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Symmetry Enriched Topological Phases and Their Edge Theories

Christopher Phillip Heinrich

Published Jan 1, 2017• 0 citations
Publisher

Abstract

In this thesis we investigate topological phases of matter that have a global, unbroken symmetry group -- also known as symmetry enriched topological (SET) phases. We address three questions about these phases: (1) how can we build exactly solvable models that realize them? (2) how can we determine if their edge theories can be gapped without breaking the symmetry? and (3) how do we understand the phenomenon of decoupled charge and neutral modes which occurs in certain fractional quantum Hall states? ,More specifically, we address the first question by constructing exactly solvable models for a wide class of symmetry enriched topological (SET) phases, which we call symmetry-enriched string nets. The construction applies to 2D bosonic SET phases with finite unitary onsite symmetry group G, and we conjecture that our models realize every phase in this class that can be described by a commuting projector Hamiltonian. As an example, we present a model for a phase with the same anyon excitations as the toric code and with a Z2 symmetry which exchanges the 'e' and 'm' type anyons. We further illustrate our construction with a number of additional examples. ,For the second question, we focus on the edge theories of 2D SET phases with Z2 symmetry. The central problem we seek to solve is to determine which edge theories can be gapped without breaking the symmetry. Previous attempts to answer this question in special cases relied on constructing perturbations of a particular type to gap the edge. This method proves the edge can be gapped when the appropriate perturbations can be found, but is inconclusive if they cannot be found. We build on this previous work by deriving a necessary and sufficient algebraic condition for when the edge can be gapped. Our results apply to Z2 symmetry protected topological phases as well as Abelian Z2 SET phases,Finally, in the fourth chapter, we describe solvable models that capture how impurity scattering in certain fractional quantum Hall edges can give rise to a neutral mode --- i.e. an edge mode that does not carry electric charge. These models consist of two counter-propagating chiral Luttinger liquids together with a collection of discrete impurity scatterers. Our main result is an exact solution of these models in the limit of infinitely strong impurity scattering. From this solution, we explicitly derive the existence of a neutral mode and we determine all of its microscopic properties including its velocity. We also study the stability of the neutral mode and show that it survives at finite but sufficiently strong scattering. Our results are applicable to a family of Abelian fractional quantum Hall states of which the nu = 2/3 state is the most prominent example.

