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Measurement of electron-electron interactions in one dimension with tunnelling spectroscopy

Yiqing Jin

Published Mar 1, 2020• 1 citation
Publisher

Abstract

The properties of fermions in one dimension are markedly different from those in higher dimensions. In two or three dimensions, the many-body behaviour of fermions is described by the Fermi liquid model, whose most prominent result is that, instead of studying the behaviour of individual particles, it is better to describe the emergent phenomena of the whole system, known as quasiparticles. These are collective modes of excitations born out of particle-particle interactions, which resemble the constituent single particles, albeit with renormalised mass. In one dimension, however, the formation of such a correlated state is unfavourable and the quasiparticles are completely absent. Instead, 1D fermions are described by a model known as the Tomonaga-Luttinger liquid. Central to this model is the process of bosonisation, a mathematical technique which maps the excitation of fermions to bosonic modes of spin-density and charge-density waves. As a prerequisite of the bosonisation technique, the fermionic single-particle dispersion is approximated as a linear function. Consequently, the Luttinger liquid model is limited in its scope of applicability. Specifically, it is valid only in the vicinity of the Fermi points, where the excitation energy is low. Recent advancement in the theoretical field has expanded our understanding of 1D interacting fermions beyond the limit of linearity. The mobile-impurity model, proposed by L. Glazman and his co-authors, is a generalised model of 1D fermions which extends the scope of applicability of the Tomanaga-Luttinger model, accounting for the curvature of single-particle dispersion relations. It extends the region of validity of the tradition TLL theory from the neighbourhood of the Fermi points to a band which follows the single-particle dispersion. This thesis presents the results of an experimental work which provides direct evidence of non-linear behaviour predicted by the new model. It revolves around the measurement of the spectral function of electrons in surface-gate-defined quantum wires on a double-quantum-well, GaAs/AlGaAs device, and the comparison and fitting of the result to the non-linear theory. The spectral function is a theoretical concept frequently used in discussions on many-body problems. Its physical interpretation makes it closely related to experimental observables, such as the tunnelling current between the double quantum wells in this work. This thesis consists of three parts. Part one concerns the theories of the various many-body models and the experimental technique: Chapter 1 briefly introduces the concept of Fermi liquid, before focusing on a detailed account of the Luttinger-liquid model. The mobile-impurity model will be introduced in the framework of the Luttinger liquid model afterwards, followed by a review of experimental works reported in the literature on the study of TLL physics. In Chapter 2, the principles of the experimental tunnelling spectroscopy technique are described. The second part of the thesis details the structure of the test device used in the experiment and its fabrication. In particular, we will discuss the intricacies of the three-dimensional EBL fabrication process developed specifically for this project. The setup and running of the measurement circuit will also be discussed in this part of the thesis, in the context of a prerequisite sample characterisation measurement. In the final part of the work, data from the main experiment will be presented and analysed, in search for the electron-electron interaction effects which are predicted by the theoretical discussions in the first chapter.

DOI
10.17863/cam.57086

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The electronic systems in one dimension have features quite distinct from those in higher dimensions. The onedimensional Fermi surface consists of two discrete points, while in higher dimensions it is continuous. The low-energy particle-hole pairs’ spectrum, which arises from momentum and energy conservations for wave vector between zero and twice of Fermi wave vector does not exist in one dimension. In higher dimensions, this region of missing states is filled in. The Fourier transform of one-dimensional Coulomb potential diverges. This led to wide spread belief that one-dimensional interacting electronic systems should exhibit non-Fermi liquid (known as Luttinger liquid) behaviour. However, there is still no unambiguous evidence both for the real existence or non-existence of Luttinger liquid behaviour in a realistic quantum wire. This talk briefly reviews key aspects of Fermi liquid approach and Tomonaga-Luttinger liquid approach for a onedimensional system. In this paper, structure factor, pair distribution function and electron-electron scattering, which exhibit similarity between two approaches in low energy and momentum regime, is reviewed.

