This chapter addresses the fundamental role of order parameters and symmetry breaking in characterizing phases and understanding phase transitions and argues that the origin of non-analyticity is in fact the thermodynamic limit. It explores the Landau definition that a transition is first order if the order parameter is discontinuous at the transition point and second order if it is continuous. The chapter presents a general theory which in leading approximation embodies the physics of the Landau function of the order parameter. The mean field theory may be applied quite generally to any system for which the local order parameter has been identified. Once the order parameter for Bose condensation is recognized, the order parameter for superconducting or superfluid transitions follow naturally. For superconducting metals, pairs of electrons at the Fermi surface form bound states which behave effectively as Bosons and thus undergo Bose condensation.
This chapter addresses the fundamental role of order parameters and symmetry breaking in characterizing phases and understanding phase transitions and argues that the origin of non-analyticity is in fact the thermodynamic limit. It explores the Landau definition that a transition is first order if the order parameter is discontinuous at the transition point and second order if it is continuous. The chapter presents a general theory which in leading approximation embodies the physics of the Landau function of the order parameter. The mean field theory may be applied quite generally to any system for which the local order parameter has been identified. Once the order parameter for Bose condensation is recognized, the order parameter for superconducting or superfluid transitions follow naturally. For superconducting metals, pairs of electrons at the Fermi surface form bound states which behave effectively as Bosons and thus undergo Bose condensation.
While analyzing second order thermodynamical phase transitions, Lev Landau (the famous Russian physicist) introduced a very vital concept, the concept of an "order parameter". This not only amalgamated the previous fragmentary theoretical understanding of phase transitions (an arsenal of mean-field theories) but also it put forward the important theory of "spontaneous symmetry breaking". Today, order parameter concept is a paradigm both in condensed matter physics and in high energy physics, and Landau theory is a pinnacle of all mean-field theories. Mean field theories are good qualitative descriptors of the phase transition behavior. But all mean-field theories (including Landau's theory) fail at the critical point (the problem of large correlation length). The problems with large correlation length in quantum many-body systems are the hardest problems known in theoretical physics (both in condensed matter and in particle physics). It was Ken Wilson's physical insights and his powerful mathematical skills that opened a way to the solution of such hard problems. This manuscript is a perspective on these issues. Starting with simple examples of phase transitions (like ice/water; diamond/graphite etc.) we address the following important questions: Why does non-analyticity (sharp phase transitions) arise when thermodynamical functions (i.e., free energies etc) are good analytic functions? How does Landau's program unify all the previous mean-field theories? Why do all the mean-field theories fail near the critical point? How does Wilson's program go beyond all the mean-field theories? What is the origin emergence and universality?
Abstract We have seen in the previous chapters that the concept of the macroscopic wave functionΨ(r), is central to understanding atomic Bose–Einstein condensates (BEC), superfluid He, and even superconductivity within the Ginzburg–Landau (GL) theory. But the connection between these ideas is not at all clear, since the atom condensates and He are bosonic systems, while super-conductivity is associated with the conduction electrons in metals which are fermions. The physical meaning of the GL order parameter was not explained until after 1957 when Bardeen Cooper and Schrieffer (BCS) published the first truly microscopic theory of superconductivity. Soon afterward the connection was finally established by Gor’ kov. He was able to show that, at least in the range of temperatures near Tc, the GL theory can indeed be derived from the BCS theory. Furthermore this provides a physical interpretation of the nature of the order parameter. Essentially it is describing a macroscopic wave function, or condensate, of Cooper pairs.
The Landau theory of phase and phase transition, which describes the state of matter by the spontaneous symmetry breaking, and the Fermi liquid theory of interacting Fermi systems are the two corner stones of contemporary condensed matter physics. They act as our starting points to understand the structure, excitations and phase transitions of any condensed matter system. According to such a Landau paradigm, an interacting Fermi system will behave just as non-interacting Fermi gas system at sufficient low energy, if the interaction is not strong enough to induce a symmetry breaking phase transition in the system. In such a case, the perturbation expansion in the interaction strength is assumed to converge and the low energy excitation can be connected to that of a Fermi gas system adiabatically. In strongly correlated electron systems, such as the high temperature superconductors and quantum antiferromagnets, a pertubative picture on the interaction effect usually fails. The correlation effect between the electrons can induce new forms of order that are beyond the Landau symmetry breaking paradigm. Non-Fermi liquid behavior can emerge in the fully symmetric correlated phases. The Mott insulating phase and the quantum spin liquid phase are the most prominent example of such exotic state of matter. After about three decades of intensive studies, people find that the quantum non-locality effect is at the heart of such new forms of order. The quantum non-locality effect manifests itself in the emergence of gauge degree of freedom in the low energy physics of such strongly correlated system. Such emergent gauge filed is not only important for the characterization and classification of the ground state structure, but is also directly responsible for the non-Fermi liquid behavior of the system. The Landau paradigm should be extended to accommodate such new forms of order and the related new form of excitations and new universal class of phase transitions. Such an extension will elevate our understanding of the structure of matter to the level of quantum wave function. Unlike the conventional symmetry breaking order, which is characterized by the correlation functions between local physical observables, the new form of orders, which are commonly called quantum order (with the topological order as one of its typical example), can be better characterized by the entanglement property in the quantum wave function. From a mathematical point of view, the new form of order is closely related to the projective representation theory of the symmetry group, while the conventional symmetry breaking order is well described by the linear representation theory of the symmetry group.
