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Journal of Physics C Solid State Physics

'Luttinger liquid theory' of one-dimensional quantum fluids. I. Properties of the Luttinger model and their extension to the general 1D interacting spinless Fermi gas

F. D. M. Haldane

Published Jul 10, 1981• 2,495 citations
Publisher

Abstract

The explicitly soluble Luttinger model is used as a basis for the description of the general interacting Fermi gas in one dimension, which will be called 'Luttinger liquid theory', by analogy with Fermi liquid theory. The excitation spectrum of the Luttinger model is described by density-wave, charge and current excitations; its spectral properties determine a characteristic parameter that controls the correlation function exponents. These relations are shown to survive in non-soluble generalisations of the model with a non-linear fermion dispersion. It is proposed that this low-energy structure is universal to a wide class of 1D systems with conducting or fluid properties, including spin chains.

DOI
10.1088/0022-3719/14/19/010

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The explicitly soluble Luttinger model is used as a basis for the description of the general interacting Fermi gas in one dimension, which will be called 'Luttinger liquid theory', by analogy with Fermi liquid theory. The excitation spectrum of the Luttinger model is described by density-wave, charge and current excitations; its spectral properties determine a characteristic parameter that controls the correlation function exponents. These relations are shown to survive in non-soluble generalisations of the model with a non-linear fermion dispersion. It is proposed that this low-energy structure is universal to a wide class of 1D systems with conducting or fluid properties, including spin chains.
The explicitly soluble Luttinger model is used as a basis for the description of the general interacting Fermi gas in one dimension, which will be called 'Luttinger liquid theory', by analogy with Fermi liquid theory. The excitation spectrum of the Luttinger model is described by density-wave, charge and current excitations; its spectral properties determine a characteristic parameter that controls the correlation function exponents. These relations are shown to survive in non-soluble generalisations of the model with a non-linear fermion dispersion. It is proposed that this low-energy structure is universal to a wide class of 1D systems with conducting or fluid properties, including spin chains.
For many years, the Luttinger liquid theory has served as a useful paradigm for the description of one-dimensional (1D) quantum fluids in the limit of low energies. This theory is based on a linearization of the dispersion relation of the particles constituting the fluid. Recent progress in understanding 1D quantum fluids beyond the low-energy limit is reviewed, where the nonlinearity of the dispersion relation becomes essential. The novel methods which have been developed to tackle such systems combine phenomenology built on the ideas of the Fermi-edge singularity and the Fermi-liquid theory, perturbation theory in the interaction strength, and new ways of treating finite-size properties of integrable models. These methods can be applied to a wide variety of 1D fluids, from 1D spin liquids to electrons in quantum wires to cold atoms confined by 1D traps. Existing results for various dynamic correlation functions are reviewed, in particular, the dynamic structure factor and the spectral function. Moreover, it is shown how a dispersion nonlinearity leads to finite particle lifetimes and its impact on the transport properties of 1D systems at finite temperatures is discussed. The conventional Luttinger liquid theory is a special limit of the new theory, and the relation between the two is explained.
We review the progress in the theory of one-dimensional (ID) Fermi liquids which has occurred over the past decade. The usual Fermi liquid theory, based on a quasi-particle picture, breaks down in one dimension because of the Peierls divergence in the particle-hole bubble, producing anomalous dimensions of operators, and because of charge-spin separation. Both are related to the importance of scattering processes transferring finite momentum. A description of the low-energy properties of gapless 1D quantum systems can be based on the exactly solvable Luttinger model which incorporates these features, and whose correlation functions can be calculated. Special properties of the eigenvalue spectrum, parameterized by one renormalized velocity and one effective coupling constant per degree of freedom, fully describe the physics of this model. Other gapless 1D models share these properties in a low-energy subspace. The concept of a "Luttinger liquid" implies that their low-energy properties are described by an effective Luttinger model, and constitutes the universality class of these quantum systems. Once the mapping on the Luttinger model is achieved, one has an asymptotically exact solution of the 1D many-body problem. Lattice models identified as Luttinger liquids include the 1D Hubbard model off half-filling, and variants such as the t-J- or the extended Hubbard model. In addition, 1D electron-phonon systems or metals with impurities can be Luttinger liquids, as well as the edge states in the quantum Hall effect.
A relation between the spectrum and correlation exponents of the Luttinger model is argued to be a general property of a universality class called "Luttinger liquids." The spinless fermion model equivalent to the S=12S=\frac{1}{2}S=21​ Heisenberg-Ising -XY\mathrm{XY}XY chain in a field is argued to belong to this class, allowing for the first time the systematic calculation of its correlation exponents.
In contrast to the well-known Fermi-liquid theory of three dimensions, interacting one-dimensional and quasi-one-dimensional systems of fermions are described at low energy by an effective theory known as Luttinger liquid theory. This theory is expressed in terms of collective many-body excitations that show exotic behavior such as spin-charge separation. Luttinger liquid theory is commonly applied on the premise that ``low energy'' describes both the spin and charge sectors. However, when the interactions in the system are very strong, as they typically are at low particle densities, the ratio of spin to charge energy may become exponentially small. It is then possible at very low temperatures for the single-spin excitation energy to be low compared to the characteristic single excitation charge energy, but still high compared to the characteristic spin energy. This energy window of near ground-state charge degrees of freedom but highly thermally excited spin degrees of freedom is called a spin-incoherent Luttinger liquid. The spin-incoherent Luttinger liquid exhibits a higher degree of universality than the Luttinger liquid and its properties are qualitatively distinct. In this Colloquium some recent theoretical developments in the field are detailed and experimental indications of such a regime in gated semiconductor quantum wires are described.