Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

International Conference on Communications

A Low-Complexity Algorithm for Achieving Secrecy Capacity in MIMO Wiretap Channels

Thang Van Nguyen, Quang‐Doanh Vu, Markku J. Juntti, Le‐Nam Tran

Published Jun 1, 2020• 8 citations
Publisher

Abstract

We consider a secure transmission including a transmitter, a receiver and an eavesdropper, each being equipped with multiple antennas. The aim is to develop a low-complexity and scalable method to find a globally optimal solution to the problem of secrecy rate maximization under a total power constraint at the transmitter. In principle, the original formulation of the problem is nonconvex. However, it can be equivalently translated into finding a saddle point of a minimax convex-concave program. An existing approach finds the saddle point using the Newton method, whose computational cost increases quickly with the number of transmit antennas, making it unsuitable for large scale antenna systems. To this end, we propose an iterative algorithm based on alternating optimization, which is guaranteed to converge to a saddle point, and thus achieves a globally optimal solution to the considered problem. In particular, each subproblem of the proposed iterative method admits a closed-form solution. We analytically show that the iteration cost of our proposed method is much cheaper than that of the known solution. As a result, numerical results demonstrate that the proposed method remarkably outperforms the existing one in terms of the overall run time.

DOI
10.1109/icc40277.2020.9149178

Related papers

On the Secrecy Capacity of MIMO Wiretap Channels: Convex Reformulation and Efficient Numerical Methods

Anshu Mukherjee, Björn Ottersten, Le‐Nam Tran

This paper presents novel numerical approaches to finding the secrecy capacity of the multiple-input multiple-output (MIMO) wiretap channel subject to multiple linear transmit covariance constraints, including sum power constraint, per antenna power constraints and interference power constraint. An analytical solution to this problem is not known and existing numerical solutions suffer from slow convergence rate and/or high per-iteration complexity. Deriving computationally efficient solutions to the secrecy capacity problem is challenging since the secrecy rate is expressed as a difference of convex functions (DC) of the transmit covariance matrix, for which its convexity is only known for some special cases. In this paper we propose two low-complexity methods to compute the secrecy capacity along with a convex reformulation for degraded channels. In the first method we capitalize on the accelerated DC algorithm which requires solving a sequence of convex subproblems, for which we propose an efficient iterative algorithm where each iteration admits a closed-form solution. In the second method, we rely on the concave-convex equivalent reformulation of the secrecy capacity problem which allows us to derive the so-called partial best response algorithm to obtain an optimal solution. Notably, each iteration of the second method can also be done in closed form. The simulation results demonstrate a faster convergence rate of our methods compared to other known solutions. We carry out extensive numerical experiments to evaluate the impact of various parameters on the achieved secrecy capacity.

arXiv:2012.05667•IEEE Transactions on Communications•Jul 21, 2021•24 citations

An Algorithm for Global Maximization of Secrecy Rates in Gaussian MIMO Wiretap Channels

Sergey L. Loyka, Charalambos D. Charalambous

Optimal signaling for secrecy rate maximization in Gaussian MIMO wiretap channels is considered. While this channel has attracted a significant attention recently and a number of results have been obtained, including the proof of the optimality of Gaussian signalling, an optimal transmit covariance matrix is known for some special cases only and the general case remains an open problem. An iterative custom-made algorithm to find a globally-optimal transmit covariance matrix in the general case is developed in this paper, with guaranteed convergence to a global optimum. While the original optimization problem is not convex and hence difficult to solve, its minimax reformulation can be solved via the convex optimization tools, which is exploited here. The proposed algorithm is based on the barrier method extended to deal with a minimax problem at hand. Its convergence to a global optimum is proved for the general case (degraded or not) and a bound for the optimality gap is given for each step of the barrier method. The performance of the algorithm is demonstrated via numerical examples. In particular, 20 to 40 Newton steps are already sufficient to solve the sufficient optimality conditions with very high precision (up to the machine precision level), even for large systems. Even fewer steps are required if the secrecy capacity is the only quantity of interest. The algorithm can be significantly simplified for the degraded channel case and can also be adopted to include the per-antenna power constraints (instead or in addition to the total power constraint). It also solves the dual problem of minimizing the total power subject to the secrecy rate constraint.

arXiv:1504.03725•IEEE Transactions on Communications•Apr 17, 2015•44 citations

Transmitter Optimization for Achieving Secrecy Capacity in Gaussian MIMO Wiretap Channels

