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Systems with Condensates and Pairing

Klaus Morawetz

Published Dec 21, 2017• 0 citations
Publisher

Abstract

Abstract The Bose–Einstein condensation and appearance of superfluidity and superconductivity are introduced from basic phenomena. A systematic theory based on the asymmetric expansion of chapter 11 is shown to correct the T-matrix from unphysical multiple-scattering events. The resulting generalised Soven scheme provides the Beliaev equations for Boson’s and the Nambu–Gorkov equations for fermions without the usage of anomalous and non-conserving propagators. This systematic theory allows calculating the fluctuations above and below the critical parameters. Gap equations and Bogoliubov–DeGennes equations are derived from this theory. Interacting Bose systems with finite temperatures are discussed with successively better approximations ranging from Bogoliubov and Popov up to corrected T-matrices. For superconductivity, the asymmetric theory leading to the corrected T-matrix allows for establishing the stability of the condensate and decides correctly about the pair-breaking mechanisms in contrast to conventional approaches. The relation between the correlated density from nonlocal kinetic theory and the density of Cooper pairs is shown.

DOI
10.1093/oso/9780198797241.003.0012

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Abstract Chapter 13 addresses Bose condensation in superfluids (and superconductors), which involves the field operator ψ having a c-number component (<ψ(x,t)>≠0), challenging number conservation. The nonlinear Gross-Pitaevskii equation is derived for this condensate wave function <ψ>=ψ−ψ˜, facilitating identification of the coherence length and the core region of vortex motion. The noncondensate Green’s function G˜1(1,1′)=−i<(ψ˜(1)ψ˜+(1′))+> and the nonvanishing anomalous correlation function F˜∗(2,1′)=−i<(ψ˜+(2)ψ˜+(1′))+> describe the dynamics and elementary excitations of the non-condensate states and are discussed in conjunction with Landau’s criterion for viscosity. Associated concepts of off-diagonal long-range order and the interpretation of <ψ> as a superfluid order parameter are also introduced. Anderson’s Bose-condensed state, as a phase-coherent wave packet superposition of number states, resolves issues of number conservation. Superconductivity involves bound Cooper pairs of electrons capable of Bose condensation and superfluid behavior. Correspondingly, the two-particle Green’s function has a term involving a product of anomalous bound-Cooper-pair condensate wave functions of the type F(1,2)=−i<(ψ(1)ψ(2))+>≠0, such that G2(1,2;1′,2′)=F(1,2)F+(1′,2′)+G˜2(1,2;1′,2′). Here, G˜2 describes the dynamics/excitations of the non-superfluid-condensate states, while nonvanishing F,F+ represent a phase-coherent wave packet superposition of Cooper-pair number states and off-diagonal long range order. Employing this form of G2 in the G1-equation couples the condensed state with the non-condensate excitations. Taken jointly with the dynamical equation for F(1,2), this leads to the Gorkov equations, encompassing the Bardeen–Cooper–Schrieffer (BCS) energy gap, critical temperature, and Bogoliubov-de Gennes eigenfunction Bogoliubons. Superconductor thermodynamics and critical magnetic field are discussed. For a weak magnetic field, the Gorkov-equations lead to Ginzburg–Landau theory and a nonlinear Schrödinger-like equation for the pair wave function and the associated supercurrent, along with identification of the Cooper pair density. Furthermore, Chapter 13 addresses the apparent lack of gauge invariance of London theory with an elegant variational analysis involving re-gauging the potentials, yielding a manifestly gauge invariant generalization of the London equation. Consistency with the equation of continuity implies the existence of Anderson’s acoustic normal mode, which is supplanted by the plasmon for Coulomb interaction. Type II superconductors and the penetration (and interaction) of quantized magnetic flux lines are also discussed. Finally, Chapter 13 addresses Josephson tunneling between superconductors.

