Fathoming interplay between symmetry and topology of many-electron wave-functions has deepened understanding of quantum many body systems, especially after the discovery of topological insulators. Topology of electron wave-functions enforces and protects emergent gapless excitations, and symmetry is intrinsically tied to the topological protection in a certain class. Namely, unless the symmetry is broken, the topological nature is intact. We show novel interplay phenomena between symmetry and topology in topological phase transitions associated with line-nodal superconductors. The interplay may induce an exotic universality class in sharp contrast to that of the phenomenological Landau-Ginzburg theory. Hyper-scaling violation and emergent relativistic scaling are main characteristics, and the interplay even induces unusually large quantum critical region. We propose characteristic experimental signatures around the phase transitions in three spatial dimensions, for example, a linear phase boundary in a temperature-tuning parameter phase-diagram.
Fathoming interplay between symmetry and topology of many-electron wave-functions has deepened understanding of quantum many body systems, especially after the discovery of topological insulators. Topology of electron wave-functions enforces and protects emergent gapless excitations, and symmetry is intrinsically tied to the topological protection in a certain class. Namely, unless the symmetry is broken, the topological nature is intact. We show novel interplay phenomena between symmetry and topology in topological phase transitions associated with line-nodal superconductors. The interplay may induce an exotic universality class in sharp contrast to that of the phenomenological Landau-Ginzburg theory. Hyper-scaling violation and emergent relativistic scaling are main characteristics, and the interplay even induces unusually large quantum critical region. We propose characteristic experimental signatures around the phase transitions in three spatial dimensions, for example, a linear phase boundary in a temperature-tuning parameter phase-diagram.
Superfluids and superconductors can be either fully gapped or gapless with nodal structures in momentum space. Both the gapped and nodal phases can be topologically protected and possess nontrivial topological invariants. Topological quantum phase transitions exist at zero temperature between different gapped phases or between gapped and nodal phases. These phase transitions can be driven by chemical potential and/or spin exchange fields. The two phases separated by the phase transition can have the same local order but differ in global topology. Thus, these topological quantum phase transitions cannot be described by the Landau paradigm of symmetry breaking. Although some aspects of these transitions, such as the change of topological invariants and gapless boundary states, have been discussed before, a complete theory of these transitions has yet to be developed. In this dissertation, we construct effective field theories to study the universality and thermodynamic signatures of these transitions. We find four different universality classes in superfluids and superconductors. Certain thermodynamic quantities, such as compressibility or spin susceptibility, change non-analytically across the transitions. For certain time-reversal symmetry breaking fields that lead to bulk phase transitions, there also exist topological phase transitions on the surface. All the topological phase transitions studied in this dissertation only exist at zero temperature. At finite temperature, different states are connected by smooth crossovers. There exists a quantum critical region at finite temperature near the quantum critical point (QCP). In this quantum critical region, thermodynamic quantities have universal scaling dependence on temperature dictated by the universality class of the QCP. We argue that these scaling properties can be used to probe and differentiate these QCPs. These bulk and surface topological quantum phase transitions are discussed in various concrete models, such as chiral and time-reversal invariant p-wave superfluids, topological superconductors of emergent Dirac fermions, and topological superconducting model of CuₓBi₂Se₃.
Recently topological states of matter have witnessed a new physical phenomenon where both edge modes and gapless bulk coexist at topological quantum criticality. The presence and absence of edge modes on a critical line can lead to an unusual class of topological phase transition between the topological and nontopological critical phases. We explore the existence of this new class of topological phase transitions in a generic model representing the topological insulators and superconductors and we show that such transition occurs at a multicritical point, i.e., at the intersection of two critical lines. To characterize these transitions we reconstruct the theoretical frameworks, which include bound state solution of the Dirac equation, winding number, correlation factors, and scaling theory of the curvature function to work for the criticality. Critical exponents and scaling laws are discussed to distinguish between the multicritical points, which separate the critical phases. Entanglement entropy and its scaling in the real space provide further insights into the unique transition at criticality revealing the interplay between fixed point and critical point at the multicriticalities.
Three dimensional topological insulator represents a class of novel quantum phases hosting robust gapless boundary excitations, which is protected by global symmetries such as time reversal, charge conservation and spin rotational symmetry. In this work we systematically study another class of topological phases of weakly interacting electrons protected by spatial inversion symmetry, which generally don't support stable gapless boundary states. We classify these inversion-symmetric topological insulators and superconductors in the framework of K-theory, and construct their lattice models. We also discuss quantized response functions of these inversion-protected topological phases, which serve as their experimental signatures.
