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Gleason-type theorems and general probabilistic theories

Victoria J Wright

Published Sep 10, 2019• 1 citation
OpenAlex

Abstract

The postulates of quantum theory are rather abstract in comparison with those of other physical theories such as special relativity. This thesis considers two tools for investigating this discrepancy and makes a connection between them. The first of these tools, Gleason-type theorems, illustrates the interplay between postulates concerning observables, states and probabilities of measurement outcomes, demonstrating that they need not be entirely independent. Gleason’s original and remarkable result applied to observables described by projection-valued measures; however, the theorem does not hold in dimension two. Busch generalised the idea to observables described by positive operator measures, proving a result which holds for all separable Hilbert spaces. We show that Busch’s assumptions may be weakened without affecting the result. The manner in which we weaken the assumptions brings them closer to Gleason’s original treatment of projection-valued measures. We will then demonstrate the connection between Gleason-type theorems and Cauchy’s functional equation, a connection which yields an alternative proof of Busch’s result. The second tool we consider is the family of general probabilistic theories which offers a means of comparing quantum theory with reasonable alternatives. We identify a general probabilistic theory which reproduces the set of non-local correlations achievable in quantum theory, a property often thought to be particular to quantum theory. Finally, we connect these two tools by determining the class of general probabilistic theories which admit a Gleason-type theorem.

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The postulates of quantum theory are rather abstract in comparison with those of other physical theories such as special relativity. This thesis considers two tools for investigating this discrepancy and makes a connection between them. The first of these tools, Gleason-type theorems, illustrates the interplay between postulates concerning observables, states and probabilities of measurement outcomes, demonstrating that they need not be entirely independent. Gleason’s original and remarkable result applied to observables described by projection-valued measures; however, the theorem does not hold in dimension two. Busch generalised the idea to observables described by positive operator measures, proving a result which holds for all separable Hilbert spaces. We show that Busch’s assumptions may be weakened without affecting the result. The manner in which we weaken the assumptions brings them closer to Gleason’s original treatment of projection-valued measures. We will then demonstrate the connection between Gleason-type theorems and Cauchy’s functional equation, a connection which yields an alternative proof of Busch’s result. The second tool we consider is the family of general probabilistic theories which offers a means of comparing quantum theory with reasonable alternatives. We identify a general probabilistic theory which reproduces the set of non-local correlations achievable in quantum theory, a property often thought to be particular to quantum theory. Finally, we connect these two tools by determining the class of general probabilistic theories which admit a Gleason-type theorem.
Abstract Quantum theory is indeterministic, but not completely so. When a system is in a pure state there are properties it possesses with certainty, known as actual properties. The actual properties of a quantum system (in a pure state) fully determine the probability of finding the system to have any other property. We will call this principle, wherein the deterministic elements of a theory completely characterise the probabilistic elements, intermediate determinism. In dimensions of at least three, intermediate determinism in quantum theory is guaranteed by the structure of its lattice of properties. This observation follows from Gleason’s theorem, which is why it fails to hold in dimension two. In this work we extend the idea of intermediate determinism from properties to measurements. Under this extension intermediate determinism follows from the structure of quantum effects for separable Hilbert spaces of any dimension, including dimension two. Then, we find necessary and sufficient conditions for a general probabilistic theory to obey intermediate determinism. We show that, although related, both the no-restriction hypothesis and a Gleason-type theorem are neither necessary nor sufficient for intermediate determinism.
Gleason-type theorems for quantum theory allow one to recover the quantum state space by assuming that (i) states consistently assign probabilities to measurement outcomes and that (ii) there is a unique state for every such assignment. We identify the class of general probabilistic theories which also admit Gleason-type theorems. It contains theories satisfying the no-restriction hypothesis as well as others which can simulate such an unrestricted theory arbitrarily well when allowing for post-selection on measurement outcomes. Our result also implies that the standard no-restriction hypothesis applied to effects is not equivalent to the dual no-restriction hypothesis applied to states which is found to be less restrictive.
Busch's theorem deriving the standard quantum probability rule can be regarded as a more general form of Gleason's theorem. Here we show that a further generalisation is possible by reducing the number of quantum postulates used by Busch. We do not assume that the positive measurement outcome operators are effects or that they form a probability operator measure. We derive a more general probability rule from which the standard rule can be obtained from the normal laws of probability when there is no measurement outcome information available, without the need for further quantum postulates. Our general probability rule has prediction-retrodiction symmetry and we show how it may be applied in quantum communications and in retrodictive quantum theory.
Quantum processes cannot be reduced, in a nontrivial way, to classical processes without specifying the context in the description of a measurement procedure. This requirement is implied by the Kochen--Specker theorem in the outcome-deterministic case and, more generally, by the Gleason theorem. The latter establishes that there is only one noncontextual classical model compatible with quantum theory, the one that trivially identifies the quantum state with the classical state. However, this model requires a breaking of the unitary evolution to account for macroscopic realism. Thus, a causal classical model compatible with the unitary evolution of the quantum state is necessarily contextual to some extent. Inspired by well-known results in quantum communication complexity, we consider a particular class of hidden variable theories by assuming that the amount of information about the measurement context is finite. Aiming at establishing some general features of these theories, we first present a generalized version of the Gleason theorem and provide a simple proof of it. Assuming that Gleason's hypotheses hold only locally for small changes of the measurement procedure, we obtain almost the same conclusion of the original theorem about the functional form of the probability measure. An additional constant and a relaxed property of the density operator are the only two differences from the original result. By this generalization of the Gleason theorem and the assumption of finite information for the context, we prove that the probabilities over three or more outcomes of a projective measurement must be linear functions of the projectors associated with the outcomes, given the information on the context.
Quantum correlations often defy an explanation in terms of fundamental notions of classical physics, such as causality, locality, and realism. While the mathematical theory underpinning quantum correlations between spacelike separated systems has been well-established since the 1930s, the mathematical theory for correlations between non-spacelike separated systems is much less developed. In this work, we develop the theory of what we refer to as "local-density operators", which we view as joint states for possibly non-spacelike separated quantum systems. Local-density operators are unit trace operators whose marginals are genuine density operators, which we show not only subsumes the notion of density operator, but also several extensions of the notion of density operator into the spatiotemporal domain, such as pseudo-density operators and quantum states over time. More importantly, we prove a result which establishes a one-to-one correspondence between local-density operators and what we refer to as "Dirac measures", which are complex-valued measures on the space of separable projectors associated with two quantum systems. In the case that one of the systems is the trivial quantum system with a one-dimensional Hilbert space, our result recovers the fundamental result known as Gleason's Theorem, which implies that the Born rule from quantum theory is the only way in which one may assign probabilities to the outcomes of measurements performed on quantum systems in a non-contextual manner. As such, our results establish a direct generalization of Gleason's Theorem to measurements performed on possibly non-spacelike separated systems, thus extending the mathematical theory of quantum correlations across space to quantum correlations across space and time.