DOI
10.6082/3wq9d-aa567

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In this thesis we investigate topological phases of matter that have a global, unbroken symmetry group -- also known as symmetry enriched topological (SET) phases. We address three questions about these phases: (1) how can we build exactly solvable models that realize them? (2) how can we determine if their edge theories can be gapped without breaking the symmetry? and (3) how do we understand the phenomenon of decoupled charge and neutral modes which occurs in certain fractional quantum Hall states? ,More specifically, we address the first question by constructing exactly solvable models for a wide class of symmetry enriched topological (SET) phases, which we call symmetry-enriched string nets. The construction applies to 2D bosonic SET phases with finite unitary onsite symmetry group G, and we conjecture that our models realize every phase in this class that can be described by a commuting projector Hamiltonian. As an example, we present a model for a phase with the same anyon excitations as the toric code and with a Z2 symmetry which exchanges the 'e' and 'm' type anyons. We further illustrate our construction with a number of additional examples. ,For the second question, we focus on the edge theories of 2D SET phases with Z2 symmetry. The central problem we seek to solve is to determine which edge theories can be gapped without breaking the symmetry. Previous attempts to answer this question in special cases relied on constructing perturbations of a particular type to gap the edge. This method proves the edge can be gapped when the appropriate perturbations can be found, but is inconclusive if they cannot be found. We build on this previous work by deriving a necessary and sufficient algebraic condition for when the edge can be gapped. Our results apply to Z2 symmetry protected topological phases as well as Abelian Z2 SET phases,Finally, in the fourth chapter, we describe solvable models that capture how impurity scattering in certain fractional quantum Hall edges can give rise to a neutral mode --- i.e. an edge mode that does not carry electric charge. These models consist of two counter-propagating chiral Luttinger liquids together with a collection of discrete impurity scatterers. Our main result is an exact solution of these models in the limit of infinitely strong impurity scattering. From this solution, we explicitly derive the existence of a neutral mode and we determine all of its microscopic properties including its velocity. We also study the stability of the neutral mode and show that it survives at finite but sufficiently strong scattering. Our results are applicable to a family of Abelian fractional quantum Hall states of which the nu = 2/3 state is the most prominent example.
We study (2+1)-dimensional phases with topological order, such as fractional quantum Hall states and gapped spin liquids, in the presence of global symmetries. Phases that share the same topological order can then differ depending on the action of symmetry, leading to symmetry-enriched topological (SET) phases. Here, we present a KKK-matrix Chern-Simons approach to identify distinct phases with Abelian topological order, in the presence of unitary or antiunitary global symmetries. A key step is the identification of a smooth edge sewing condition that is used to check if two putative phases are indeed distinct. We illustrate this method by classifying Z2{Z}_{2}Z2​ topological order (Z2{Z}_{2}Z2​ spin liquids) in the presence of an internal Z2{Z}_{2}Z2​ global symmetry for which we find six distinct phases. These include two phases with an unconventional action of symmetry that permutes anyons leading to symmetry-protected Majorana edge modes. Other routes to realizing protected edge states in SET phases are identified. Symmetry-enriched Laughlin states and double-semion theories are also discussed. Somewhat surprisingly, we observe that (i) gauging the global symmetry of distinct SET phases leads to topological orders with the same total quantum dimension, and (ii) a pair of distinct SET phases can yield the same topological order on gauging the symmetry.
We construct exactly solvable models for a wide class of symmetry-enriched topological (SET) phases. Our construction applies to two-dimensional (2D) bosonic SET phases with finite unitary on-site symmetry group GGG and we conjecture that our models realize every phase in this class that can be described by a commuting projector Hamiltonian. Our models are designed so that they have a special property: If we couple them to a dynamical lattice gauge field with gauge group GGG, the resulting gauge theories are equivalent to string-net models. This property is what allows us to analyze our models in generality. As an example, we present a model for a phase with the same anyon excitations as the toric code and with a Z2{\mathbb{Z}}_{2}Z2​ symmetry which exchanges the eee and mmm type anyons. We further illustrate our construction with a number of additional examples.
In the past few years, the discovery of topological insulators has resurrected the study of exotic phases of matter beyond the Landau symmetry breaking paradigm. In this thesis, we focus on two particular classes of exotic phases, known as "topological phases" and "symmetry protected topological phases (SPT phases)" in 2D and 3D. Topological phases are generalizations of fractional quantum Hall liquids while SPT phases are generalizations of topological insulators. We investigate topological phases and SPT phases by constructing and analyzing appropriate exactly soluble lattice spin models. We address the following three questions: The first question involves a large class of exactly soluble lattice spin models called string-net models. It is known that string-net models can realize a large class of 2D topological phases, but it is unclear what topological phases can and can not be realized by these models. Thus our first question is: what are the most general topological phases that can be realized by string-net models? We find that a topological phase can be realized by a string-net model if and only if it supports a gapped edge, i.e. the edge can be gapped by suitable local interactions. In the second question we ask: how can we distinguish different 3D topological phases? While it is well known that 3D topological phases can be distinguished by the braiding statistics between particle and loop-like excitations, we construct two exactly soluble lattice models that demonstrate that we also have to consider the braiding statistics of loops with other loops. In the final part of the thesis, we derive a bulk-boundary correspondence for 3D SPT phases. More specifically, we prove that a particular exactly soluble lattice spin model has protected surface states using the fact that the vortex loop excitations in the bulk have non-trivial braiding statistics. We prove the result for a particular 3D exactly soluble lattice model, but our arguments apply more generally.
We construct in the KKK matrix formalism concrete examples of symmetry-enriched topological phases, namely intrinsically topological phases with global symmetries. We focus on the Abelian and nonchiral topological phases and demonstrate by our examples how the interplay between the global symmetry and the fusion algebra of the anyons of a topologically ordered system determines the existence of gapless edge modes protected by the symmetry and that a (quasi)group structure can be defined among these phases. Our examples include phases that display charge fractionalization and more exotic nonlocal anyon exchange under global symmetry that correspond to general group extensions of the global symmetry group.