•Jul 27, 2017•0 citations

Generalized Bose-Einstein condensation in superconductivity and superfluidity

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Unification of the Bardeen, Cooper and Schrieffer (BCS) and the Bose‐Einstein condensation (BEC) theories is surveyed in terms of a generalized BEC (GBEC) finite‐temperature statistical formalism. A vital distinction is that Cooper pairs (CPs) are true bosons that may suffer a BEC since they obey BE statistics, in contrast with BCS pairs that are “hard‐core bosons” at best. A second crucial ingredient is the explicit presence of hole‐pairs (2h) alongside the usual electron‐pairs (2e). A third critical element (particularly in 2D where ordinary BEC does not occur) is the linear dispersion relation of CPs in leading order in the center‐of‐mass momentum (CMM) power‐series expansion of the CP energy. The GBEC theory reduces in limiting cases to all five continuum (as opposed to “spin”) statistical theories of superconductivity, from BCS on one extreme to the BEC theory on the other, as well as to the BCS‐Bose “crossover” picture and the 1989 Friedberg‐Lee BEC theory. It accounts for 2e‐ and 2h‐CPs in arbitrary proportions while BCS theory can be deduced from the GBEC theory but allows only equal (50%‐50%) BE condensed‐mixtures of both kinds of CPs. As it yields the precise BCS gap equation for all temperatures as well as the precise BCS zero‐temperature condensation energy for all couplings, it suggests that the BCS condensate is a BE condensate of a ternary mixture of kinematically independent unpaired electrons coexisting with equally proportioned weakly‐bound zero‐CMM 2e‐ and 2h‐CPs. Without abandoning the electron‐phonon mechanism in moderately weak coupling, and fortuituously insensitive to the BF interactions, the GBEC theory suffices to reproduce the unusually high values of Tc (in units of the Fermi temperature TF) of 0.01–0.05 empirically found in the so‐called “exotic” superconductors of the Uemura plot, including cuprates, in contrast to the low values of Tc/TF⩽10−3 roughly reproduced by BCS theory for conventional (mostly elemental) superconductors.

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1. Define Bose-Einstein condensation in an interacting boson system in term of macroscopic occupation. 2. Introduce the Gross-Pitaevskii equation and its applicable conditions. 3. Derive the hydrodynamic equations and various physical consequences of the hydrodynamics with or without harmonic trap. 4. Introduce sound wave and emphasize the difference between the wave behavior and the diffusive behavior. 5. Introduce the criterion for superfluidity and determine the superfluid critical velocity. 6. Introduce two-fluid hydrodynamics. 7. Introduce the Bogoliubov theory. 8. Introduce various concepts related to quasi-particle, including ground state as vacuum of quasi-particles, the zero-point energy of quasi-particle, quasi-particle lifetime and vacuum fluctuation. 9. Introduce healing length as the characteristic length scale for low-energy physics of an interacting Bose condensate. 10. Summarize the difference between an interacting and non-interacting Bose condensate. 11. Introduce the Bragg spectroscopy. 12. Show that the Bogoliubov theory fails in one-dimension due to the infrared divergence. 13. Discuss the basic idea of the Bethe-ansatz solution and the Tonks-Girardeau limit. 14. Introduce scale invariant quantum gases. 15. Introduce the Josephson effect and the self-trapping as two different transport phenomena driven by phase coherence. 16. Discuss the conjugate relation between the relative phase fluctuation and the relative particle number fluctuation, and show strong enough phase fluctuation renders the system into a Fock state. 17. Discuss an example of quantum measurement that can project two independent condensates to a coherent superposition state. 18. Discuss interference effects in density and density-density correlations. 19. Discuss the relation between the instability of the Sch\"odinger Cat state and the stability of symmetry breaking.

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The crucial demonstration that superfluidity was linked to Bose particles and Bose-Einstein condensation came after the discovery of He3 in 1949, which failed to show the characteristic A transition within a reasonable wide temperature interval around the critical temperature for the onset of superfluidity in He4. The idea of the bosonization of electrons due to their pairing, introduced by Ogg (1946) became very attractive as an explanation for superconductivity after Schafroth (1955) showed that a gas of charged bosons with charge 2e would indeed show a Meissner effect, which is one of the most crucial features of superconductors (see Chapter 1). However this phenomenological Bose-gas picture was condemned and later on practically forgotten because it was unable to account quantitatively for the critical parameters of the classical (low-temperature) superconductors. Using for Tc the Bose-Einstein condensation temperature Eq.(l.S) one obtains the utterly meaningless result Tc = lOOOO.R&s; with the atomic density of electron pairs ~ 1022cm~3 and with the effective mass m** = 2me. The failure of the Schafroth picture stems from a very large size £ of pairs in classical superconductors, which can be estimated from the uncertainty principle: The uncertainty of the momentum 8p is estimated from the uncertainty of the kinetic energy 8E ~ vpSp, which should be of the order of Tc, the only characteristic energy of the superconducting state. Therefore and turns out to be more than one micron for simple metals with Tc ~ IK and the Fermi velocity VF — I0scm/s. That means that pairs in classical superconductors overlap strongly and the Shafroth model of real space pairs is wrong. The finally successful theory for classical superconductors was formulated by Bardeen, Cooper and Schrieffer (1957). In this chapter we present the main points of the BCS theory, using the Bogoliubov transformation (1947,1958) for the weak-coupling regime and the Green&s;s function technique for the intermediate coupling in Chapter 3. More details will be found in the excellent books by Schrieffer(1965), De Gennes (1989) and Abrikosov, Gor&s;kov and Dzyaloshinskii (1963).