Topological insulators (superconductors) are materials that host symmetry-protected metallic edge states in an insulating (superconducting) bulk. Although they are well understood, a thermodynamic description of these materials remained elusive, firstly because the edges yield a non-extensive contribution to the thermodynamic potential, and secondly because topological field theories involve non-local order parameters, and cannot be captured by the Ginzburg-Landau formalism. Recently, this challenge has been overcome: by using Hill thermodynamics to describe the Bernevig-Hughes-Zhang model in two dimensions, it was shown that at the topological phase transition the thermodynamic potential does not scale extensively due to boundary effects. Here, we extend this approach to different topological models in various dimensions (the Kitaev chain and Su-Schrieffer-Heeger model in one dimension, the Kane-Mele model in two dimensions and the Bernevig-Hughes-Zhang model in three dimensions) at zero temperature. Surprisingly, all models exhibit the same universal behavior in the order of the topological-phase transition, depending on the dimension. Moreover, we derive the topological phase diagram at finite temperature using this thermodynamic description, and show that it displays a good agreement with the one calculated from the Uhlmann phase. Our work reveals unexpected universalities and opens the path to a thermodynamic description of systems with a non-local order parameter.
Abstract In topological insulators and topological superconductors, the discrete jump of the topological invariant upon tuning a certain system parameter defines a topological phase transition. A unified framework is employed to address the quantum criticality of the topological phase transitions in one to three spatial dimensions, which simultaneously incorporates the symmetry classification, order of band crossing, m -fold rotational symmetry, correlation functions, critical exponents, scaling laws, and renormalization group approach. We first classify higher-order Dirac models according to the time-reversal, particle-hole, and chiral symmetries, and determine the even–oddness of the order of band crossing in each symmetry class. The even–oddness further constrains the rotational symmetry m permitted in a symmetry class. Expressing the topological invariant in terms of a momentum space integration over a curvature function, the order of band crossing determines the critical exponent of the curvature function, as well as that of the Wannier state correlation function introduced through the Fourier transform of the curvature function. The conservation of topological invariant further yields a scaling law between critical exponents. In addition, a renormalization group approach based on deforming the curvature function is demonstrated for all dimensions and symmetry classes. Through clarification of how the critical quantities, including the jump of the topological invariant and critical exponents, depend on the nonspatial and the rotational symmetry, our work introduces the notion of universality class into the description of topological phase transitions.
For decades, Landau’s theory of phase transition has provided a successful classification for quantum and classical states of matter based on their symmetry broken patterns, except for certain exotic quantum states such as the fractional quantum Hall (FQH) effect. However, such exotic phenomena are crucial for a complete understanding of the nature. This thesis explores new physical principles emerging from topology and topological states. First, we use an example to demonstrate Landau’s theory by studying a pair-density wave system, where the symmetry-breaking paradigm is applicable. It turns out that such a system exhibits the Kosterlitz-Thouless (KT) transition, a phase transition driven by the proliferation of topological defects, i.e. vortex-antivortex pairs. For topological systems, where symmetry broken pattern cannot be used as a classification tool, we prove a theorem that two gapped systems with non-vanishing ground-state overlap must be adiabatically connected, and thus are necessarily in the same topological phase. This theorem provides a simple and generic approach to classify topological band insulators/superconductors, without the needs to calculate any known or yet-to-known topological indices. Once the overlap is found nonzero, the two systems must be topologically identical. After presenting a generic proof, the theorem is also verified through calculating the overlap for several milestone topological band insulators and certain interacting systems. Such an overlap technique is then generalized to (2+1)-D strongly-interacting topological systems at fixed points, including both symmetry-protected topological (SPT) states and intrinsic topological states like FQH. For interacting topological states, the main challenge of utilizing wave-function overlaps to classify them lies in the famous Anderson orthogonality catastrophe (AOC), which states that two different many-body wave functions must have zero overlap in the thermodynamic limit. In this thesis, we found that wave-function overlaps indeed carry critical information about the topological nature of quantum states and this information can be extracted from the finite-size scaling of the overlaps. In the finite-size scaling analysis, we found a universal topological response term as a sub-leading contribution. This term depends on both the central charge of the corresponding conformal field theory (CFT) and the Euler characteristics of the underlying manifolds on which the system is defined. This term reveals a fundamental connection between ground-state overlaps and CFT’s. In addition, surprisingly, the overlap between an intrinsic topological state and a topologically trivial product state shows a decay faster than the exponential behavior expected via a typical AOC analysis. Such finite-size scaling behaviors could be utilized to theoretically detect the gapless edge modes, and to distinguish the topology of quantum states or serve as a signature of topological phase transitions. Possible generalization to higher dimensions and generic non-fixed-point topological systems is also discussed.