Understanding the interplay between symmetries and phases lies at the heart of characterizing states of matter. The conventional Landau's paradigm associates local ordered states with symmetry breaking, but this paradigm fails to include gapped topological phases, which can only be distinguished by the global topological invariant and the present of gapless edge modes at open boundaries. In this thesis, variety of states of matter is enriched from two aspects: a new paradigm of phases that incorporates both symmetry broken phase and topological phase, and exotic topological phases that are realized in different degree of freedoms of the same system. The two aspects are explored by studying corresponding one dimensional fermionic models. Besides gapped phases, exotic quasiparticle interferences of gapless topological systems are also investigated. \n \nThe first chapter serves as a theoretical basis for the next two chapters by giving an introduction to topological phases in one dimension. In particular, a bosonization method is introduced to describe topological degeneracy and edge zero modes, which is favoured by the ability to deal with interactions as well as to uncover the phenomena of spin-charge separation. \n \nIn the second chapter a new paradigm of phases is proposed and investigated that incorporates both symmetry broken phases and symmetry-protected topological phases. Through exact-solvable models bond spin density wave(BSDW) states are proposed as candidates for this new paradigm, which are ZZ2\\ZZ_2ZZ2​ symmetry breaking due to spontaneous dimerization and yet each is topological nontrivial with edge zero modes of fractional fermions. More general lattice models are constructed, and it is shown that BSDW exists in a considerable regime of parameters for a family of lattice models, from both mean-field analysis and bosonization. \n \nIn the third chapter, we give an effective field description for spin-charge separated edge modes consisting of both Majorana modes and fractional fermions, and demonstrate how to harvest both simultaneously in a spinless fermionic ladder with particle-hole symmetry and single-chain fermion parity. Further, the idea of spin-charge separated edge modes is applied to reinterpret the prominent Haldane phase of spin-1 chain in its equivalent spin-frac12\\frac{1}{2}frac12 fermionic model. \n \nIn contrast to the above two theoretically oriented topics that aim to add variety to topological phases, the third topic establishes a bridge between abstract concepts for topological systems to remarkable features that can be detected in experiments. The last chapter reveals how topological charges for topological Fermi points, through exhibiting exotic quasiparticle interference in the presence of impurities, could be visualized in STS measurements. \nThe generalized joint density of states(GJDOS) is applied to address effects from the geometry of band dispersion and topological charges separately. Both analytical results and numerical simulation suggest distinct and robust quasiparticle interference features as indicators for topological charges that can be accessed by FT-STS experiments.
Quantum phases of matter can be classified into two kinds: gapped or gapless, depending on whether the equilibrium ground state is separated from excited states by a finite energy window or not in the thermodynamic limit. Topology has played an important role in the understanding of both gapped and gapless phases of matter. This thesis uncovers several robust physical properties of both kinds of systems which are largely unexplored before. \\ For gapped systems, we study topological orders, which are characterized by the existence of anyonic quasiparticles with fractional braiding statistics. In the first part, we introduce a family of Abelian quantum Hall insulators, at filling factors ν=p/2q\nu = p/2qν=p/2q for bosonic systems and ν=p/(p+2q)\nu=p/(p+2q)ν=p/(p+2q) for fermionic systems, with ppp and qqq being two coprime integers. These states are termed the \textit{nondiagonal} quantum Hall states, which are constructed in a coupled wire model that exhibits an intimate relation to the nondiagonal conformal field theory and has a constrained pattern of motion for anyons. We unveil a nontrivial interplay between charge symmetry and translation symmetry in this system, and establish the nondiagonal quantum Hall states as symmetry-enriched topological orders. In the second part, we introduce a related model of interacting electrons, but in the absence of a strong quantizing magnetic field, known as the \textit{toric code insulator}. It is constructed from a two-dimensional array of strongly coupled one-dimensional topological superconductors, which feature electron fractionalization and possesses anyonic excitations described by the Z2\mathbb{Z}_2Z2​ topological order. The motion of anyons is again constrained, and different types of anyons can be related by the translation symmetry. Nondiagonal quantum Hall states and the toric code insulator are convincing examples that itinerant electronic systems can realize interesting symmetry-enriched topological orders.\\ For gapless quantum matters we focus on a particularly familiar class, the metals, but we uncover their topological aspects which were much less appreciated. Every metal is characterized by a Fermi surface of gapless excitations, and the Fermi surface surrounds a manifold in the momentum space, known as the Fermi sea. The ground state of a non-interacting metal, or a Fermi gas, consists of all single-electron states within the Fermi sea. The shape of the Fermi sea has a natural topological characterization in terms of the Euler characteristic χF\chi_FχF​, and a fundamental question that we address in this thesis is: \textbf{does χF\chi_FχF​ imply any robust physical properties in metals, and how can they be measured?} In the third part of the thesis, χF\chi_FχF​ is connected to physically measurable quantities, such as equal-time density-density correlation functions, and multipartite entanglement measures, such as the mutual information. Particularly, for three dimensions, we establish that the 4-partite mutual information is a robust probe of the Fermi sea topology even in the presence of Fermi-liquid interactions. In the last part, we focus on two dimensions, and propose an experimentally accessible platform to probe χF\chi_FχF​ for any two-dimensional electron gas (2DEG) that respects time-reversal symmetry. The proposed experimental setup is a Josephson π\piπ-junction, and we predict that the electrical transport in the direction \textit{along} the junction exhibits a current-rectification effect that is controlled by the underlying Fermi sea topology. Due to the relation to Andreev state transport, we term this effect \textit{topological Andreev rectification}. The size of rectification is quantified by a \textit{nonlocal rectified conductance}, which is established to attain an integer quantized value that equals χF\chi_FχF​ (in unit of e2/he^2/he2/h). Extensive numerical simulations are performed to support our theoretical proposal, and material platforms such as InAs heterostructures and graphene are identified as promising candidates to demonstrate this effect.