Jiangyuan Li, Athina P. Petropulu

We consider a Gaussian multiple-input multiple-output (MIMO) wiretap channel model, where there exists a transmitter, a legitimate receiver and an eavesdropper, each node equipped with multiple antennas. We study the problem of finding the optimal input covariance matrix that achieves secrecy capacity subject to a power constraint, which leads to a non-convex optimization problem that is in general difficult to solve. Existing results for this problem address the case in which the transmitter and the legitimate receiver have two antennas each and the eavesdropper has one antenna. For the general cases, it has been shown that the optimal input covariance matrix has low rank when the difference between the Grams of the eavesdropper and the legitimate receiver channel matrices is indefinite or semi-definite, while it may have low rank or full rank when the difference is positive definite. In this paper, the aforementioned non-convex optimization problem is investigated. In particular, for the multiple-input single-output (MISO) wiretap channel, the optimal input covariance matrix is obtained in closed form. For general cases, we derive the necessary conditions for the optimal input covariance matrix consisting of a set of equations. For the case in which the transmitter has two antennas, the derived necessary conditions can result in a closed form solution; For the case in which the difference between the Grams is indefinite and has all negative eigenvalues except one positive eigenvalue, the optimal input covariance matrix has rank one and can be obtained in closed form; For other cases, the solution is proved to be a fixed point of a mapping from a convex set to itself and an iterative procedure is provided to search for it. Numerical results are presented to illustrate the proposed theoretical findings.

arXiv:0909.2622•Sep 14, 2009•59 citations

Secrecy rate maximization for MIMO Gaussian wiretap channels with multiple eavesdroppers via alternating matrix POTDC

Jens Steinwandt, Sergiy A. Vorobyov, Martin Haardt

In this paper, we consider the problem of optimizing the transmit co-variance matrix for a multiple-input multiple-output (MIMO) Gaussian wiretap channel. The scenario of interest consists of a transmitter, a legitimate receiver, and multiple non-cooperating eavesdroppers that are all equipped with multiple antennas. Specifically, we design the transmit covariance matrix by maximizing the secrecy rate under a total power constraint, which is a non-convex difference of convex functions (DC) programming problem. We develop an algorithm, termed alternating matrix POTDC algorithm, based on alternating optimization of the eigenvalues and the eigenvectors of the transmit covariance matrix. The proposed alternating matrix POTDC method provides insights into the non-convex nature of the problem and is very general, i.e., additional constraints on the co-variance matrix can easily be incorporated. The secrecy rate performance of the proposed algorithm is demonstrated by simulations.

IEEE International Conference on Acoustics Speech and Signal Processing•May 1, 2014•18 citations

An alternating optimization algorithm for the MIMO secrecy capacity problem under sum power and per-antenna power constraints

Qiang Li, Mingyi Hong, Hoi-To Wai +3 more

This paper considers transmit covariance optimization for a multi-input multi-output (MIMO) Gaussian wiretap channel. Specifically, we aim to maximize the MIMO secrecy capacity by judiciously designing the transmit covariance under the sum power and per-antenna power constraints. The MIMO secrecy capacity maximization (SCM) problem is nonconvex, and so far there is no tractable solution available. We propose an alternating optimization (AO) approach to handle the SCM problem. In particular, our development consists of two steps: First, we show that the SCM problem can be reexpressed to a form that can be conveniently processed by AO. Second, we develop a custom-designed fast algorithm for each AO iteration. Interestingly, with this fast implementation, the overall AO algorithm can be viewed as performing iterative reweighting and water-filling. Finally, the convergence of the proposed algorithm to a stationary solution of SCM is shown, and numerical results are provided to demonstrate its efficacy.

IEEE International Conference on Acoustics Speech and Signal Processing•May 1, 2013•8 citations

