella, Paolo Perinotti

Quantum theory is the soul of contemporary physics. It was discovered in an adventurous way, under the urge to solve the puzzles posed by atomic spectra and blackbody radiation. But after its invention, it immediately became clear that it was not just a theory of specific physical systems: it was rather a new language of universal applicability. Already in 1928, the theory had received solid mathematical foundations by Hilbert, von Neumann, and Nordheim, and this work was brought to completion in the monumental work of von Neumann, in the form that we still study nowadays. The theory is extraordinarily successful, and its predictions have been confirmed to an astonishing level of precision in a large spectrum of experiments. However, almost 90 years after von Neumann's book, quantum theory remains mysterious. Its mathematical formulation – based on Hilbert spaces and self-adjoint operators – is far from having an intuitive interpretation. The association of physical systems to Hilbert spaces whose unit vectors represent pure states, the representation of transformations by unitary operators and of observables by self-adjoint operators – all such postulates look artificial and ad hoc . A slightly more operational approach is provided by the C * -algebraic formulation of quantum theory – still, this formulation relies on the assumption that observables form an algebra , where the physical meanings of the multiplication and the sum are far from clear. In short, the postulates of quantum theory impose mathematical structures without providing any simple reason for this choice: the mathematics of Hilbert spaces is adopted as a magic blackbox that “works well” at producing experimental predictions. However, in a satisfactory axiomatization of a physical theory the mathematical structures should emerge as a consequence of postulates that have a direct physical interpretation. By this we mean postulates referring, e.g., to primitive notions like physical system, measurement, or process, rather than notions like, e.g., Hilbert space, C * -algebra, unit vector, or selfadjoint operator. The crucial question thus remains unanswered: why quantum theory? Which are the principles at the basis of the theory? A case that is often invoked in contrast is that of Special Relativity theory, which directly follows from the simple understandable principle of relativity.

Cambridge University Press eBooks•Nov 2, 2016•0 citations

Recovering the Quantum Formalism from Physically Realist Axioms

Philippe Grangier

We present a heuristic derivation of Born's rule and unitary transforms in Quantum Mechanics, from a simple set of axioms built upon a physical phenomenology of quantization. This approach naturally leads to the usual quantum formalism, within a new realistic conceptual framework that is discussed in details. Physically, the structure of Quantum Mechanics appears as a result of the interplay between the quantized number of "modalities" accessible to a quantum system, and the continuum of "contexts" that are required to define these modalities. Mathematically, the Hilbert space structure appears as a consequence of a specific "extra-contextuality" of modalities, closely related to the hypothesis of Gleason's theorem, and consistent with its conclusions.

•Jan 8, 2018•19 citations

Recovering the quantum formalism from physically realist axioms

Alexia Auffèves, Philippe Grangier

We present a heuristic derivation of Born's rule and unitary transforms in Quantum Mechanics, from a simple set of axioms built upon a physical phenomenology of quantization. This approach naturally leads to the usual quantum formalism, within a new realistic conceptual framework that is discussed in details. Physically, the structure of Quantum Mechanics appears as a result of the interplay between the quantized number of "modalities" accessible to a quantum system, and the continuum of "contexts" that are required to define these modalities. Mathematically, the Hilbert space structure appears as a consequence of a specific "extra-contextuality" of modalities, closely related to the hypothesis of Gleason's theorem, and consistent with its conclusions.

arXiv:1610.06164•Scientific Reports•Mar 3, 2017•4 citations

Quantum Theory of Ur Objects and General Relativity

Martin Kober

The quantum theory of ur objects postulates that all existing physical objects and their properties are constructed from fundamental objects called ur objects being described by an element of a two dimensional complex Hilbert space. This approach is based on the assumption that quantum theory represents a theory being constitutive for human knowledge. Physical objects are characterized by the information one can gain from them being contained in the quantum state they are described by. Since every Hilbert space can be represented as a tensor product of two dimensional Hilbert spaces, one is led to the ur objects. According to this approach relativistic quantum fields and thus the existence of a Minkowski space-time are the consequence of an iteration of a quantization of binary alternatives. In the original formulation there was only obtained a description of quantum fields on a flat Minkowski space-time. In this work there is made the attempt to incorporate general relativity and to describe the gravitational field within this approach. Thus the existence of a (3+1)-dimensional space-time in the sense of general relativity is assumed to be a consequence of quantum theory interpreted in an abstract sense.

