Theory of the field-revealed Kitaev spin liquid

Abstract Elementary excitations in entangled states such as quantum spin liquids may exhibit exotic statistics different from those obeyed by fundamental bosons and fermions. Non-Abelian anyons exist in a Kitaev spin liquid—the ground state of an exactly solvable model. A smoking-gun signature of these excitations, namely a half-integer quantized thermal Hall conductivity, was recently reported in α-RuCl3. While fascinating, a microscopic theory for this phenomenon remains elusive because the pure Kitaev model cannot display this effect in an intermediate magnetic field. Here we present a microscopic theory of the Kitaev spin liquid emerging between the low- and high-field states. Essential to this result is an antiferromagnetic off-diagonal symmetric interaction which allows the Kitaev spin liquid to protrude from the ferromagnetic Kitaev limit under a magnetic field. This generic model displays a strong field anisotropy, and we predict a wide spin liquid regime when the field is perpendicular to the honeycomb plane.Abstract Elementary excitations in entangled states such as quantum spin liquids may exhibit exotic statistics different from those obeyed by fundamental bosons and fermions. Non-Abelian anyons exist in a Kitaev spin liquid—the ground state of an exactly solvable model. A smoking-gun signature of these excitations, namely a half-integer quantized thermal Hall conductivity, was recently reported in α-RuCl3. While fascinating, a microscopic theory for this phenomenon remains elusive because the pure Kitaev model cannot display this effect in an intermediate magnetic field. Here we present a microscopic theory of the Kitaev spin liquid emerging between the low- and high-field states. Essential to this result is an antiferromagnetic off-diagonal symmetric interaction which allows the Kitaev spin liquid to protrude from the ferromagnetic Kitaev limit under a magnetic field. This generic model displays a strong field anisotropy, and we predict a wide spin liquid regime when the field is perpendicular to the honeycomb plane.

arXiv:1901.09943Nature CommunicationsJun 6, 2019129 citations

Generic field-driven phenomena in Kitaev spin liquids: Canted magnetism and proximate spin liquid physics

Ciarán Hickey, Matthias Gohlke, Christoph Berke +1 more

Topological spin liquids in two spatial dimensions are stable phases in the presence of a small magnetic field, but may give way to field-induced phenomena at intermediate field strengths. Sandwiched between the low-field spin liquid physics and the high-field spin-polarized phase, the exploration of magnetic phenomena in this intermediate regime, however, often remains elusive to controlled analytical approaches. Here we numerically study such intermediate-field magnetic phenomena for two representative Kitaev models (on the square-octagon and decorated honeycomb lattice) that exhibit either Abelian or non-Abelian topological order in the low-field limit. Using a combination of exact diagonalization and density matrix renormalization group techniques, as well as linear spin-wave theory, we establish the generic features of Kitaev spin liquids in an external magnetic field. While ferromagnetic models typically exhibit a direct transition to the polarized state at a relatively low field strength, antiferromagnetic couplings not only substantially stabilizes the topological spin liquid phase, but generically lead to the emergence of a distinct field-induced intermediate regime, separated by a crossover from the high-field polarized regime. Our results suggest that, for most lattice geometries, this regime generically exhibits significant spin canting, antiferromagnetic spin-spin correlations, and an extended proximate spin liquid regime at finite temperatures. Notably, we identify a symmetry obstruction in the original honeycomb Kitaev model that prevents, at least for certain field directions, the formation of such canted magnetism without breaking symmetries---consistent with the recent numerical observation of an extended gapless spin liquid in this case.Topological spin liquids in two spatial dimensions are stable phases in the presence of a small magnetic field, but may give way to field-induced phenomena at intermediate field strengths. Sandwiched between the low-field spin liquid physics and the high-field spin-polarized phase, the exploration of magnetic phenomena in this intermediate regime, however, often remains elusive to controlled analytical approaches. Here we numerically study such intermediate-field magnetic phenomena for two representative Kitaev models (on the square-octagon and decorated honeycomb lattice) that exhibit either Abelian or non-Abelian topological order in the low-field limit. Using a combination of exact diagonalization and density matrix renormalization group techniques, as well as linear spin-wave theory, we establish the generic features of Kitaev spin liquids in an external magnetic field. While ferromagnetic models typically exhibit a direct transition to the polarized state at a relatively low field strength, antiferromagnetic couplings not only substantially stabilizes the topological spin liquid phase, but generically lead to the emergence of a distinct field-induced intermediate regime, separated by a crossover from the high-field polarized regime. Our results suggest that, for most lattice geometries, this regime generically exhibits significant spin canting, antiferromagnetic spin-spin correlations, and an extended proximate spin liquid regime at finite temperatures. Notably, we identify a symmetry obstruction in the original honeycomb Kitaev model that prevents, at least for certain field directions, the formation of such canted magnetism without breaking symmetries---consistent with the recent numerical observation of an extended gapless spin liquid in this case.

