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Entropy

“The Heisenberg Method”: Geometry, Algebra, and Probability in Quantum Theory

Arkady Plotnitsky

Published Aug 30, 2018• 12 citations
Publisher

Abstract

The article reconsiders quantum theory in terms of the following principle, which can be symbolically represented as QUANTUMNESS → PROBABILITY → ALGEBRA and will be referred to as the QPA principle. The principle states that the quantumness of physical phenomena, that is, the specific character of physical phenomena known as quantum, implies that our predictions concerning them are irreducibly probabilistic, even in dealing with quantum phenomena resulting from the elementary individual quantum behavior (such as that of elementary particles), which in turn implies that our theories concerning these phenomena are fundamentally algebraic, in contrast to more geometrical classical or relativistic theories, although these theories, too, have an algebraic component to them. It follows that one needs to find an algebraic scheme able make these predictions in a given quantum regime. Heisenberg was first to accomplish this in the case of quantum mechanics, as matrix mechanics, whose matrix character testified to his algebraic method, as Einstein characterized it. The article explores the implications of the Heisenberg method and of the QPA principle for quantum theory, and for the relationships between mathematics and physics there, from a nonrealist or, in terms of this article, “reality-without-realism” or RWR perspective, defining the RWR principle, thus joined to the QPA principle.

