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IEEE Transactions on Information Forensics and Security

Optimal Transmit Strategies for Gaussian MISO Wiretap Channels

Phuong Le Cao, Tobias J. Oechtering

Published Jul 17, 2019• 5 citations
Publisher

Abstract

This paper studies the optimal tradeoff between secrecy and non-secrecy rates of the MISO wiretap channels for different power constraint settings: sum power constraint only, per-antenna power constraints only, and joint sum and per-antenna power constraints. The problem is motivated by the fact that channel capacity and secrecy capacity are generally achieved by different transmit strategies. First, a necessary and sufficient condition to ensure a positive secrecy capacity is shown. The optimal tradeoff between secrecy rate and transmission rate is characterized by a weighted rate sum maximization problem. Since this problem is not necessarily convex, equivalent problem formulations are introduced to derive the optimal transmit strategies. Under sum power constraint only, a closed-form solution is provided. Under per-antenna power constraints, necessary conditions to find the optimal power allocation are derived. Sufficient conditions are provided for the special case of two transmit antennas. For the special case of aligned channels, the optimal transmit strategies can deduced from an equivalent point-to-point channel problem. Last, the theoretical results are illustrated by numerical simulations.

DOI
10.1109/tifs.2019.2929474

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This paper studies the optimal tradeoff between secrecy and non-secrecy rates of the MISO wiretap channels for different power constraint settings: sum power constraint only, per-antenna power constraints only, and joint sum and per-antenna power constraints. The problem is motivated by the fact that channel capacity and secrecy capacity are generally achieved by different transmit strategies. First, a necessary and sufficient condition to ensure a positive secrecy capacity is shown. The optimal tradeoff between secrecy rate and transmission rate is characterized by a weighted rate sum maximization problem. Since this problem is not necessarily convex, equivalent problem formulations are introduced to derive the optimal transmit strategies. Under sum power constraint only, a closed-form solution is provided. Under per-antenna power constraints, necessary conditions to find the optimal power allocation are derived. Sufficient conditions are provided for the special case of two transmit antennas. For the special case of aligned channels, the optimal transmit strategies can deduced from an equivalent point-to-point channel problem. Last, the theoretical results are illustrated by numerical simulations.
The future wireless networks require both high data transmission rates and secure communications. However, there exists a trade-off between secure and non-secure rates since only a fraction of the maximal achievable reliable rate in a wiretap channel can be considered as secure. This paper studies the optimal transmit strategies that achieve the optimal trade-off between the communication rate and secrecy rate for the MISO wiretap channels with different power constraint settings including sum power constraint only, per-antenna power constraints only, and joint sum and per-antenna power constraints. First, a necessary and sufficient condition to ensure a positive secrecy capacity is shown. After that, closed-form solutions to find an optimal transmit strategy of related problems are derived. This provides a parametrization of the boundary of the maximal achievable rate and secrecy rate without additional time-sharing. The optimal trade-off is characterized by the convex hull of the region. Lastly, the results are illustrated by numerical examples.
We consider a Gaussian multiple-input multiple-output (MIMO) wiretap channel model, where there exists a transmitter, a legitimate receiver and an eavesdropper, each node equipped with multiple antennas. We study the problem of finding the optimal input covariance matrix that achieves secrecy capacity subject to a power constraint, which leads to a non-convex optimization problem that is in general difficult to solve. Existing results for this problem address the case in which the transmitter and the legitimate receiver have two antennas each and the eavesdropper has one antenna. For the general cases, it has been shown that the optimal input covariance matrix has low rank when the difference between the Grams of the eavesdropper and the legitimate receiver channel matrices is indefinite or semi-definite, while it may have low rank or full rank when the difference is positive definite. In this paper, the aforementioned non-convex optimization problem is investigated. In particular, for the multiple-input single-output (MISO) wiretap channel, the optimal input covariance matrix is obtained in closed form. For general cases, we derive the necessary conditions for the optimal input covariance matrix consisting of a set of equations. For the case in which the transmitter has two antennas, the derived necessary conditions can result in a closed form solution; For the case in which the difference between the Grams is indefinite and has all negative eigenvalues except one positive eigenvalue, the optimal input covariance matrix has rank one and can be obtained in closed form; For other cases, the solution is proved to be a fixed point of a mapping from a convex set to itself and an iterative procedure is provided to search for it. Numerical results are presented to illustrate the proposed theoretical findings.
We consider a multiple-input multiple-output (MIMO) Gaussian wiretap channel model, where there exists a transmitter, a legitimate receiver and an eavesdropper, each node equipped with multiple antennas. We study the problem of finding the optimal input covariance that achieves secrecy capacity subject to a power constraint, which in general leads to a difficult non-convex optimization problem. For the Gaussian multiple-input single-output (MISO) wiretap channel where there exists a transmitter equipped with multiple antennas, a legitimate receiver and an eavesdropper each equipped with one antenna, the optimal input covariance is obtained in closed form. For the general case, we derive the necessary conditions for the optimal input covariance in the form of a set of equations. We show that for MISO case, the derived conditions guarantee the optimal input covariance. Numerical results are presented to illustrate the proposed theoretical findings.
Secure signaling over multiple-input multiple-output (MIMO) wiretap channel (WTC) is studied under interference and transmit power constraints. The classical MIMO WTC model is extended to interference-limited scenarios, so that interference to other users does not exceed a given threshold while ensuring simultaneously no information leakage to an eavesdropper. The operational secrecy capacity of the Gaussian MIMO WTC under interference and transmit power constraints is rigorously established in two forms (a non-convex max problem and a convex-concave max-min problem), to which per-antenna power constraints can be added as well. Optimal signaling directions are characterized in the general case, from which (tight) upper bounds to the rank of optimal transmit covariance matrix are derived. A sufficient condition for the optimality of beamforming and a necessary condition for optimal full-rank signaling are given. Closed-form rank-1 and high-rank solutions are obtained in the case of zero interference constraints. Sufficient and necessary conditions for non-zero secrecy capacity are established. The results are extended to multi-user scenarios. A sufficient and necessary condition for the unbounded growth of the secrecy capacity with transmit power is obtained. The interplay between transmit and interference power constraints is studied, and its significant impact on optimal signaling is demonstrated (so that neither constraint can be absorbed into the other one in general, as was sometimes suggested in the literature). Overall, these results provide insights into fundamental information-theoretic limits and optimal signaling strategies for secure communications under interference constraints.
A Gaussian multiple-input multiple-output (MIMO) wiretap channel model is considered. The input is a two-antenna transmitter, while the outputs are the legitimate receiver and an eavesdropper, both equipped with multiple antennas. All channels are assumed to be known. The problem of obtaining the optimal input covariance matrix that achieves secrecy capacity subject to a sum power constraint is addressed, and a closed-form expression for the secrecy capacity is obtained. The sufficient and necessary condition for beamforming to be optimal is also given.
A Gaussian multiple-input multiple-output (MIMO) wiretap channel model is considered, where there exists a transmitter, a legitimate receiver and an eavesdropper each equipped with multiple antennas. The optimality of beamforming for secrecy capacity subject to sum power constraint is studied, and two sufficient conditions for beamforming to be globally optimal are given. The first sufficient condition states that when the difference between the Gram matrices of legitimate and eavesdropper channel matrices has exactly one positive eigenvalue, then beamforming is globally optimal. An alternative sufficient condition, which involves convex optimization, is also provided. For the case in which beamforming is globally optimal, the secrecy capacity is obtained. Otherwise, an upper bound of the difference between the secrecy capacity and beamforming secrecy rate is provided.