Indian Journal of Pure & Applied Physics•Feb 1, 2006•0 citations
The properties of fermions in one dimension are markedly different from those in higher dimensions. In two or three dimensions, the many-body behaviour of fermions is described by the Fermi liquid model, whose most prominent result is that, instead of studying the behaviour of individual particles, it is better to describe the emergent phenomena of the whole system, known as quasiparticles. These are collective modes of excitations born out of particle-particle interactions, which resemble the constituent single particles, albeit with renormalised mass. In one dimension, however, the formation of such a correlated state is unfavourable and the quasiparticles are completely absent. Instead, 1D fermions are described by a model known as the Tomonaga-Luttinger liquid. Central to this model is the process of bosonisation, a mathematical technique which maps the excitation of fermions to bosonic modes of spin-density and charge-density waves. As a prerequisite of the bosonisation technique, the fermionic single-particle dispersion is approximated as a linear function. Consequently, the Luttinger liquid model is limited in its scope of applicability. Specifically, it is valid only in the vicinity of the Fermi points, where the excitation energy is low. Recent advancement in the theoretical field has expanded our understanding of 1D interacting fermions beyond the limit of linearity. The mobile-impurity model, proposed by L. Glazman and his co-authors, is a generalised model of 1D fermions which extends the scope of applicability of the Tomanaga-Luttinger model, accounting for the curvature of single-particle dispersion relations. It extends the region of validity of the tradition TLL theory from the neighbourhood of the Fermi points to a band which follows the single-particle dispersion. This thesis presents the results of an experimental work which provides direct evidence of non-linear behaviour predicted by the new model. It revolves around the measurement of the spectral function of electrons in surface-gate-defined quantum wires on a double-quantum-well, GaAs/AlGaAs device, and the comparison and fitting of the result to the non-linear theory. The spectral function is a theoretical concept frequently used in discussions on many-body problems. Its physical interpretation makes it closely related to experimental observables, such as the tunnelling current between the double quantum wells in this work. This thesis consists of three parts. Part one concerns the theories of the various many-body models and the experimental technique: Chapter 1 briefly introduces the concept of Fermi liquid, before focusing on a detailed account of the Luttinger-liquid model. The mobile-impurity model will be introduced in the framework of the Luttinger liquid model afterwards, followed by a review of experimental works reported in the literature on the study of TLL physics. In Chapter 2, the principles of the experimental tunnelling spectroscopy technique are described. The second part of the thesis details the structure of the test device used in the experiment and its fabrication. In particular, we will discuss the intricacies of the three-dimensional EBL fabrication process developed specifically for this project. The setup and running of the measurement circuit will also be discussed in this part of the thesis, in the context of a prerequisite sample characterisation measurement. In the final part of the work, data from the main experiment will be presented and analysed, in search for the electron-electron interaction effects which are predicted by the theoretical discussions in the first chapter.
The explicitly soluble Luttinger model is used as a basis for the description of the general interacting Fermi gas in one dimension, which will be called 'Luttinger liquid theory', by analogy with Fermi liquid theory. The excitation spectrum of the Luttinger model is described by density-wave, charge and current excitations; its spectral properties determine a characteristic parameter that controls the correlation function exponents. These relations are shown to survive in non-soluble generalisations of the model with a non-linear fermion dispersion. It is proposed that this low-energy structure is universal to a wide class of 1D systems with conducting or fluid properties, including spin chains.
It is now possible to create wires consisting of a single chain of atoms on an insulating substrate, with possible applications in nanoscale circuitry. However, experimental data on such systems are currently rather limited and as such a thorough theoretical investigation of such systems is required. In particular, it is useful to know to what extent the behaviour of such wires is one-dimensional - purely one-dimensional systems display Luttinger liquid behaviour, as opposed to the Fermi liquid behaviour characteristic of higher dimensional systems. However, conventional techniques in theoretical surface science are unable to provide a description of electronic correlations at the level required for one dimensional systems. The existing literature on such atomic wire systems is first reviewed. A discussion of physics in one spatial dimension follows, with a thorough introduction