Transmit Solutions for MIMO Wiretap Channels using Alternating Optimization

Qiang Li, Mingyi Hong, Hoi-To Wai +3 more

This paper considers transmit optimization in multi-input multi-output (MIMO) wiretap channels, wherein we aim at maximizing the secrecy capacity or rate of an MIMO channel overheard by one or multiple eavesdroppers. Such optimization problems are nonconvex, and appear to be difficult especially in the multi-eavesdropper scenario. In this paper, we propose an alternating optimization (AO) approach to tackle these secrecy optimization problems. We first consider the secrecy capacity maximization (SCM) problem in the single eavesdropper scenario. An AO algorithm is derived through a judicious SCM reformulation. The algorithm conducts some kind of reweighting and water-filling in an alternating fashion, and thus is computationally efficient to implement. We also prove that the AO algorithm is guaranteed to converge to a Karush-Kuhn-Tucker (KKT) point of the SCM problem. Then, we turn our attention to the multiple eavesdropper scenario, where the artificial noise (AN)-aided secrecy rate maximization (SRM) problem is considered. Although the AN-aided SRM problem has a more complex problem structure than the previous SCM, we show that AO can be extended to deal with the former, wherein the problem is handled by solving convex problems in an alternating fashion. Again, the resulting AO method is proven to have KKT point convergence guarantee. For fast implementation, a custom-designed AO algorithm based on smoothing and projected gradient is also derived. The secrecy rate performance and computational efficiency of the proposed algorithms are demonstrated by simulations.