arXiv:2010.05921Physical review. B./Physical review. BFeb 10, 202117 citations

Kitaev exchange and field-induced quantum spin-liquid states in honeycomb α-RuCl3

Ravi Yadav, Nikolay A. Bogdanov, Vamshi M. Katukuri +3 more

Abstract Large anisotropic exchange in 5 d and 4 d oxides and halides open the door to new types of magnetic ground states and excitations, inconceivable a decade ago. A prominent case is the Kitaev spin liquid, host of remarkable properties such as protection of quantum information and the emergence of Majorana fermions. Here we discuss the promise for spin-liquid behavior in the 4 d 5 honeycomb halide α -RuCl 3 . From advanced electronic-structure calculations, we find that the Kitaev interaction is ferromagnetic, as in 5 d 5 iridium honeycomb oxides, and indeed defines the largest superexchange energy scale. A ferromagnetic Kitaev coupling is also supported by a detailed analysis of the field-dependent magnetization. Using exact diagonalization and density-matrix renormalization group techniques for extended Kitaev-Heisenberg spin Hamiltonians, we find indications for a transition from zigzag order to a gapped spin liquid when applying magnetic field. Our results offer a unified picture on recent magnetic and spectroscopic measurements on this material and open new perspectives on the prospect of realizing quantum spin liquids in d 5 halides and oxides in general.Abstract Large anisotropic exchange in 5 d and 4 d oxides and halides open the door to new types of magnetic ground states and excitations, inconceivable a decade ago. A prominent case is the Kitaev spin liquid, host of remarkable properties such as protection of quantum information and the emergence of Majorana fermions. Here we discuss the promise for spin-liquid behavior in the 4 d 5 honeycomb halide α -RuCl 3 . From advanced electronic-structure calculations, we find that the Kitaev interaction is ferromagnetic, as in 5 d 5 iridium honeycomb oxides, and indeed defines the largest superexchange energy scale. A ferromagnetic Kitaev coupling is also supported by a detailed analysis of the field-dependent magnetization. Using exact diagonalization and density-matrix renormalization group techniques for extended Kitaev-Heisenberg spin Hamiltonians, we find indications for a transition from zigzag order to a gapped spin liquid when applying magnetic field. Our results offer a unified picture on recent magnetic and spectroscopic measurements on this material and open new perspectives on the prospect of realizing quantum spin liquids in d 5 halides and oxides in general.

Scientific ReportsNov 30, 2016275 citations

Impact of off-diagonal exchange interactions on the Kitaev spin-liquid state of α−RuCl3

Daichi Takikawa, Satoshi Fujimoto

Motivated by the recent experimental observation of the half-quantized thermal Hall conductivity for the candidate material of the Kitaev spin liquid, $\ensuremath{\alpha}\text{\ensuremath{-}}{\mathrm{RuCl}}_{3}$ [Y. Kasahara et al., Nature 559, 227 (2018)], we investigate effects of non-Kitaev exchange interactions, which exist in the real material, on the gapped chiral spin-liquid state realized in the case with an applied magnetic field. It is found that off-diagonal exchange interactions enhance significantly the mass gap of Majorana fermions. This result provides a possible explanation for robust quantization of the thermal Hall conductivity observed in the above-mentioned experiment. Furthermore, we demonstrate that if the Kitaev spin-liquid state and the zigzag antiferromagnetic order coexist around the border of these two phases, off-diagonal exchange interactions can induce Fermi surfaces of Majorana fermions, leading to a state similar to the U(1) spin liquid.Motivated by the recent experimental observation of the half-quantized thermal Hall conductivity for the candidate material of the Kitaev spin liquid, $\ensuremath{\alpha}\text{\ensuremath{-}}{\mathrm{RuCl}}_{3}$ [Y. Kasahara et al., Nature 559, 227 (2018)], we investigate effects of non-Kitaev exchange interactions, which exist in the real material, on the gapped chiral spin-liquid state realized in the case with an applied magnetic field. It is found that off-diagonal exchange interactions enhance significantly the mass gap of Majorana fermions. This result provides a possible explanation for robust quantization of the thermal Hall conductivity observed in the above-mentioned experiment. Furthermore, we demonstrate that if the Kitaev spin-liquid state and the zigzag antiferromagnetic order coexist around the border of these two phases, off-diagonal exchange interactions can induce Fermi surfaces of Majorana fermions, leading to a state similar to the U(1) spin liquid.