to both the Luttinger liquid and the analytical solutions of the Luttinger model. These concepts are then applied to a simplified model of an atomic wire system - two coupled chains of atoms, on just one of which electron-electron interactions are included. The chain which includes interactions thus represents the wire, while the non-interacting chain represents, albeit incompletely, the influence of the insulating substrate upon which the wire is embedded. Evidence for Luttinger liquid behaviour would be found in the excitation spectra and correlation functions of the system. A Fortran 90 code was written to implement the above, and both a description of the code and numerical results are presented. The results from excitations and correlation functions of the system indicate that, within the limitations of the model, Luttinger liquid behaviour may well survive. It is possible to calculate for larger and more complicated systems by use of the Density Matrix Renormalization Group (DMRG) algorithm, which relies on keeping only those states of the many particle system needed to describe the ground state and the low-energy excitations. The underlying theory of DMRG is discussed and followed with presentation of preliminary results based on a Hubbard model Hamiltonian.
The natural excitations of an interacting one-dimensional system at low energy are the hydrodynamic modes of a Luttinger liquid, protected by the Lorentz invariance of the linear dispersion. We show that beyond low energies, where the quadratic dispersion reduces the symmetry to Galilean, the main character of the many-body excitations changes into a hierarchy: calculations of dynamic correlation functions for fermions (without spin) show that the spectral weights of the excitations are proportional to powers of R2/L2{\mathcal{R}}^{2}/{L}^{2}R2/L2, where R\mathcal{R}R is a length-scale related to interactions and LLL is the system length. Thus only small numbers of excitations carry the principal spectral power in representative regions on the energy-momentum planes. We have analyzed the spectral function in detail and have shown that the first-level (strongest) excitations form a mode with parabolic dispersion, like that of a renormalized single particle. The second-level excitations produce a singular power-law line shape to the first-level mode and multiple power laws at the spectral edge. We have illustrated a crossover to a Luttinger liquid at low energy by calculating the local density of states through all energy scales: from linear to nonlinear, and to above the chemical potential energies. In order to test this model, we have carried out experiments to measure the momentum-resolved tunneling of electrons (fermions with spin) from/to a wire formed within a GaAs heterostructure. We observe a well-resolved spin-charge separation at low energy with appreciable interaction strength and only a parabolic dispersion of the first-level mode at higher energies. We find a structure resembling the second-level excitations, which dies away rapidly at high momentum in line with the theoretical predictions here.
The Fermi liquid theory is a central concept in modern condensed matter physics used to describe conventional metals. A state of this universality class consists of well-defined quasiparticles, which occupy a finite number of states within a Fermi volume defined in momentum space. According to the Luttinger’s theorem, such a state encloses a Fermi volume proportional to the electron density modulo the filled bands if no symmetry is broken. In the past decades strong deviations from Fermi liquid theory have been observed in the scaling behavior of thermodynamic observables in different materials, among which are for instance cuprates and iron pnictides. This thesis is about two prototypical systems that can not be described by Fermi liquid theory. The first part of this work investigates two-dimensional effective models, which are in a Mott insulating state at half-filling and have a finite conductivity when doped with holes. In such a Mott insulating state, the charge carriers are strongly localized due to the Coulomb repulsion. Hence, strong correlations are assumed to have a strong impact on the formation of the ground state, also in the regime of small hole concentration. In a first project we have used a so-called spinon dopon mean-field theory to represent the two-dimensional Fermi-Hubbard model with strong on-site repulsive interaction in effective degrees of freedom, in which the holes can be embedded into a quantum spin liquid. The corresponding SU(2) invariant ground state belongs to the class of fractionalized Fermi liquids. In a second project we investigate a quantum dimer model, an effective model based on a Hilbert space spanned by short range singlets and bound states of holes and spins. The focus here is on the calculation of the hole-part of the electron spectral function by using exact diagonalization and its comparison with two analytic methods, a diagrammatic computation based on the Bethe-Salpeter equation and a so-called two-mode approximation. The electron spectral function shows a similar analytic form in momentum space between nodal and antinodal point when compared to results from photoemission spectroscopy