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Nonequilibrium Quantum States of Matter

Lorenzo Piroli

Published Oct 8, 2018• 0 citations
OpenAlex

Abstract

Among the few lessons that Physics teaches us on a daily basis, one in particular is hard to miss: thermalization processes are ubiquitous. With the same degree of certainty, one can predict an apple to fall onto the ground if its stalk is cut, or a cup of tea to be found cold if left on the table for too long. In this respect, generic classical and quantum mechanical systems seem to behave in the same way. This is also one of the main difficulties in the experimental observation of the bizarre effects predicted from the quantum theory, as several of these are known to disappear at finite temperatures. It has been known for a long time that thermalization is associated with “chaotic” behavior at the microscopic level, but recently systematic efforts, both theoretical and experimental, have allowed us to understand its mechanisms at an unprecedented level of accuracy. Indeed, it has been realized that thermalization generally occurs also in isolated systems, where the absence of interactions with the environment allows for first principle theoretical investigations1. In this case thermalization takes place locally, as the whole system acts as a thermal bath for its own subsystems. Theoretical research has been motivated and paralleled by exciting experimental progress in cold-atom physics, which has provided robust, nearly ideal realizations of several theoretical models2. As an established piece of knowledge, recent research has now confirmed that two outstanding exceptions actually exist in the quantum realm, where thermalization is prevented to occur. These are many-body localized systems3, where disorder plays a crucial role, and integrable ones, which are protected by the existence of higher conservation laws. By their own nature, these systems display exceptional non-equilibrium features, which are not washed out by the onset of thermalization as relaxation occurs. At the core of the present thesis lie the remarkable properties of integrable systems out of equilibrium, with a special attention to physical effects which could be observed in cold-atom realizations. The work collected here is part of a large theoretical effort4 which in the past decade has focused on the study of relatively simple protocols to bring a quantum system out of equilibrium, such as the so-called quantum quench. In these “theoretical laboratories” it has been possible to provide quantitative predictions which helped us to develop an intuition on general questions regarding non-equilibrium and thermalization processes. Furthermore, in some cases these studies have highlighted interesting physical effects which could be directly probed experimentally within cold-atom settings. The contribution of the present thesis is two-fold. On the one hand, we have developed new technical tools for the study of integrable systems out of equilibrium, and for the computation of measurable physical quantities such as correlation functions. The techniques employed are mainly analytical and rooted within the mathematical structures of integrability. On the other hand, we have singled out physically relevant nonequilibrium situations where exotic, non-thermal states of matter emerge after relaxation occurs, and provided quantitative analytical predictions in these cases. A comprehensive discussion of the motivations and results of our work will be presented in Chapter 1, where we provide a complete overview of this thesis and discuss the organization of its content.