WORLD SCIENTIFIC eBooks•Nov 24, 1994•0 citations
Abstract The Bose–Einstein condensation and appearance of superfluidity and superconductivity are introduced from basic phenomena. A systematic theory based on the asymmetric expansion of chapter 11 is shown to correct the T-matrix from unphysical multiple-scattering events. The resulting generalised Soven scheme provides the Beliaev equations for Boson’s and the Nambu–Gorkov equations for fermions without the usage of anomalous and non-conserving propagators. This systematic theory allows calculating the fluctuations above and below the critical parameters. Gap equations and Bogoliubov–DeGennes equations are derived from this theory. Interacting Bose systems with finite temperatures are discussed with successively better approximations ranging from Bogoliubov and Popov up to corrected T-matrices. For superconductivity, the asymmetric theory leading to the corrected T-matrix allows for establishing the stability of the condensate and decides correctly about the pair-breaking mechanisms in contrast to conventional approaches. The relation between the correlated density from nonlocal kinetic theory and the density of Cooper pairs is shown.
Abstract Chapter 13 addresses Bose condensation in superfluids (and superconductors), which involves the field operator ψ having a c-number component (<ψ(x,t)>≠0), challenging number conservation. The nonlinear Gross-Pitaevskii equation is derived for this condensate wave function <ψ>=ψ−ψ˜, facilitating identification of the coherence length and the core region of vortex motion. The noncondensate Green’s function G˜1(1,1′)=−i<(ψ˜(1)ψ˜+(1′))+> and the nonvanishing anomalous correlation function F˜∗(2,1′)=−i<(ψ˜+(2)ψ˜+(1′))+> describe the dynamics and elementary excitations of the non-condensate states and are discussed in conjunction with Landau’s criterion for viscosity. Associated concepts of off-diagonal long-range order and the interpretation of <ψ> as a superfluid order parameter are also introduced. Anderson’s Bose-condensed state, as a phase-coherent wave packet superposition of number states, resolves issues of number conservation. Superconductivity involves bound Cooper pairs of electrons capable of Bose condensation and superfluid behavior. Correspondingly, the two-particle Green’s function has a term involving a product of anomalous bound-Cooper-pair condensate wave functions of the type F(1,2)=−i<(ψ(1)ψ(2))+>≠0, such that G2(1,2;1′,2′)=F(1,2)F+(1′,2′)+G˜2(1,2;1′,2′). Here, G˜2 describes the dynamics/excitations of the non-superfluid-condensate states, while nonvanishing F,F+ represent a phase-coherent wave packet superposition of Cooper-pair number states and off-diagonal long range order. Employing this form of G2 in the G1-equation couples the condensed state with the non-condensate excitations. Taken jointly with the dynamical equation for F(1,2), this leads to the Gorkov equations, encompassing the Bardeen–Cooper–Schrieffer (BCS) energy gap, critical temperature, and Bogoliubov-de Gennes eigenfunction Bogoliubons. Superconductor thermodynamics and critical magnetic field are discussed. For a weak magnetic field, the Gorkov-equations lead to Ginzburg–Landau theory and a nonlinear Schrödinger-like equation for the pair wave function and the associated supercurrent, along with identification of the Cooper pair density. Furthermore, Chapter 13 addresses the apparent lack of gauge invariance of London theory with an elegant variational analysis involving re-gauging the potentials, yielding a manifestly gauge invariant generalization of the London equation. Consistency with the equation of continuity implies the existence of Anderson’s acoustic normal mode, which is supplanted by the plasmon for Coulomb interaction. Type II superconductors and the penetration (and interaction) of quantized magnetic flux lines are also discussed. Finally, Chapter 13 addresses Josephson tunneling between superconductors.
Unification of the Bardeen, Cooper and Schrieffer (BCS) and the Bose‐Einstein condensation (BEC) theories is surveyed in terms of a generalized BEC (GBEC) finite‐temperature statistical formalism. A vital distinction is that Cooper pairs (CPs) are true bosons that may suffer a BEC since they obey BE statistics, in contrast with BCS pairs that are “hard‐core bosons” at best. A second crucial ingredient is the explicit presence of hole‐pairs (2h) alongside the usual electron‐pairs (2e). A third critical element (particularly in 2D where ordinary BEC does not occur) is the linear dispersion relation of CPs in leading order in the center‐of‐mass momentum (CMM) power‐series expansion of the CP