arXiv:1902.06433Physical review. B./Physical review. BJun 6, 201951 citations

Quantum spin liquid phases in Kitaev materials

Po-Hao Chou, Chung‐Yu Mou, Chung‐Hou Chung +1 more

We develop a gauge-invariant renormalized mean-field theory (RMFT) to reliably find the quantum spin liquid (QSL) states and their field response for realistic Kitaev materials under strong magnetic fields and described by the generalized Kitaev J-K-Γ- ${\Gamma }^{{\prime} }$ model. Remarkably, while our RMFT reproduces previous results based on using more complicated numerical methods, it also predicts several new stable QSL states. In particular, since Kitaev spin liquid (KSL) is no longer a saddle point solution, a new exotic 2-cone state distinct from the KSL is found to describe experimental observations well, and hence should be the candidate state realized in the Kitaev material, α-RuCl3. We further explore the mechanism for the suppression of the observed thermal Hall conductivity at low temperatures within the fermionic framework, and show that the polar-angle dependence of the fermionic gap can distinguish the found 2-cone state from the KSL state in further experiments.We develop a gauge-invariant renormalized mean-field theory (RMFT) to reliably find the quantum spin liquid (QSL) states and their field response for realistic Kitaev materials under strong magnetic fields and described by the generalized Kitaev J-K-Γ- $${\Gamma }^{{\prime} }$$ model. Remarkably, while our RMFT reproduces previous results based on using more complicated numerical methods, it also predicts several new stable QSL states. In particular, since Kitaev spin liquid (KSL) is no longer a saddle point solution, a new exotic 2-cone state distinct from the KSL is found to describe experimental observations well, and hence should be the candidate state realized in the Kitaev material, α-RuCl3. We further explore the mechanism for the suppression of the observed thermal Hall conductivity at low temperatures within the fermionic framework, and show that the polar-angle dependence of the fermionic gap can distinguish the found 2-cone state from the KSL state in further experiments.

arXiv:2503.10226npj Quantum MaterialsAug 16, 20254 citations

Fermionic Magnons, Non-Abelian Spinons, and the Spin Quantum Hall Effect from an Exactly Solvable Spin- 1 / 2 Kitaev Model with SU(2) Symmetry

Hong Yao, D. H. Lee

We introduce an exactly solvable SU(2)-invariant spin-1/2 model with exotic spin excitations. With time reversal symmetry (TRS), the ground state is a spin liquid with gapless or gapped spin-1 but fermionic excitations. When TRS is broken, the resulting spin liquid exhibits deconfined vortex excitations which carry spin-1/2 and obey non-Abelian statistics. We show that this SU(2) invariant non-Abelian spin liquid exhibits the spin quantum Hall effect with quantized spin Hall conductivity σ(xy)(s)=ℏ/2π, and that the spin response is effectively described by the SO(3) level-1 Chern-Simons theory at low energy. We further propose that a SU(2) level-2 Chern-Simons theory is the effective field theory describing the topological structure of the non-Abelian SU(2) invariant spin liquid.We introduce an exactly solvable SU(2)-invariant spin-1/2 model with exotic spin excitations. With time reversal symmetry (TRS), the ground state is a spin liquid with gapless or gapped spin-1 but fermionic excitations. When TRS is broken, the resulting spin liquid exhibits deconfined vortex excitations which carry spin-1/2 and obey non-Abelian statistics. We show that this SU(2) invariant non-Abelian spin liquid exhibits the spin quantum Hall effect with quantized spin Hall conductivity σ(xy)(s)=ℏ/2π, and that the spin response is effectively described by the SO(3) level-1 Chern-Simons theory at low energy. We further propose that a SU(2) level-2 Chern-Simons theory is the effective field theory describing the topological structure of the non-Abelian SU(2) invariant spin liquid.

arXiv:1010.3724Physical Review LettersAug 17, 201199 citations

{\Gamma }^{{\prime} }

model. Remarkably, while our RMFT reproduces previous results based on using more complicated numerical methods, it also predicts several new stable QSL states. In particular, since Kitaev spin liquid (KSL) is no longer a saddle point solution, a new exotic 2-cone state distinct from the KSL is found to describe experimental observations well, and hence should be the candidate state realized in the Kitaev material, α-RuCl3. We further explore the mechanism for the suppression of the observed thermal Hall conductivity at low temperatures within the fermionic framework, and show that the polar-angle dependence of the fermionic gap can distinguish the found 2-cone state from the KSL state in further experiments.