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International ITG Workshop on Smart Antennas

Optimal Trade-off Between Transmission Rate and Secrecy Rate in Gaussian MISO Wiretap Channels

Phuong Le Cao, Tobias J. Oechtering

Published Mar 15, 2017• 1 citation
OpenAlex

Abstract

The future wireless networks require both high data transmission rates and secure communications. However, there exists a trade-off between secure and non-secure rates since only a fraction of the maximal achievable reliable rate in a wiretap channel can be considered as secure. This paper studies the optimal transmit strategies that achieve the optimal trade-off between the communication rate and secrecy rate for the MISO wiretap channels with different power constraint settings including sum power constraint only, per-antenna power constraints only, and joint sum and per-antenna power constraints. First, a necessary and sufficient condition to ensure a positive secrecy capacity is shown. After that, closed-form solutions to find an optimal transmit strategy of related problems are derived. This provides a parametrization of the boundary of the maximal achievable rate and secrecy rate without additional time-sharing. The optimal trade-off is characterized by the convex hull of the region. Lastly, the results are illustrated by numerical examples.

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This paper studies the optimal tradeoff between secrecy and non-secrecy rates of the MISO wiretap channels for different power constraint settings: sum power constraint only, per-antenna power constraints only, and joint sum and per-antenna power constraints. The problem is motivated by the fact that channel capacity and secrecy capacity are generally achieved by different transmit strategies. First, a necessary and sufficient condition to ensure a positive secrecy capacity is shown. The optimal tradeoff between secrecy rate and transmission rate is characterized by a weighted rate sum maximization problem. Since this problem is not necessarily convex, equivalent problem formulations are introduced to derive the optimal transmit strategies. Under sum power constraint only, a closed-form solution is provided. Under per-antenna power constraints, necessary conditions to find the optimal power allocation are derived. Sufficient conditions are provided for the special case of two transmit antennas. For the special case of aligned channels, the optimal transmit strategies can deduced from an equivalent point-to-point channel problem. Last, the theoretical results are illustrated by numerical simulations.

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Methods for Optimal Transmission over MIMO Wiretap Channels

Kaiya Li

We discuss the architecture of wireless multiple-input multiple-output (MIMO) channels with additive white Gaussian noise. The transmission optimization problem over covariance matrix for achieving MIMO channel capacity is reviewed under the assumption that the channel state information (CSI) is available from both the transmitter and the receiver. We also discuss several transmission strategies such as beamforming and water-filling algorithm. The information-theoretic approach to physical-layer security for wireless communications system is discussed. Physical-layer security which is different from cryptographic approach security is achieved by exploiting the physical-layer properties of wireless channel. The principal results and concepts in this field such as equivocation rate and secrecy capacity are reviewed. The wiretap channel model is considered. We mainly discussed the Gaussian MIMO wiretap channel and the methods for obtaining its secrecy capacity. The optimization problem for the secrecy capacity of Gaussian MIMO wiretap channel under total transmit power constraint is discussed. CVX, which is a modeling toolbox for solving convex optimization problems, is reviewed. The precision variable of CVX is also considered. The performances of CVX and Monte Carlo optimization are compared. Differential Evolution algorithm is used to compute the secrecy capacity of Gaussian MIMO wiretap channel. The case of weak eavesdropper is considered and the closed form solution based on the necessary KKT conditions is validated. The algorithm for general cases based on the linear approximation and reformulation of the original optimization problem is also investigated and validated. It has been verified that the lower bound and the upper bound of secrecy capacity can be obtained by such algorithm.