energy. The GBEC theory reduces in limiting cases to all five continuum (as opposed to “spin”) statistical theories of superconductivity, from BCS on one extreme to the BEC theory on the other, as well as to the BCS‐Bose “crossover” picture and the 1989 Friedberg‐Lee BEC theory. It accounts for 2e‐ and 2h‐CPs in arbitrary proportions while BCS theory can be deduced from the GBEC theory but allows only equal (50%‐50%) BE condensed‐mixtures of both kinds of CPs. As it yields the precise BCS gap equation for all temperatures as well as the precise BCS zero‐temperature condensation energy for all couplings, it suggests that the BCS condensate is a BE condensate of a ternary mixture of kinematically independent unpaired electrons coexisting with equally proportioned weakly‐bound zero‐CMM 2e‐ and 2h‐CPs. Without abandoning the electron‐phonon mechanism in moderately weak coupling, and fortuituously insensitive to the BF interactions, the GBEC theory suffices to reproduce the unusually high values of Tc (in units of the Fermi temperature TF) of 0.01–0.05 empirically found in the so‐called “exotic” superconductors of the Uemura plot, including cuprates, in contrast to the low values of Tc/TF⩽10−3 roughly reproduced by BCS theory for conventional (mostly elemental) superconductors.
Bose-Einstein condensation, superfluidity, and superconductivity are quantum mechanics made visible. They mark the boundary between the classical and the quantum worlds, and they show the macroscopic role of quantum mechanics in condensed matter. This book presents these phenomena in terms of particles, their positions, and their momenta, giving a concrete visualisation and description that is not possible with traditional wave functions. A single approach that bridges the classical-quantum divide provides new insight into the role of particle interactions in condensation, the nature of collisions in superfluid flow, and the physical form of Cooper pairs in high-temperature superconductors. High-temperature superconductivity is explored with quantum statistical mechanics, which links it to Bose-Einstein condensation. Identifying a new mechanism for Cooper pairing, this explains the differences between the low- and high-temperature superconducting regimes and the role of the molecular structure of the conductor. The new perspective offered by this book on Bose-Einstein condensation, superfluidity, and high-temperature superconductivity gives particle-based explanations as well as mathematical and computational methods for these macroscopic quantum phenomena so that readers understand the role of particle interactions and structure in the physics of these phenomena. This book will appeal to undergraduate and graduate students, lecturers, academics, and scientific researchers in the fields of Bose-Einstein condensation and condensates, superfluidity, and superconductivity. It will also be of interest to those working with thermodynamics, statistical mechanics, statistical physics, quantum mechanics, molecular dynamics, materials science, condensed matter physics, and theoretical chemistry. Key Features: · Explores Bose-Einstein condensation with new evidence for multiple condensed states and novel Monte Carlo simulations for interacting bosons · Establishes the thermodynamic nature of condensed bosons from an analysis of fountain pressure measurements, including that they carry energy and entropy, and the thermodynamic principle of superfluid flow · Derives equations of motion for condensed bosons, and performs molecular dynamics simulations of the viscosity with molecular trajectories that give rise to superfluidity · Identifies the mechanism for electron pairing in high-temperature superconductivity
1. Define Bose-Einstein condensation in an interacting boson system in term of macroscopic occupation. 2. Introduce the Gross-Pitaevskii equation and its applicable conditions. 3. Derive the hydrodynamic equations and various physical consequences of the hydrodynamics with or without harmonic trap. 4. Introduce sound wave and emphasize the difference between the wave behavior and the diffusive behavior. 5. Introduce the criterion for superfluidity and determine the superfluid critical velocity. 6. Introduce two-fluid hydrodynamics. 7. Introduce the Bogoliubov theory. 8. Introduce various concepts related to quasi-particle, including ground state as vacuum of quasi-particles, the zero-point energy of quasi-particle, quasi-particle lifetime and vacuum fluctuation. 9. Introduce healing length as the characteristic length scale for low-energy physics of an interacting Bose condensate. 10. Summarize the difference between an interacting and non-interacting Bose condensate. 