experiments on cuprates. Furthermore, in a subsequent work we calculate the exact ground state of the quantum dimer model along a certain parameter line. In order to analyze the behavior of the elctron spectral function when increasing the density of holes, we investigate the Fermi-Hubbard model in a current project using a dynamical mean-field approach. To solve the 4-site cluster impurity problem, we use a numerical renormalization group approach. However, numerical limitations force us to restrict the analysis to spin-polarized baths. According to the spectral data, the system is similar to the SU(2) invariant case at half-filling in a Mott insulating state and posseses a momentum-selective energy gap at finite doping. The topology of the Fermi surface shows a Lifshitz transition when increasing the hole concentration. Here, the curvature of the Fermi surface changes from electron- to hole-like. For comparison we apply the dynamical mean-field theory also to the quantum dimer model and observe that the electron spectral functions at finite doping are qualitatively similar to that of the two-dimensional Fermi-Hubbard model. The second half of the work is about Tomonaga-Luttinger liquid theory, which is used to describe the low-energy effective degrees of freedom of one-dimensional systems. Here, we first discuss a conceptional extension of the operator-based bosonization theory for one-dimensional systems. This extension is especially suited for inhomogeneous one-dimensional systems. First, we investigate a one-dimensional system with a local interation potential and compute an exact solution of the single particle propagator at T = 0. The critical exponent of the single particle propagator has an unconventional form as a function of the microscopic Tomonaga-Luttinger parameters, which is not covered by the original Luttinger paradigm postulated by F. Duncan M. Haldane. In a second project on one-dimensional systems, we study the impact of scattering processes among bosonic low-energy excitations on the thermalization process. Such scattering processes are irrelevant on large length scales, however strongly affect the dynamics. In our analytic analysis we focus on a experimental setup, where a one-dimensional Bose gas is instantaneously splitted in two identical, however strongly correlated, halves of one-dimensional electronic systems. In the following, the corresponding non-equilibrium state runs through multiple regimes in time, such as a metastable prethermalization regime. However, above a certain threshold in time such scattering processes cause an effective thermalization of the system. In order to demonstrate this, we compute the kinetic equation in the Keldysh field integral formalism from a diagrammatic expansion based on a self-consistent Born approximation.
For many years, the Luttinger liquid theory has served as a useful paradigm for the description of one-dimensional (1D) quantum fluids in the limit of low energies. This theory is based on a linearization of the dispersion relation of the particles constituting the fluid. Recent progress in understanding 1D quantum fluids beyond the low-energy limit is reviewed, where the nonlinearity of the dispersion relation becomes essential. The novel methods which have been developed to tackle such systems combine phenomenology built on the ideas of the Fermi-edge singularity and the Fermi-liquid theory, perturbation theory in the interaction strength, and new ways of treating finite-size properties of integrable models. These methods can be applied to a wide variety of 1D fluids, from 1D spin liquids to electrons in quantum wires to cold atoms confined by 1D traps. Existing results for various dynamic correlation functions are reviewed, in particular, the dynamic structure factor and the spectral function. Moreover, it is shown how a dispersion nonlinearity leads to finite particle lifetimes and its impact on the transport properties of 1D systems at finite temperatures is discussed. The conventional Luttinger liquid theory is a special limit of the new theory, and the relation between the two is explained.
The electronic systems in one dimension have features quite distinct from those in higher dimensions. The onedimensional Fermi surface consists of two discrete points, while in higher dimensions it is continuous. The low-energy particle-hole pairs’ spectrum, which arises from momentum and energy conservations for wave vector between zero and twice of Fermi wave vector does not exist in one dimension. In higher dimensions, this region of missing states is filled in. The Fourier transform of one-dimensional Coulomb potential diverges. This led to wide spread belief that one-dimensional interacting electronic systems should exhibit non-Fermi liquid (known as Luttinger liquid) behaviour. However, there is still no unambiguous evidence both for the real existence or non-existence of Luttinger liquid behaviour in a realistic quantum wire. This talk briefly reviews key aspects of Fermi liquid approach and Tomonaga-Luttinger liquid approach for a onedimensional system. In this paper, structure factor, pair distribution function and electron-electron scattering, which exhibit similarity between two approaches in low energy and momentum regime, is reviewed.