arXiv:0905.3828•May 24, 2009•2 citations
Quantum theory (QT) is usually formulated in terms of abstract mathematical postulates involving Hilbert spaces, state vectors and unitary operators. In this paper, we show that the full formalism of QT can instead be derived from five simple physical requirements, based on elementary assumptions regarding preparations, transformations and measurements. This is very similar to the usual formulation of special relativity, where two simple physical requirements—the principles of relativity and light speed invariance—are used to derive the mathematical structure of Minkowski space–time. Our derivation provides insights into the physical origin of the structure of quantum state spaces (including a group-theoretic explanation of the Bloch ball and its three dimensionality) and suggests several natural possibilities to construct consistent modifications of QT.
Quantum theory (QT) is usually formulated in terms of abstract mathematical postulates involving Hilbert spaces, state vectors and unitary operators. In this paper, we show that the full formalism of QT can instead be derived from five simple physical requirements, based on elementary assumptions regarding preparations, transformations and measurements. This is very similar to the usual formulation of special relativity, where two simple physical requirements-the principles of relativity and light speed invariance-are used to derive the mathematical structure of Minkowski space-time. Our derivation provides insights into the physical origin of the structure of quantum state spaces (including a group-theoretic explanation of the Bloch ball and its three dimensionality) and suggests several natural possibilities to construct consistent modifications of QT.
Feynman's formulation of quantum theory is remarkable in its combination of formal simplicity and computational power. However, as a formulation of the abstract structure of quantum theory, it is incomplete as it does not account for most of the fundamental mathematical structure of the standard von Neumann--Dirac formalism such as the unitary evolution of quantum states. In this paper, we show how to reconstruct the entirety of the finite-dimensional quantum formalism starting from Feynman's rules with the aid of a single physical postulate, the no-disturbance postulate. This postulate states that a particular class of measurements have no effect on the outcome probabilities of subsequent measurements performed. We also show how it is possible to derive both the amplitude rule for composite systems of distinguishable subsystems and Dirac's amplitude-action rule, each from a single elementary and natural assumption, by making use of the fact that these assumptions must be consistent with Feynman's rules.
Quantum theory is the soul of contemporary physics. It was discovered in an adventurous way, under the urge to solve the puzzles posed by atomic spectra and blackbody radiation. But after its invention, it immediately became clear that it was not just a theory of specific physical systems: it was rather a new language of universal applicability. Already in 1928, the theory had received solid mathematical foundations by Hilbert, von Neumann, and Nordheim, and this work was brought to completion in the monumental work of von Neumann, in the form that we still study nowadays. The theory is extraordinarily successful, and its predictions have been confirmed to an astonishing level of precision in a large spectrum of experiments. However, almost 90 years after von Neumann's book, quantum theory remains mysterious. Its mathematical formulation – based on Hilbert spaces and self-adjoint operators – is far from having an intuitive interpretation. The association of physical systems to Hilbert spaces whose unit vectors represent pure states, the representation of transformations by unitary operators and of observables by self-adjoint operators – all such postulates look artificial and ad hoc . A slightly more operational approach is provided by the C * -algebraic formulation of quantum theory – still, this formulation relies on the assumption that observables form an algebra , where the physical meanings of the multiplication and the sum are far from clear. In short, the postulates of quantum theory impose mathematical structures without providing any simple reason for this choice: the mathematics of Hilbert spaces is adopted as a magic blackbox that “works well” at producing experimental predictions. However, in a satisfactory axiomatization of a physical theory the mathematical structures should emerge as a consequence of postulates that have a direct physical interpretation. By this we mean postulates referring, e.g., to primitive notions like physical system, measurement, or process, rather than notions like, e.g., Hilbert space, C * -algebra, unit vector, or selfadjoint operator. The crucial question thus remains unanswered: why quantum theory? Which are the principles at the basis of the theory? A case that is often invoked in contrast is that of Special Relativity theory, which directly follows from the simple understandable principle of relativity.
We present a heuristic derivation of Born's rule and unitary transforms in Quantum Mechanics, from a simple set of axioms built upon a physical phenomenology of quantization. This approach naturally leads to the usual quantum formalism, within a new realistic conceptual framework that is discussed in details. Physically, the structure of Quantum Mechanics appears as a result of the interplay between the quantized number of "modalities" accessible to a quantum system, and the continuum of "contexts" that are required to define these modalities. Mathematically, the Hilbert space structure appears as a consequence of a specific "extra-contextuality" of modalities, closely related to the hypothesis of Gleason's theorem, and consistent with its conclusions.
We present a heuristic derivation of Born's rule and unitary transforms in Quantum Mechanics, from a simple set of axioms built upon a physical phenomenology of quantization. This approach naturally leads to the usual quantum formalism, within a new realistic conceptual framework that is discussed in details. Physically, the structure of Quantum Mechanics appears as a result of the interplay between the quantized number of "modalities" accessible to a quantum system, and the continuum of "contexts" that are required to define these modalities. Mathematically, the Hilbert space structure appears as a consequence of a specific "extra-contextuality" of modalities, closely related to the hypothesis of Gleason's theorem, and consistent with its conclusions.
The quantum theory of ur objects postulates that all existing physical objects and their properties are constructed from fundamental objects called ur objects being described by an element of a two dimensional complex Hilbert space. This approach is based on the assumption that quantum theory represents a theory being constitutive for human knowledge. Physical objects are characterized by the information one can gain from them being contained in the quantum state they are described by. Since every Hilbert space can be represented as a tensor product of two dimensional Hilbert spaces, one is led to the ur objects. According to this approach relativistic quantum fields and thus the existence of a Minkowski space-time are the consequence of an iteration of a quantization of binary alternatives. In the original formulation there was only obtained a description of quantum fields on a flat Minkowski space-time. In this work there is made the attempt to incorporate general relativity and to describe the gravitational field within this approach. Thus the existence of a (3+1)-dimensional space-time in the sense of general relativity is assumed to be a consequence of quantum theory interpreted in an abstract sense.