IEEE Journal on Selected Areas in Communications•Aug 23, 2013•248 citations
We consider a secure transmission including a transmitter, a receiver and an eavesdropper, each being equipped with multiple antennas. The aim is to develop a low-complexity and scalable method to find a globally optimal solution to the problem of secrecy rate maximization under a total power constraint at the transmitter. In principle, the original formulation of the problem is nonconvex. However, it can be equivalently translated into finding a saddle point of a minimax convex-concave program. An existing approach finds the saddle point using the Newton method, whose computational cost increases quickly with the number of transmit antennas, making it unsuitable for large scale antenna systems. To this end, we propose an iterative algorithm based on alternating optimization, which is guaranteed to converge to a saddle point, and thus achieves a globally optimal solution to the considered problem. In particular, each subproblem of the proposed iterative method admits a closed-form solution. We analytically show that the iteration cost of our proposed method is much cheaper than that of the known solution. As a result, numerical results demonstrate that the proposed method remarkably outperforms the existing one in terms of the overall run time.
This paper presents novel numerical approaches to finding the secrecy capacity of the multiple-input multiple-output (MIMO) wiretap channel subject to multiple linear transmit covariance constraints, including sum power constraint, per antenna power constraints and interference power constraint. An analytical solution to this problem is not known and existing numerical solutions suffer from slow convergence rate and/or high per-iteration complexity. Deriving computationally efficient solutions to the secrecy capacity problem is challenging since the secrecy rate is expressed as a difference of convex functions (DC) of the transmit covariance matrix, for which its convexity is only known for some special cases. In this paper we propose two low-complexity methods to compute the secrecy capacity along with a convex reformulation for degraded channels. In the first method we capitalize on the accelerated DC algorithm which requires solving a sequence of convex subproblems, for which we propose an efficient iterative algorithm where each iteration admits a closed-form solution. In the second method, we rely on the concave-convex equivalent reformulation of the secrecy capacity problem which allows us to derive the so-called partial best response algorithm to obtain an optimal solution. Notably, each iteration of the second method can also be done in closed form. The simulation results demonstrate a faster convergence rate of our methods compared to other known solutions. We carry out extensive numerical experiments to evaluate the impact of various parameters on the achieved secrecy capacity.
Optimal signaling for secrecy rate maximization in Gaussian MIMO wiretap channels is considered. While this channel has attracted a significant attention recently and a number of results have been obtained, including the proof of the optimality of Gaussian signalling, an optimal transmit covariance matrix is known for some special cases only and the general case remains an open problem. An iterative custom-made algorithm to find a globally-optimal transmit covariance matrix in the general case is developed in this paper, with guaranteed convergence to a global optimum. While the original optimization problem is not convex and hence difficult to solve, its minimax reformulation can be solved via the convex optimization tools, which is exploited here. The proposed algorithm is based on the barrier method extended to deal with a minimax problem at hand. Its convergence to a global optimum is proved for the general case (degraded or not) and a bound for the optimality gap is given for each step of the barrier method. The performance of the algorithm is demonstrated via numerical examples. In particular, 20 to 40 Newton steps are already sufficient to solve the sufficient optimality conditions with very high precision (up to the machine precision level), even for large systems. Even fewer steps are required if the secrecy capacity is the only quantity of interest. The algorithm can be significantly simplified for the degraded channel case and can also be adopted to include the per-antenna power constraints (instead or in addition to the total power constraint). It also solves the dual problem of minimizing the total power subject to the secrecy rate constraint.
We consider a Gaussian multiple-input multiple-output (MIMO) wiretap channel model, where there exists a transmitter, a legitimate receiver and an eavesdropper, each node equipped with multiple antennas. We study the problem of finding the optimal input covariance matrix that achieves secrecy capacity subject to a power constraint, which leads to a non-convex optimization problem that is in general difficult to solve. Existing results for this problem address the case in which the transmitter and the legitimate receiver have two antennas each and the eavesdropper has one antenna. For the general cases, it has been shown that the optimal input covariance matrix has low rank when the difference between the Grams of the eavesdropper and the legitimate receiver channel matrices is indefinite or semi-definite, while it may have low rank or full rank when the difference is positive definite. In this paper, the aforementioned non-convex optimization problem is investigated. In particular, for the multiple-input single-output (MISO) wiretap channel, the optimal input covariance matrix is obtained in closed form. For general cases, we derive the necessary conditions for the optimal input covariance matrix consisting of a set of equations. For the case in which the transmitter has two antennas, the derived necessary conditions can result in a closed form solution; For the case in which the difference between the Grams is indefinite and has all negative eigenvalues except one positive eigenvalue, the optimal input covariance matrix has rank one and can be obtained in closed form; For other cases, the solution is proved to be a fixed point of a mapping from a convex set to itself and an iterative procedure is provided to search for it. Numerical results are presented to illustrate the proposed theoretical findings.
In this paper, we consider the problem of optimizing the transmit co-variance matrix for a multiple-input multiple-output (MIMO) Gaussian wiretap channel. The scenario of interest consists of a transmitter, a legitimate receiver, and multiple non-cooperating eavesdroppers that are all equipped with multiple antennas. Specifically, we design the transmit covariance matrix by maximizing the secrecy rate under a total power constraint, which is a non-convex difference of convex functions (DC) programming problem. We develop an algorithm, termed alternating matrix POTDC algorithm, based on alternating optimization of the eigenvalues and the eigenvectors of the transmit covariance matrix. The proposed alternating matrix POTDC method provides insights into the non-convex nature of the problem and is very general, i.e., additional constraints on the co-variance matrix can easily be incorporated. The secrecy rate performance of the proposed algorithm is demonstrated by simulations.
This paper considers transmit covariance optimization for a multi-input multi-output (MIMO) Gaussian wiretap channel. Specifically, we aim to maximize the MIMO secrecy capacity by judiciously designing the transmit covariance under the sum power and per-antenna power constraints. The MIMO secrecy capacity maximization (SCM) problem is nonconvex, and so far there is no tractable solution available. We propose an alternating optimization (AO) approach to handle the SCM problem. In particular, our development consists of two steps: First, we show that the SCM problem can be reexpressed to a form that can be conveniently processed by AO. Second, we develop a custom-designed fast algorithm for each AO iteration. Interestingly, with this fast implementation, the overall AO algorithm can be viewed as performing iterative reweighting and water-filling. Finally, the convergence of the proposed algorithm to a stationary solution of SCM is shown, and numerical results are provided to demonstrate its efficacy.
This paper considers transmit optimization in multi-input multi-output (MIMO) wiretap channels, wherein we aim at maximizing the secrecy capacity or rate of an MIMO channel overheard by one or multiple eavesdroppers. Such optimization problems are nonconvex, and appear to be difficult especially in the multi-eavesdropper scenario. In this paper, we propose an alternating optimization (AO) approach to tackle these secrecy optimization problems. We first consider the secrecy capacity maximization (SCM) problem in the single eavesdropper scenario. An AO algorithm is derived through a judicious SCM reformulation. The algorithm conducts some kind of reweighting and water-filling in an alternating fashion, and thus is computationally efficient to implement. We also prove that the AO algorithm is guaranteed to converge to a Karush-Kuhn-Tucker (KKT) point of the SCM problem. Then, we turn our attention to the multiple eavesdropper scenario, where the artificial noise (AN)-aided secrecy rate maximization (SRM) problem is considered. Although the AN-aided SRM problem has a more complex problem structure than the previous SCM, we show that AO can be extended to deal with the former, wherein the problem is handled by solving convex problems in an alternating fashion. Again, the resulting AO method is proven to have KKT point convergence guarantee. For fast implementation, a custom-designed AO algorithm based on smoothing and projected gradient is also derived. The secrecy rate performance and computational efficiency of the proposed algorithms are demonstrated by simulations.