11. Introduce the Bragg spectroscopy. 12. Show that the Bogoliubov theory fails in one-dimension due to the infrared divergence. 13. Discuss the basic idea of the Bethe-ansatz solution and the Tonks-Girardeau limit. 14. Introduce scale invariant quantum gases. 15. Introduce the Josephson effect and the self-trapping as two different transport phenomena driven by phase coherence. 16. Discuss the conjugate relation between the relative phase fluctuation and the relative particle number fluctuation, and show strong enough phase fluctuation renders the system into a Fock state. 17. Discuss an example of quantum measurement that can project two independent condensates to a coherent superposition state. 18. Discuss interference effects in density and density-density correlations. 19. Discuss the relation between the instability of the Sch\"odinger Cat state and the stability of symmetry breaking.
This article gives a detailed review of our current theoretical understanding of the crossover from cooperative Cooper pairing to independent bound-state formation and Bose–Einstein condensation in Fermi systems with increasing attractive interactions. Introduction There are two well-known paradigms for understanding the phenomena of superconductivity and superfluidity: (I) BCS theory [1], in which the normal state is a degenerate Fermi liquid that undergoes a pairing instability at a temperature T c ≪ ε f , the degeneracy scale. The formation of Cooper pairs and their condensation (macroscopic occupation of a single quantum state) both occur simultaneously at the transition temperature T c . (II) Bose–Einstein condensation (BEC) of bosons at a T c of the order of their degeneracy temperature. At a fundamental level these bosons (for example, 4 He or excitons) are invariably composite objects made up of an even number of fermions. The composite particles form at some very high temperature scale of the order of their dissociation temperature T dissoc , and these “pre-formed” bosons then condense at the BEC T c ≪ T dissoc . In most cases of experimental interest the system under consideration clearly falls into one category or the other. For instance, 3 He is a Fermi superfluid described by (I) whereas 4 He is a Bose superfluid (II). Essentially all cases of superconductivity in metals that we understand reasonably well are much closer to (I) than to (II), as evidenced by the existence of fermionic quasiparticles above T c .
The crucial demonstration that superfluidity was linked to Bose particles and Bose-Einstein condensation came after the discovery of He3 in 1949, which failed to show the characteristic A transition within a reasonable wide temperature interval around the critical temperature for the onset of superfluidity in He4. The idea of the bosonization of electrons due to their pairing, introduced by Ogg (1946) became very attractive as an explanation for superconductivity after Schafroth (1955) showed that a gas of charged bosons with charge 2e would indeed show a Meissner effect, which is one of the most crucial features of superconductors (see Chapter 1). However this phenomenological Bose-gas picture was condemned and later on practically forgotten because it was unable to account quantitatively for the critical parameters of the classical (low-temperature) superconductors. Using for Tc the Bose-Einstein condensation temperature Eq.(l.S) one obtains the utterly meaningless result Tc = lOOOO.R&s; with the atomic density of electron pairs ~ 1022cm~3 and with the effective mass m** = 2me. The failure of the Schafroth picture stems from a very large size £ of pairs in classical superconductors, which can be estimated from the uncertainty principle: The uncertainty of the momentum 8p is estimated from the uncertainty of the kinetic energy 8E ~ vpSp, which should be of the order of Tc, the only characteristic energy of the superconducting state. Therefore and turns out to be more than one micron for simple metals with Tc ~ IK and the Fermi velocity VF — I0scm/s. That means that pairs in classical superconductors overlap strongly and the Shafroth model of real space pairs is wrong. The finally successful theory for classical superconductors was formulated by Bardeen, Cooper and Schrieffer (1957). In this chapter we present the main points of the BCS theory, using the Bogoliubov transformation (1947,1958) for the weak-coupling regime and the Green&s;s function technique for the intermediate coupling in Chapter 3. More details will be found in the excellent books by Schrieffer(1965), De Gennes (1989) and Abrikosov, Gor&s;kov and Dzyaloshinskii (1963).