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Among the few lessons that Physics teaches us on a daily basis, one in particular is hard to miss: thermalization processes are ubiquitous. With the same degree of certainty, one can predict an apple to fall onto the ground if its stalk is cut, or a cup of tea to be found cold if left on the table for too long. In this respect, generic classical and quantum mechanical systems seem to behave in the same way. This is also one of the main difficulties in the experimental observation of the bizarre effects predicted from the quantum theory, as several of these are known to disappear at finite temperatures. It has been known for a long time that thermalization is associated with “chaotic” behavior at the microscopic level, but recently systematic efforts, both theoretical and experimental, have allowed us to understand its mechanisms at an unprecedented level of accuracy. Indeed, it has been realized that thermalization generally occurs also in isolated systems, where the absence of interactions with the environment allows for first principle theoretical investigations1. In this case thermalization takes place locally, as the whole system acts as a thermal bath for its own subsystems. Theoretical research has been motivated and paralleled by exciting experimental progress in cold-atom physics, which has provided robust, nearly ideal realizations of several theoretical models2. As an established piece of knowledge, recent research has now confirmed that two outstanding exceptions actually exist in the quantum realm, where thermalization is prevented to occur. These are many-body localized systems3, where disorder plays a crucial role, and integrable ones, which are protected by the existence of higher conservation laws. By their own nature, these systems display exceptional non-equilibrium features, which are not washed out by the onset of thermalization as relaxation occurs. At the core of the present thesis lie the remarkable properties of integrable systems out of equilibrium, with a special attention to physical effects which could be observed in cold-atom realizations. The work collected here is part of a large theoretical effort4 which in the past decade has focused on the study of relatively simple protocols to bring a quantum system out of equilibrium, such as the so-called quantum quench. In these “theoretical laboratories” it has been possible to provide quantitative predictions which helped us to develop an intuition on general questions regarding non-equilibrium and thermalization processes. Furthermore, in some cases these studies have highlighted interesting physical effects which could be directly probed experimentally within cold-atom settings. The contribution of the present thesis is two-fold. On the one hand, we have developed new technical tools for the study of integrable systems out of equilibrium, and for the computation of measurable physical quantities such as correlation functions. The techniques employed are mainly analytical and rooted within the mathematical structures of integrability. On the other hand, we have singled out physically relevant nonequilibrium situations where exotic, non-thermal states of matter emerge after relaxation occurs, and provided quantitative analytical predictions in these cases. A comprehensive discussion of the motivations and results of our work will be presented in Chapter 1, where we provide a complete overview of this thesis and discuss the organization of its content.
The ability of classical thermodynamics to predict phenomena using only handful of parameters is miraculous. Moreover, this framework contrasts with other theories with its ability to describe our day to day experience, i. e. we know intuitively that an ice cube melts in a cold beverage on a hot summer day. A similarly powerful yet significantly less intuitive theory is quantum mechanics which describes the world at its tiniest length scales. Given this foundational position, we would expect to be able to derive all physical theories from quantum mechanics only. Unfortunately this would require knowing the quantum state of all particles which is costly as quantum mechanics requires resources growing exponentially in the system size to describe even relatively innocent many-body systems. Given this uncontrollable growth of parameters, it is highly desirable to apply the principles of thermodynamics to quantum many-body systems as a means to describe them ef- ficiently. Yet, the two theories are not obviously compatible. Subtle differences such as the definition of thermalisation already puzzled founding fathers like John von Neumann. While these have been understood by now, the focus shifted to gaining a thorough understanding of the process of thermalisation in the quantum regime, meaning that the state of the system can be described by a thermal ensemble locally after an initial out-of-equilibrium situation. In the recent past the field of quantum thermodynamics and specifically out-of-equilibrium dynamics has witnessed many successes notably the advent of highly controllable analogue quantum simulators which allow to probe out-of-equilibrium physics to an unprecedented precision. It has been established that thermalisation takes place in quantum many-body systems, but the underlying reasons and a comprehensive theory are still elusive. Only very recently, a class of systems exhibiting many-body localisation has been identi ed that defy this paradigm of thermalisation by localising their constituent particles despite many-body interactions. This can be captured using an effective description in terms of local constants of motion. Understanding the emergence of these physically relevant operators that hinder thermalisation hopefully sheds light also on the mechanism of thermalisation itself. In this thesis, we investigate the relation between thermodynamics and quantum mechanics in the context of out-of-equilibrium physics for many-body localisation. We give numerical evidence for the stability of localisation in large, closed onedimensional chains. Furthermore, we connect the established phenomenology of many-body localisation to experiments with ultra-cold atoms in optical lattices and give a blue print of measurements that can be performed with existing technology to show that the simulator indeed exhibits many-body localisation. We then set out to obtain a deeper understanding of the underlying theory of many-body localisation by devising an algorithm that explicitly constructs exact constants of motion allowing us to put the existing theoretical framework of many-body localisation to the test. It is our firm belief that understanding local constants of motion is indispensable to not only understand thermalisation in quantum many-body systems but is also of great use in other fields. A connection of this type is displayed by an extension of our algorithm to finding edge modes in spin chains with symmetry protected order.