Aim and Scope of this Book A plethora of systems exhibit phase transitions as the temperature or some other parameter is changed. Examples range from the ice-water phase transition observed in our daily life to the loss of ferromagnetism in iron or to the more sophisticated Mott insulator-superfluid phase transition observed in optical lattices [343]. The last five decades have witnessed a tremendous upsurge in the studies of phase transitions at finite temperature [727, 149, 333, 136, 494, 541, 556]. The success of Landau-Ginzburg theories and the concepts of spontaneous symmetry breaking and the renormalization group [27, 410, 821, 578] in explaining many of the finite temperature phase transitions occurring in nature has been spectacular. In this book, we will consider only a subclass of phase transitions called quantum phase transitions (QPTs) [154, 658, 725, 799, 185, 63, 62, 66, 141, 744] and we will discuss these mainly from the view point of recent studies of information and dynamics. QPTs are zero temperature phase transitions which are driven by quantum fluctuations and are usually associated with a non-analyticity in the ground state energy density of a quantum many-body Hamiltonian. We will focus on continuous QPTs where the order parameter vanishes continuously at the quantum critical point (QCP) at some value of the parameters which characterize the Hamiltonian. We will not discuss first order quantum phase transitions associated with an abrupt change in the order parameter. Usually, a first order phase transition is characterized by a finite discontinuity in the first derivative of the ground state energy density. A continuous QPT is similarly characterized by a finite discontinuity, or divergence, in the second derivative of the ground state energy density, assuming that the first derivative is continuous. This is of course the classical definition; we will later mention some QPTs where the ground state energy density is not necessarily singular.
This and the four next chapters are devoted to the study of several aspects of the theory of phase transition. This has been for more than one century, and still remains, a subject of intense experimental and theoretical activity, with important breakthroughs having impacts on different fields in physics but also on other disciplines such as mathematics, economics, sociology, biology In the first section of this chapter, the transition between the ferromagnetic and paramagnetic phases of the Ising system will be studied in the framework of a mean field approximation. The problem will first be addressed by means of the intuitive Weiss molecular field approximation ( Section 9.1.2 ) and then by means of the more detailed Bragg-Williams approximation ( Section 9.1.3 ) which will serve as a base to develop, in Section 9.2 , a general theory of continuous phase transitions: the Landau mean field theory for which the concept of order parameter will first be introduced. Other types of phase transitions will then be studied using the mean field approximation. Phase transitions in liquid crystals will be studied in Section 9.3 . These are systems with a tensor order parameter which exhibit a rich phenomenology. Finally, in Section 9.4 , a transition of a fairly more elaborate nature than a simple first or second order phase transition will be discussed.
Abstract Chapter 13 addresses Bose condensation in superfluids (and superconductors), which involves the field operator ψ having a c-number component (<ψ(x,t)>≠0), challenging number conservation. The nonlinear Gross-Pitaevskii equation is derived for this condensate wave function <ψ>=ψ−ψ˜, facilitating identification of the coherence length and the core region of vortex motion. The noncondensate Green’s function G˜1(1,1′)=−i<(ψ˜(1)ψ˜+(1′))+> and the nonvanishing anomalous correlation function F˜∗(2,1′)=−i<(ψ˜+(2)ψ˜+(1′))+> describe the dynamics and elementary excitations of the non-condensate states and are discussed in conjunction with Landau’s criterion for viscosity. Associated concepts of off-diagonal long-range order and the interpretation of <ψ> as a superfluid order parameter are also introduced. Anderson’s Bose-condensed state, as a phase-coherent wave packet superposition of number states, resolves issues of number conservation. Superconductivity involves bound Cooper pairs of electrons capable of Bose condensation and superfluid behavior. Correspondingly, the two-particle Green’s function has a term involving a product of anomalous bound-Cooper-pair condensate wave functions of the type F(1,2)=−i<(ψ(1)ψ(2))+>≠0, such that G2(1,2;1′,2′)=F(1,2)F+(1′,2′)+G˜2(1,2;1′,2′). Here, G˜2 describes the dynamics/excitations of the non-superfluid-condensate states, while nonvanishing F,F+ represent a phase-coherent wave packet superposition of Cooper-pair number states and off-diagonal long range order. Employing this form of G2 in the G1-equation couples the condensed state with the non-condensate excitations. Taken jointly with the dynamical equation for F(1,2), this leads to the Gorkov equations, encompassing the Bardeen–Cooper–Schrieffer (BCS) energy gap, critical temperature, and Bogoliubov-de Gennes eigenfunction Bogoliubons. Superconductor thermodynamics and critical magnetic field are discussed. For a weak magnetic field, the Gorkov-equations lead to Ginzburg–Landau theory and a nonlinear Schrödinger-like equation for the pair wave function and the associated supercurrent, along with identification of the Cooper pair density. Furthermore, Chapter 13 addresses the apparent lack of gauge invariance of London theory with an elegant variational analysis involving re-gauging the potentials, yielding a manifestly gauge invariant generalization of the London equation. Consistency with the equation of continuity implies the existence of Anderson’s acoustic normal mode, which is supplanted by the plasmon for Coulomb interaction. Type II superconductors and the penetration (and interaction) of quantized magnetic flux lines are also discussed. Finally, Chapter 13 addresses Josephson tunneling between superconductors.