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arXiv:1901.11468 · New Journal of Physics

Universality classes of topological phase transitions with higher-order band crossing

Wei Chen, Andreas P. Schnyder

Published Jun 17, 2019• 62 citations
arXivHTMLPDF

Abstract

Abstract In topological insulators and topological superconductors, the discrete jump of the topological invariant upon tuning a certain system parameter defines a topological phase transition. A unified framework is employed to address the quantum criticality of the topological phase transitions in one to three spatial dimensions, which simultaneously incorporates the symmetry classification, order of band crossing, m -fold rotational symmetry, correlation functions, critical exponents, scaling laws, and renormalization group approach. We first classify higher-order Dirac models according to the time-reversal, particle-hole, and chiral symmetries, and determine the even–oddness of the order of band crossing in each symmetry class. The even–oddness further constrains the rotational symmetry m permitted in a symmetry class. Expressing the topological invariant in terms of a momentum space integration over a curvature function, the order of band crossing determines the critical exponent of the curvature function, as well as that of the Wannier state correlation function introduced through the Fourier transform of the curvature function. The conservation of topological invariant further yields a scaling law between critical exponents. In addition, a renormalization group approach based on deforming the curvature function is demonstrated for all dimensions and symmetry classes. Through clarification of how the critical quantities, including the jump of the topological invariant and critical exponents, depend on the nonspatial and the rotational symmetry, our work introduces the notion of universality class into the description of topological phase transitions.

