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arXiv:0909.2622

Transmitter Optimization for Achieving Secrecy Capacity in Gaussian MIMO Wiretap Channels

Jiangyuan Li, Athina P. Petropulu

Published Sep 14, 2009• 59 citations
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Abstract

We consider a Gaussian multiple-input multiple-output (MIMO) wiretap channel model, where there exists a transmitter, a legitimate receiver and an eavesdropper, each node equipped with multiple antennas. We study the problem of finding the optimal input covariance matrix that achieves secrecy capacity subject to a power constraint, which leads to a non-convex optimization problem that is in general difficult to solve. Existing results for this problem address the case in which the transmitter and the legitimate receiver have two antennas each and the eavesdropper has one antenna. For the general cases, it has been shown that the optimal input covariance matrix has low rank when the difference between the Grams of the eavesdropper and the legitimate receiver channel matrices is indefinite or semi-definite, while it may have low rank or full rank when the difference is positive definite. In this paper, the aforementioned non-convex optimization problem is investigated. In particular, for the multiple-input single-output (MISO) wiretap channel, the optimal input covariance matrix is obtained in closed form. For general cases, we derive the necessary conditions for the optimal input covariance matrix consisting of a set of equations. For the case in which the transmitter has two antennas, the derived necessary conditions can result in a closed form solution; For the case in which the difference between the Grams is indefinite and has all negative eigenvalues except one positive eigenvalue, the optimal input covariance matrix has rank one and can be obtained in closed form; For other cases, the solution is proved to be a fixed point of a mapping from a convex set to itself and an iterative procedure is provided to search for it. Numerical results are presented to illustrate the proposed theoretical findings.

DOI
10.48550/arxiv.0909.2622

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We consider a multiple-input multiple-output (MIMO) Gaussian wiretap channel model, where there exists a transmitter, a legitimate receiver and an eavesdropper, each node equipped with multiple antennas. We study the problem of finding the optimal input covariance that achieves secrecy capacity subject to a power constraint, which in general leads to a difficult non-convex optimization problem. For the Gaussian multiple-input single-output (MISO) wiretap channel where there exists a transmitter equipped with multiple antennas, a legitimate receiver and an eavesdropper each equipped with one antenna, the optimal input covariance is obtained in closed form. For the general case, we derive the necessary conditions for the optimal input covariance in the form of a set of equations. We show that for MISO case, the derived conditions guarantee the optimal input covariance. Numerical results are presented to illustrate the proposed theoretical findings.
A Gaussian multiple-input multiple-output (MIMO) wiretap channel model is considered, where there exists a transmitter, a legitimate receiver and an eavesdropper each equipped with multiple antennas. The problem of finding the optimal input covariance matrix that achieves secrecy capacity subject to a power constraint is studied. In particular, it is shown that when the difference between the Grams of legitimate and eavesdropper channel matrices has all negative eigenvalues except one positive eigenvalue, beamforming is optimal. For that case, the secrecy capacity is obtained.
A Gaussian multiple-input single-output (MISO) wiretap channel model is considered, where there exists a transmitter equipped with multiple antennas, a legitimate receiver and an eavesdropper each equipped with a single antenna. We study the problem of finding the optimal input covariance that achieves ergodic secrecy capacity subject to a power constraint where only statistical information about the eavesdropper channel is available at the transmitter. This is a non-convex optimization problem that is in general difficult to solve. Existing results address the case in which the eavesdropper or/and legitimate channels have independent and identically distributed Gaussian entries with zero-mean and unit-variance, i.e., the channels have trivial covariances. This paper addresses the general case where eavesdropper and legitimate channels have nontrivial covariances. A set of equations describing the optimal input covariance matrix are proposed along with an algorithm to obtain the solution. Based on this framework, we show that when full information on the legitimate channel is available to the transmitter, the optimal input covariance has always rank one. We also show that when only statistical information on the legitimate channel is available to the transmitter, the legitimate channel has some general non-trivial covariance, and the eavesdropper channel has trivial covariance, the optimal input covariance has the same eigenvectors as the legitimate channel covariance. Numerical results are presented to illustrate the algorithm.
A Gaussian multiple-input single-output (MISO) wiretap channel model is considered, where there exists a transmitter equipped with multiple antennas, a legitimate receiver and an eavesdropper, each equipped with a single antenna. We study the problem of finding the optimal input covariance that maximizes the ergodic secrecy rate subject to a power constraint, where only statistical information about the eavesdropper channel is available at the transmitter. This is a non-convex optimization problem that is in general difficult to solve. Existing results address the case in which the eavesdropper or/and legitimate channels have independent and identically distributed Gaussian entries with zero mean and unit variance, i.e., the channels have trivial covariances. This paper addresses the general case in which the eavesdropper and legitimate channels have nontrivial covariances. A set of equations describing the optimal input covariance matrix are proposed along with an algorithm to obtain the solution. Based on this framework, it is shown that when full information on the legitimate channel is available to the transmitter, the optimal input covariance has always rank one. It is also shown that when only statistical information on the legitimate channel is available to the transmitter, the legitimate channel has some general non-trivial covariance and the eavesdropper channel has trivial covariance, the optimal input covariance has the same eigenvectors as the legitimate channel covariance.
This paper considers a multiple-input multiple-output (MIMO) Gaussian wiretap channel with a transmitter, a legitimate receiver and an eavesdropper, each equipped with multiple antennas. We first study the rank of the optimal input covariance matrix that achieves the secrecy capacity of the MIMO Gaussian wiretap channel under an average power constraint. The rank and other properties of the optimal solution are derived based on certain relationships between the channel matrices for the legitimate receiver and eavesdropper. Next, by obtaining necessary and sufficient conditions on the MIMO wiretap channel parameters, we determine the conditions under which the optimal input covariance matrix is full-rank or rank-deficient. For the case that the optimal input covariance is full-rank, we fully characterize the solution. When the optimal input covariance is rank-deficient, we show that the given MIMO wiretap channel can be modeled by an equivalent wiretap channel whose optimal input covariance is full rank and achieves the same secrecy capacity as the original system. Numerical results are presented to illustrate the proposed theoretical findings.
A Gaussian multiple-input single-output (MISO) wiretap channel model is considered, where there exists a transmitter equipped with multiple antennas, a legitimate receiver and an eavesdropper each equipped with a single antenna. We study the problem of finding the optimal input covariance that achieves ergodic secrecy rate subject to a power constraint where the full information on the legitimate channel is known to the transmitter, but only statistical information on the eavesdropper channel is available at the transmitter. Existing results address the case in which the eavesdropper channel has independent and identically distributed Gaussian entries with zero-mean, i.e., the channel has trivial covariance. This paper addresses the general case where eavesdropper channel has nontrivial covariance. A set of equations describing the optimal input covariance matrix are proposed. Based on this framework, we show that the optimal input covariance has always rank one. Numerical results are presented to illustrate the algorithm.