•Jan 1, 2014•0 citations
The future wireless networks require both high data transmission rates and secure communications. However, there exists a trade-off between secure and non-secure rates since only a fraction of the maximal achievable reliable rate in a wiretap channel can be considered as secure. This paper studies the optimal transmit strategies that achieve the optimal trade-off between the communication rate and secrecy rate for the MISO wiretap channels with different power constraint settings including sum power constraint only, per-antenna power constraints only, and joint sum and per-antenna power constraints. First, a necessary and sufficient condition to ensure a positive secrecy capacity is shown. After that, closed-form solutions to find an optimal transmit strategy of related problems are derived. This provides a parametrization of the boundary of the maximal achievable rate and secrecy rate without additional time-sharing. The optimal trade-off is characterized by the convex hull of the region. Lastly, the results are illustrated by numerical examples.
This paper studies the optimal tradeoff between secrecy and non-secrecy rates of the MISO wiretap channels for different power constraint settings: sum power constraint only, per-antenna power constraints only, and joint sum and per-antenna power constraints. The problem is motivated by the fact that channel capacity and secrecy capacity are generally achieved by different transmit strategies. First, a necessary and sufficient condition to ensure a positive secrecy capacity is shown. The optimal tradeoff between secrecy rate and transmission rate is characterized by a weighted rate sum maximization problem. Since this problem is not necessarily convex, equivalent problem formulations are introduced to derive the optimal transmit strategies. Under sum power constraint only, a closed-form solution is provided. Under per-antenna power constraints, necessary conditions to find the optimal power allocation are derived. Sufficient conditions are provided for the special case of two transmit antennas. For the special case of aligned channels, the optimal transmit strategies can deduced from an equivalent point-to-point channel problem. Last, the theoretical results are illustrated by numerical simulations.
We consider a multiple-input multiple-output (MIMO) Gaussian wiretap channel model, where there exists a transmitter, a legitimate receiver and an eavesdropper, each node equipped with multiple antennas. We study the problem of finding the optimal input covariance that achieves secrecy capacity subject to a power constraint, which in general leads to a difficult non-convex optimization problem. For the Gaussian multiple-input single-output (MISO) wiretap channel where there exists a transmitter equipped with multiple antennas, a legitimate receiver and an eavesdropper each equipped with one antenna, the optimal input covariance is obtained in closed form. For the general case, we derive the necessary conditions for the optimal input covariance in the form of a set of equations. We show that for MISO case, the derived conditions guarantee the optimal input covariance. Numerical results are presented to illustrate the proposed theoretical findings.
We consider a Gaussian multiple-input multiple-output (MIMO) wiretap channel model, where there exists a transmitter, a legitimate receiver and an eavesdropper, each node equipped with multiple antennas. We study the problem of finding the optimal input covariance matrix that achieves secrecy capacity subject to a power constraint, which leads to a non-convex optimization problem that is in general difficult to solve. Existing results for this problem address the case in which the transmitter and the legitimate receiver have two antennas each and the eavesdropper has one antenna. For the general cases, it has been shown that the optimal input covariance matrix has low rank when the difference between the Grams of the eavesdropper and the legitimate receiver channel matrices is indefinite or semi-definite, while it may have low rank or full rank when the difference is positive definite. In this paper, the aforementioned non-convex optimization problem is investigated. In particular, for the multiple-input single-output (MISO) wiretap channel, the optimal input covariance matrix is obtained in closed form. For general cases, we derive the necessary conditions for the optimal input covariance matrix consisting of a set of equations. For the case in which the transmitter has two antennas, the derived necessary conditions can result in a closed form solution; For the case in which the difference between the Grams is indefinite and has all negative eigenvalues except one positive eigenvalue, the optimal input covariance matrix has rank one and can be obtained in closed form; For other cases, the solution is proved to be a fixed point of a mapping from a convex set to itself and an iterative procedure is provided to search for it. Numerical results are presented to illustrate the proposed theoretical findings.
The secrecy rate region of wiretap interference channels with a multi-antenna passive eavesdropper is studied under receiver energy harvesting constraints. To stay operational in the network, the legitimate receivers demand energy alongside information, which is fulfilled by power transmission and exploiting a power splitting (PS) receiver. By simultaneous wireless information and power transfer (SWIPT), the amount of leakage to the eavesdropper increases, which in turn reduces the secrecy rates. For this setup, lower-bounds for secure communication rate are derived without imposing any limitation at the eavesdropper processing. These lower-bounds are then compared with the rates achieved by assuming the worst-case linear eavesdropper processing. We show that in certain special cases the worst-case eavesdropper does not enlarge the achievable secure rate region in comparison to the unconstrained eavesdropper case. It turns out that in order to achieve the Pareto boundary of the secrecy rate region, smart tuning of the transmit power and receiver PS coefficient is required. Hence, we propose an efficient algorithm to optimize these parameters jointly in polynomial-time. The secrecy rate region characterization is formulated as a weighted max-min optimization problem. This problem turns out to be a non-convex problem due to the non-convex constrained set. This set is replaced by a convex subset that in consequence leads to an achievable suboptimal solution which is improved iteratively. By solving the problem efficiently, we obtain the amount of rate loss for providing secrecy, meanwhile satisfying the energy demands.
Secure signaling over multiple-input multiple-output (MIMO) wiretap channel (WTC) is studied under interference and transmit power constraints. The classical MIMO WTC model is extended to interference-limited scenarios, so that interference to other users does not exceed a given threshold while ensuring simultaneously no information leakage to an eavesdropper. The operational secrecy capacity of the Gaussian MIMO WTC under interference and transmit power constraints is rigorously established in two forms (a non-convex max problem and a convex-concave max-min problem), to which per-antenna power constraints can be added as well. Optimal signaling directions are characterized in the general case, from which (tight) upper bounds to the rank of optimal transmit covariance matrix are derived. A sufficient condition for the optimality of beamforming and a necessary condition for optimal full-rank signaling are given. Closed-form rank-1 and high-rank solutions are obtained in the case of zero interference constraints. Sufficient and necessary conditions for non-zero secrecy capacity are established. The results are extended to multi-user scenarios. A sufficient and necessary condition for the unbounded growth of the secrecy capacity with transmit power is obtained. The interplay between transmit and interference power constraints is studied, and its significant impact on optimal signaling is demonstrated (so that neither constraint can be absorbed into the other one in general, as was sometimes suggested in the literature). Overall, these results provide insights into fundamental information-theoretic limits and optimal signaling strategies for secure communications under interference constraints.
We discuss the architecture of wireless multiple-input multiple-output (MIMO) channels with additive white Gaussian noise. The transmission optimization problem over covariance matrix for achieving MIMO channel capacity is reviewed under the assumption that the channel state information (CSI) is available from both the transmitter and the receiver. We also discuss several transmission strategies such as beamforming and water-filling algorithm. The information-theoretic approach to physical-layer security for wireless communications system is discussed. Physical-layer security which is different from cryptographic approach security is achieved by exploiting the physical-layer properties of wireless channel. The principal results and concepts in this field such as equivocation rate and secrecy capacity are reviewed. The wiretap channel model is considered. We mainly discussed the Gaussian MIMO wiretap channel and the methods for obtaining its secrecy capacity. The optimization problem for the secrecy capacity of Gaussian MIMO wiretap channel under total transmit power constraint is discussed. CVX, which is a modeling toolbox for solving convex optimization problems, is reviewed. The precision variable of CVX is also considered. The performances of CVX and Monte Carlo optimization are compared. Differential Evolution algorithm is used to compute the secrecy capacity of Gaussian MIMO wiretap channel. The case of weak eavesdropper is considered and the closed form solution based on the necessary KKT conditions is validated. The algorithm for general cases based on the linear approximation and reformulation of the original optimization problem is also investigated and validated. It has been verified that the lower bound and the upper bound of secrecy capacity can be obtained by such algorithm.