DOI
10.3390/e20090656

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The article reconsiders quantum theory in terms of the following principle, which can be symbolically represented as QUANTUMNESS → PROBABILITY → ALGEBRA and will be referred to as the QPA principle. The principle states that the quantumness of physical phenomena, that is, the specific character of physical phenomena known as quantum, implies that our predictions concerning them are irreducibly probabilistic, even in dealing with quantum phenomena resulting from the elementary individual quantum behavior (such as that of elementary particles), which in turn implies that our theories concerning these phenomena are fundamentally algebraic, in contrast to more geometrical classical or relativistic theories, although these theories, too, have an algebraic component to them. It follows that one needs to find an algebraic scheme able make these predictions in a given quantum regime. Heisenberg was first to accomplish this in the case of quantum mechanics, as matrix mechanics, whose matrix character testified to his algebraic method, as Einstein characterized it. The article explores the implications of the Heisenberg method and of the QPA principle for quantum theory, and for the relationships between mathematics and physics there, from a nonrealist or, in terms of this article, “reality-without-realism” or RWR perspective, defining the RWR principle, thus joined to the QPA principle.
The argument of this article is threefold. First, the article argues that from its rise in the sixteenth century to our own time, the advancement of modern physics as mathematical-experimental science has been defined by the invention of new mathematical structures. Second, the article argues that quantum theory, especially following quantum mechanics, gives this thesis a radically new meaning by virtue of the following two features: on the one hand, quantum phenomena are defined as essentially different from those found in all previous physics by purely physical features; and on the other, quantum mechanics and quantum field theory are defined by purely mathematical postulates, which connect them to quantum phenomena strictly in terms of probabilities, without, as in all previous physics, representing or otherwise relating to how these phenomena physically come about. While these two features may appear discordant, if not inconsistent, I argue that they are in accord with each other, at least in certain interpretations (including the one adopted here), designated as “reality without realism”, RWR, interpretations. This argument also allows this article to offer a new perspective on a thorny problem of the relationships between continuity and discontinuity in quantum physics. In particular, rather than being concerned only with the discreteness and continuity of quantum objects or phenomena, quantum mechanics and quantum field theory relate their continuous mathematics to the irreducibly discrete quantum phenomena in terms of probabilistic predictions while, at least in RWR interpretations, precluding a representation or even conception of how these phenomena come about. This subject is rarely, if ever, discussed apart from previous work by the present author. It is, however, given a new dimension in this article which introduces, as one of its main contributions, a new principle: the mathematical complexity principle.
The argument of this article is threefold. First, the article argues that, from its rise in the sixteenth century to our own time, the advancement of modern physics, as mathematical-experimental science, has been defined by the invention of new mathematical structures. Secondly, the article argues that quantum theory, specifically with quantum mechanics, gave this thesis a radically new meaning by virtue of the following two features: one the one hand, quantum phenomena themselves are defined by purely physical features, as essentially different from all previous physics; and on the other, quantum mechanics and quantum field theory are defined by purely mathematical postulates, which connect them to quantum phenomena strictly in terms of probabilities, without representing or otherwise relating to how these phenomena physically come about. While these two features may appear discordant, if not inconsistent, I argue that they are in accord with each other, at least in certain interpretations (including the one adopted here), designated as “reality without realism,” RWR, interpretations. This argument allows this article to offer a new perspective on a thorny problem of the relationships between continuity and discontinuity in quantum physics. In particular, rather than being concern only with the discreteness and continuity of quantum objects or phenomena, quantum mechanics and quantum field theory relate their continuous mathematics to the irreducibly discrete quantum phenomena, in terms of probabilistic predictions, while, at least in RWR interpretations, precluding a representation or even conception of how these phenomena come about. This subject is rarely, if ever discussed, apart from previous work by the present author. It will, however, be given a new dimension in this article which introduces, as one of its main contributions, a new principle: the mathematical complexity principle.
The article argues that-at least in certain interpretations, such as the one assumed in this article under the heading of "reality without realism"-the quantum-theoretical situation appears as follows: While-in terms of probabilistic predictions-connected to and connecting the information obtained in quantum phenomena, the mathematics of quantum theory (QM or QFT), which is continuous, does not represent and is discontinuous with both the emergence of quantum phenomena and the physics of these phenomena, phenomena that are physically discontinuous with each other as well. These phenomena, and thus this information, are described by classical physics. All actually available information (in the mathematical sense of information theory) is classical: it is composed of units, such as bits, that are-or are contained in-entities described by classical physics. On the other hand, classical physics cannot predict this information when it is created, as manifested in measuring instruments, in quantum experiments, while quantum theory can. In this epistemological sense, this information is quantum. The article designates the discontinuity between quantum theory and the emergence of quantum phenomena the "Heisenberg discontinuity", because it was introduced by W. Heisenberg along with QM, and the discontinuity between QM or QFT and the classical physics of quantum phenomena, the "Bohr discontinuity", because it was introduced as part of Bohr's interpretation of quantum phenomena and QM, under the assumption of Heisenberg discontinuity. Combining both discontinuities precludes QM or QFT from being connected to either physical reality, that ultimately responsible for quantum phenomena or that of these phenomena themselves, other than by means of probabilistic predictions concerning the information, classical in character, contained in quantum phenomena. The nature of quantum information is, in this view, defined by this situation. A major implication, discussed in the Conclusion, is the existence and arguably the necessity of two-classical and quantum-or with relativity, three and possibly more essentially different theories in fundamental physics.
Following the view of several leading quantum-information theorists, this paper argues that quantum phenomena, including those exhibiting quantum correlations (one of their most enigmatic features), and quantum mechanics may be best understood in quantum-informational terms. It also argues that this understanding is implicit already in the work of some among the founding figures of quantum mechanics, in particular W. Heisenberg and N. Bohr, half a century before quantum information theory emerged and confirmed, and gave a deeper meaning to, to their insights. These insights, I further argue, still help this understanding, which is the main reason for considering them here. My argument is grounded in a particular interpretation of quantum phenomena and quantum mechanics, in part arising from these insights as well. This interpretation is based on the concept of reality without realism, RWR (which places the reality considered beyond representation or even conception), introduced by this author previously, in turn, following Heisenberg and Bohr, and in response to quantum information theory.
This article considers a revolutionary transformation – physical, mathematical, and philosophical – of modern physics brought about by Heisenberg’s invention of quantum mechanics (QM). While physical and mathematical aspects of Heisenberg’s invention have been extensively commented on, and while they are essential for this article, considering the transformative philosophical aspects of Heisenberg’s thinking is rare. This article fills this lacuna through the concept of reality without realism (RWR) and the corresponding interpretations of QM, and philosophical implications of this concept.
Taking its historical point of departure in Heisenberg’s work, this article offers a view of quantum mechanics as, arguably, the first truly experimental and truly mathematical physical theory, that is, a theory concerned with experimenting with nature and mathematics alike. It is truly experimental because it is not, as in classical physics, merely the independent behavior of the system considered, in other words, what happens in any event, that we track, but what kind of experiments we perform that defines what happens. By the same token, the theory is also truly mathematical because, at least in the interpretation adopted here, its mathematical formalism does not stand in the service of a mathematical description of (quantum) physical processes in space and time in the way the formalism of classical physics does, but is only used to predict the outcomes of relevant experiments. It also follows that quantum theories experiment more freely with mathematics itself, since we invent predictive mathematical schemes, rather than proceed by refining mathematically our phenomenal representations of nature, which process constrains us in classical mechanics.