For a quantum system to be permanently out-of-equilibrium, some non-trivial mechanism must be at play, to counteract the general tendency of entropy increase and flow toward equilibration. Among the possible ways to protect a system against local thermalization, the phenomenon of localization induced by quenched disorder appears to be one of the most promising. Although the problem of localization was introduced almost sixty years ago, its many-body version is still partly unresolved, despite the recent theoretical effort to tackle it. In this thesis we address a few aspects of the localized phase, mainly focusing on the interacting case. A large part of the thesis is devoted to investigating the underlying “integrable” structure of many-body localized systems, i.e., the existence of non-trivial conservation laws that prevent ergodicity and thermalization. In particular, we show that such conserved operators can be explicitly constructed by dressing perturbatively the non-interacting conserved quantities, in a procedure that converges when scattering processes are weak enough. This is reminiscent of the quasiparticle theory in Fermi liquids, although in the disordered case the construction extends to the full many-body energy spectrum, and it results in operators that are exactly conserved. As an example of how to use the constructive recipe for the conserved quantities, we compute the long-time limit of an order parameter for the MBL phase in antiferromagnetic spin systems. Similar analytical tools as the ones exploited for the construction of the conserved operators are then applied to the problem of the stability of single-particle localization with respect to the coupling to a finite bath. In this context, we identify a quantum-Zeno-type effect, whereby the bath unexpectedly enhances the particle’s localization. In the final part of the thesis, we discuss several mechanisms by which thermal fluctuations may influence the spatial localization of excitations in interacting many-body states.
One of the distinguishing achievements of physics has been the ability to describe the Universe based upon underlying microscopic principles. When there are many participating objects being governed by these microscopic principles, the resultant behavior often harbors emergent collective phenomena that may not be obviously related to the microscopic description. Phase transitions, quantum or classical, are a canonical example of such many-body phenomena that are understood in equilibrium through a framework of thermodynamic constraints, statistical ensembles, and a growth of system-wide correlations at the transition. However, a new class of quantum phase transitions has recently emerged for non-equilibrium systems with behavior that is not captured by this traditional framework. In the case of isolated quantum systems, these transitions occur among excited eigenstates and requires knowledge of the structure of these individual eigenstates in the quantum system. Understanding what drives such a phase transition requires a deeper microscopic knowledge of the role of correlations at the transition. \nThe use of ultracold atoms in optical lattices has paved the way for faithfully realizing quantum phase transitions. In particular, the advent of the quantum gas microscope realized an experimental platform that is highly controllable and provides microscopic access to the many-bodied wave functions. All experiments presented in this thesis use such a quantum gas microscope architecture where a quantum degenerate gas of Rb is used to probe the behavior of non-equilibrium quantum systems in one spatial dimension.\nThis thesis briefly discusses some studies of entanglement in equilibrium quantum phase transitions near the ground state of the system. In the first experiment, we directly measure the second-order R\\'enyi entanglement entropy that develops as a Bose-Hubbard system transitions from a Mott insulator to a superfluid. This is followed by a study of entanglement growth at the transition in the transverse Ising model. \nThese studies progress to the investigation of two particular non-equilibrium quantum phases and their transition into one another: quantum thermalization and many-body localization. We investigate the development of entanglement entropy that mimics thermodynamic entropy for an isolated quantum system which locally thermalizes under its own unitary dynamics. We then investigate the only known robust exception to this thermalizing behavior by studying the onset of many-body localization due to disorder. We observe the breakdown of thermalization in this phase and the logarithmically slow growth of entanglement throughout the system, which identifies the localized system to be an interacting one. Lastly, we investigate the role of correlations in the critical dynamics that emerge at high-orders where the system transitions from thermalizing behavior to many-body localization.
This Ph.D. thesis concerns a very active area of current research in theoretical physics, which is non-equilibrium statistical mechanics. More specifically, the focus will be on the study of the non-equilibrium dynamics and fluctuations in isolated many body systems driven out of equilibrium. We shall consider primarily quantum systems, albeit many of the theoretical techniques that will be used can be applied to both classical and quantum statistical systems. The novel contribution of this work is two-fold. First, we have developed new analytical techniques to study exactly the large-deviation statistics of physical quantities relevant for the description of systems driven out of equilibrium, like the work done in a quantum quench or the time-integrated current characterizing transport of matter, energy or charge etc, discussed in Part I of the thesis. Second, we have singled out a class of experimentally relevant nondisordered quantum systems showing a dramatically slow approach to thermal equilibrium and we have provided quantitative predictions for this behavior, which is discussed in Part II.