DOI
10.1088/1367-2630/ab2a2d

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Abstract In topological insulators and topological superconductors, the discrete jump of the topological invariant upon tuning a certain system parameter defines a topological phase transition. A unified framework is employed to address the quantum criticality of the topological phase transitions in one to three spatial dimensions, which simultaneously incorporates the symmetry classification, order of band crossing, m -fold rotational symmetry, correlation functions, critical exponents, scaling laws, and renormalization group approach. We first classify higher-order Dirac models according to the time-reversal, particle-hole, and chiral symmetries, and determine the even–oddness of the order of band crossing in each symmetry class. The even–oddness further constrains the rotational symmetry m permitted in a symmetry class. Expressing the topological invariant in terms of a momentum space integration over a curvature function, the order of band crossing determines the critical exponent of the curvature function, as well as that of the Wannier state correlation function introduced through the Fourier transform of the curvature function. The conservation of topological invariant further yields a scaling law between critical exponents. In addition, a renormalization group approach based on deforming the curvature function is demonstrated for all dimensions and symmetry classes. Through clarification of how the critical quantities, including the jump of the topological invariant and critical exponents, depend on the nonspatial and the rotational symmetry, our work introduces the notion of universality class into the description of topological phase transitions.
The correlation functions related to topological phase transitions in inversion-symmetric lattice models described by $2\ifmmode\times\else\texttimes\fi{}2$ Dirac Hamiltonians are discussed. In one dimension, the correlation function measures the charge-polarization correlation between Wannier states at different positions, while in two dimensions it measures the itinerant-circulation correlation between Wannier states. The correlation function is nonzero in both the topologically trivial and nontrivial states, and allows us to extract a correlation length that diverges at topological phase transitions. The correlation length and the curvature function that defines the topological invariants are shown to have universal critical exponents, allowing the notion of universality classes to be introduced. Particularly in two dimensions, the universality class is determined by the orbital symmetry of the Dirac model. The scaling laws that constrain the critical exponents are revealed, and are predicted to be satisfied even in interacting systems, as demonstrated in an interacting topological Kondo insulator.
Topological phase transitions occur in real materials as well as quantum engineered systems, all of which differ greatly in terms of dimensionality, symmetries, interactions, and driving, and hence require a variety of techniques and concepts to describe their topological properties. For instance, topology may be accessed from single-particle Bloch wave functions, Green's functions, or many-body wave functions. We demonstrate that despite this diversity, all topological phase transitions display a universal feature: namely, a divergence of the curvature function that composes the topological invariant at the critical point. This feature can be exploited via a renormalization-group–like methodology to describe topological phase transitions. This approach serves to extend notions of correlation function, critical exponents, scaling laws and universality classes used in Landau theory to characterize topological phase transitions in a unified manner.
For DDD-dimensional weakly interacting topological insulators in certain symmetry classes, the topological invariant can be calculated from a DDD- or (D+1)(D+1)(D+1)-dimensional integration over a certain curvature function that is expressed in terms of single-particle Green's functions. Based on the divergence of curvature function at the topological phase transition, we demonstrate how a renormalization group approach circumvents these integrations and reduces the necessary calculation to that for the Green's function alone, rendering a numerically efficient tool to identify topological phase transitions in a large parameter space. The method further unveils a number of statistical aspects related to the quantum criticality in weakly interacting topological insulators, including correlation function, critical exponents, and scaling laws, that can be used to characterize the topological phase transitions driven by either interacting or noninteracting parameters. We use 1D class BDI and 2D class A Dirac models with electron-electron and electron-phonon interactions to demonstrate these principles and find that interactions may change the critical exponents of the topological insulators.
Topologically ordered systems are characterized by topological invariants that are often calculated from the momentum space integration of a certain function that represents the curvature of the many-body state. The curvature function may be Berry curvature, Berry connection, or other quantities depending on the system. Akin to stretching a messy string to reveal the number of knots it contains, a scaling procedure is proposed for the curvature function in inversion symmetric systems, from which the topological phase transition can be identified from the flow of the driving energy parameters that control the topology (hopping, chemical potential, etc) under scaling. At an infinitesimal operation, one obtains the renormalization group (RG) equations for the driving energy parameters. A length scale defined from the curvature function near the gap-closing momentum is suggested to characterize the scale invariance at critical points and fixed points, and displays a universal critical behavior in a variety of systems examined.
Superfluids and superconductors can be either fully gapped or gapless with nodal structures in momentum space. Both the gapped and nodal phases can be topologically protected and possess nontrivial topological invariants. Topological quantum phase transitions exist at zero temperature between different gapped phases or between gapped and nodal phases. These phase transitions can be driven by chemical potential and/or spin exchange fields. The two phases separated by the phase transition can have the same local order but differ in global topology. Thus, these topological quantum phase transitions cannot be described by the Landau paradigm of symmetry breaking. Although some aspects of these transitions, such as the change of topological invariants and gapless boundary states, have been discussed before, a complete theory of these transitions has yet to be developed. In this dissertation, we construct effective field theories to study the universality and thermodynamic signatures of these transitions. We find four different universality classes in superfluids and superconductors. Certain thermodynamic quantities, such as compressibility or spin susceptibility, change non-analytically across the transitions. For certain time-reversal symmetry breaking fields that lead to bulk phase transitions, there also exist topological phase transitions on the surface. All the topological phase transitions studied in this dissertation only exist at zero temperature. At finite temperature, different states are connected by smooth crossovers. There exists a quantum critical region at finite temperature near the quantum critical point (QCP). In this quantum critical region, thermodynamic quantities have universal scaling dependence on temperature dictated by the universality class of the QCP. We argue that these scaling properties can be used to probe and differentiate these QCPs. These bulk and surface topological quantum phase transitions are discussed in various concrete models, such as chiral and time-reversal invariant p-wave superfluids, topological superconductors of emergent Dirac fermions, and topological superconducting model of CuₓBi₂Se₃.
Abstract The interplay between topology and criticality has been a recent interest of study in condensed matter physics. A unique topological transition between certain critical phases has been observed as a consequence of the edge modes living at criticalities. In this work, we generalize this phenomenon by investigating possible transitions between critical phases which are non-high symmetry (non-HS) in nature. We find the triviality and non-triviality of these critical phases in terms of the decay length of the edge modes and also characterize them using the winding numbers. The distinct non-HS critical phases are separated by multicritical points with linear dispersion at which the winding number exhibits the quantized jump, indicating a change in the topology (number of edge modes) at the critical phases. Moreover, we reframe the scaling theory based on the curvature function, i.e. curvature function renormalization group method to efficiently address the non-HS criticalities and multicriticalities. Using this we identify the conventional topological transition between gapped phases through non-HS critical points, and also the unique topological transition between critical phases through multicritical points. The renormalization group flow, critical exponents and correlation function of Wannier states enable the characterization of non-HS criticalities along with multicriticalities.