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arXiv:1905.12751 · Foundations of Physics

Gleason-Type Theorems from Cauchy’s Functional Equation

Victoria J Wright, Stefan Weigert

Published Jun 1, 2019• 8 citations
arXivHTMLPDF

Abstract

Gleason-type theorems derive the density operator and the Born rule formalism of quantum theory from the measurement postulate, by considering additive functions which assign probabilities to measurement outcomes. Additivity is also the defining property of solutions to Cauchy’s functional equation. This observation suggests an alternative proof of the strongest known Gleason-type theorem, based on techniques used to solve functional equations.

DOI
10.1007/s10701-019-00275-x

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Gleason-type theorems derive the density operator and the Born rule formalism of quantum theory from the measurement postulate, by considering additive functions which assign probabilities to measurement outcomes. Additivity is also the defining property of solutions to Cauchy’s functional equation. This observation suggests an alternative proof of the strongest known Gleason-type theorem, based on techniques used to solve functional equations.
The postulates of quantum theory are rather abstract in comparison with those of other physical theories such as special relativity. This thesis considers two tools for investigating this discrepancy and makes a connection between them. The first of these tools, Gleason-type theorems, illustrates the interplay between postulates concerning observables, states and probabilities of measurement outcomes, demonstrating that they need not be entirely independent. Gleason’s original and remarkable result applied to observables described by projection-valued measures; however, the theorem does not hold in dimension two. Busch generalised the idea to observables described by positive operator measures, proving a result which holds for all separable Hilbert spaces. We show that Busch’s assumptions may be weakened without affecting the result. The manner in which we weaken the assumptions brings them closer to Gleason’s original treatment of projection-valued measures. We will then demonstrate the connection between Gleason-type theorems and Cauchy’s functional equation, a connection which yields an alternative proof of Busch’s result. The second tool we consider is the family of general probabilistic theories which offers a means of comparing quantum theory with reasonable alternatives. We identify a general probabilistic theory which reproduces the set of non-local correlations achievable in quantum theory, a property often thought to be particular to quantum theory. Finally, we connect these two tools by determining the class of general probabilistic theories which admit a Gleason-type theorem.
Gleason's theorem is often cited as establishing the Born rule from the structure of Hilbert space, yet its original proof is mathematically sophisticated and rarely accessible to physicists. In this article we present a simple route to the dimensional distinction at the heart of Gleason's result, using the generalized Bloch representation of quantum states. More precisely, we consider a restricted but instructive class of probability assignments obtained by replacing the linear dependence of the Born expression on a Bloch-space scalar product with a real function f. For qubits, infinitely many continuous non-Born assignments of this form satisfy normalization for every projective measurement. In dimension greater than 3, by contrast, the geometry of the measurement simplex imposes additional relations among the relevant scalar products. Requiring normalization for arbitrary states then leads to a Cauchy-type functional equation, which, together with boundedness, forces f to be linear. Our argument provides a complementary geometric illustration of why the freedom present in dimension two disappears in higher dimensions, reaching this conclusion directly from the geometry of the measurement simplices and normalization, without explicitly invoking the intertwining of projectors across different orthogonal resolutions of the identity.
We extend Gleason's theorem to the two-dimensional Hilbert space of a qubit by invoking the standard axiom that describes composite quantum systems. The tensor-product structure allows us to derive density matrices and Born's rule for d=2d=2d=2 from a simple requirement: the probabilities assigned to measurement outcomes must not depend on whether a system is considered on its own or as a subsystem of a larger one. In line with Gleason's original theorem, our approach assigns probabilities only to projection-valued measures, while other known extensions rely on considering more general classes of measurements. This extension of Gleason's theorem to two-dimensional systems is shown to remain valid for some foil theories of quantum theory.
The emergence of intrinsic probability has long been one of the most important and puzzling problems in quantum mechanics, and the law most directly related to this problem is the Born rule. For a century, there have been many attempts to derive the Born rule as a theorem rather than postulating it. However, existing derivations of the Born rule are each based on different frameworks and have attracted different criticisms. The assumptions from which they start are also highly divergent, and the connections between them have not been sufficiently studied. These possible connections are very likely to be the key to answering questions about the origin of probability in quantum mechanics. This paper focuses on proving the necessity and indispensability of the additivity assumption in the derivation of the Born rule. This supports the view that the Born rule cannot be derived solely from other non-probabilistic quantum or additional postulates. We first prove that additivity cannot be derived from two other commonly used non-probabilistic additional assumptions, non-contextuality and normalization. Then we analyze the crucial role of the additivity assumption in five important existing derivations of the Born rule. These include Gleason's Theorem, Busch's extension of Gleason's Theorem, the Deutsch-Wallace Theorem, Zurek's envariance proof, and the Finkelstein-Hartle Theorem. We show that these derivations either depend heavily on the additivity assumption or lead to obvious loopholes due to the lack of additivity. We also point out some problems arised from the lack of a non-contextuality assumption. Our results provide a novel insight into the important role of additivity assumption in quantum measurement, as well as into the origin of probability in quantum mechanics.