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AIP conference proceedings

Generalized Bose-Einstein condensation in superconductivity and superfluidity

MANUEL DE LLANO, Rocio R. Jauregui, J. Récamier, Óscar Rosas-Ortiz

Published Jan 1, 2008• 0 citations
Publisher

Abstract

Unification of the Bardeen, Cooper and Schrieffer (BCS) and the Bose‐Einstein condensation (BEC) theories is surveyed in terms of a generalized BEC (GBEC) finite‐temperature statistical formalism. A vital distinction is that Cooper pairs (CPs) are true bosons that may suffer a BEC since they obey BE statistics, in contrast with BCS pairs that are “hard‐core bosons” at best. A second crucial ingredient is the explicit presence of hole‐pairs (2h) alongside the usual electron‐pairs (2e). A third critical element (particularly in 2D where ordinary BEC does not occur) is the linear dispersion relation of CPs in leading order in the center‐of‐mass momentum (CMM) power‐series expansion of the CP energy. The GBEC theory reduces in limiting cases to all five continuum (as opposed to “spin”) statistical theories of superconductivity, from BCS on one extreme to the BEC theory on the other, as well as to the BCS‐Bose “crossover” picture and the 1989 Friedberg‐Lee BEC theory. It accounts for 2e‐ and 2h‐CPs in arbitrary proportions while BCS theory can be deduced from the GBEC theory but allows only equal (50%‐50%) BE condensed‐mixtures of both kinds of CPs. As it yields the precise BCS gap equation for all temperatures as well as the precise BCS zero‐temperature condensation energy for all couplings, it suggests that the BCS condensate is a BE condensate of a ternary mixture of kinematically independent unpaired electrons coexisting with equally proportioned weakly‐bound zero‐CMM 2e‐ and 2h‐CPs. Without abandoning the electron‐phonon mechanism in moderately weak coupling, and fortuituously insensitive to the BF interactions, the GBEC theory suffices to reproduce the unusually high values of Tc (in units of the Fermi temperature TF) of 0.01–0.05 empirically found in the so‐called “exotic” superconductors of the Uemura plot, including cuprates, in contrast to the low values of Tc/TF⩽10−3 roughly reproduced by BCS theory for conventional (mostly elemental) superconductors.

DOI
10.1063/1.2907757

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Abstract A recent re‐examination of BCS theory leads one to devise a generalized BEC formalism (GBEC), that is, essentially a boson‐fermion (BF) model containing three new ingredients: (i) Cooper pairs (CPs), in contrast to BCS pairs, as real bosons; (ii) BF vertex interactions (analogous to electron‐phonon vertices); and (iii) two‐hole CPs (2hCPs) accounted for along with two‐electron CPs (2eCPs). In addition to the usual normal phase at high‐enough temperaturesT, three condensed phases emerge at lower temperatures with substantially higherTcs than BCS theory. These are: two pure BEC phases of 2eCPs and of 2hCPs as well as a mixed phase with both kinds of CPs. BCS theory is precisely recovered with a mixed phase of equal numbers of both kinds of CPs. In contrast to the well‐known BCS exponential rise from zero ofTcas function of carrier‐number density the GBEC scheme exhibits the linear rise as function of doping as eminently observed in high‐Tcunderdoped superconductors such as YBCO. © 2012 Wiley Periodicals, Inc.

International Journal of Quantum Chemistry•Jun 9, 2012•15 citations
Unification of the Bardeen, Cooper and Schrieffer (BCS) and the Bose‐Einstein condensation (BEC) theories is surveyed in terms of a generalized BEC (GBEC) finite‐temperature statistical formalism. A vital distinction is that Cooper pairs (CPs) are true bosons that may suffer a BEC since they obey BE statistics, in contrast with BCS pairs that are “hard‐core bosons” at best. A second crucial ingredient is the explicit presence of hole‐pairs (2h) alongside the usual electron‐pairs (2e). A third critical element (particularly in 2D where ordinary BEC does not occur) is the linear dispersion relation of CPs in leading order in the center‐of‐mass momentum (CMM) power‐series expansion of the CP energy. The GBEC theory reduces in limiting cases to all five continuum (as opposed to “spin”) statistical theories of superconductivity, from BCS on one extreme to the BEC theory on the other, as well as to the BCS‐Bose “crossover” picture and the 1989 Friedberg‐Lee BEC theory. It accounts for 2e‐ and 2h‐CPs in arbitrary proportions while BCS theory can be deduced from the GBEC theory but allows only equal (50%‐50%) BE condensed‐mixtures of both kinds of CPs. As it yields the precise BCS gap equation for all temperatures as well as the precise BCS zero‐temperature condensation energy for all couplings, it suggests that the BCS condensate is a BE condensate of a ternary mixture of kinematically independent unpaired electrons coexisting with equally proportioned weakly‐bound zero‐CMM 2e‐ and 2h‐CPs. Without abandoning the electron‐phonon mechanism in moderately weak coupling, and fortuituously insensitive to the BF interactions, the GBEC theory suffices to reproduce the unusually high values of Tc (in units of the Fermi temperature TF) of 0.01–0.05 empirically found in the so‐called “exotic” superconductors of the Uemura plot, including cuprates, in contrast to the low values of Tc/TF⩽10−3 roughly reproduced by BCS theory for conventional (mostly elemental) superconductors.
Unification of the BCS and the Bose-Einstein condensation (BEC) theories is surveyed in detail via a generalized BEC (GBEC) finite-temperature statistical formalism. Its major difference with BCS theory is that it can be diagonalized exactly. Under specified conditions it yields the precise BCS gap equation for all temperatures as well as the precise BCS zero-temperature condensation energy for all couplings, thereby suggesting that a BCS condensate is a BE condensate in a ternary mixture of kinematically independent unpaired electrons coexisting with equally proportioned weakly-bound two-electron and two-hole Cooper pairs. Without abandoning the electron-phonon mechanism in moderately weak coupling it suffices, in principle, to reproduce the unusually high values of Tc (in units of the Fermi temperature TF) of 0.01-0.05 empirically reported in the so-called "exotic" superconductors of the Uemura plot, including cuprates, in contrast to the low values of Tc/TF ≤ 10-3 roughly reproduced by BCS theory for conventional (mostly elemental) superconductors. Replacing the characteristic phonon-exchange Debye temperature by a characteristic magnon-exchange one more than twice in size can lead to a simple interaction model associated with spin-fluctuation-mediated pairing.
We review efforts to unify both the Bardeen, Cooper and Schrieffer (BCS) and Bose-Einstein condensation (BEC) pictures of superconductivity. We have finally achieved this in terms of a "\textit{complete} boson-fermion (BF) model" (CBFM) that reduces in special cases to all the main continuum (as opposed to "spin") statistical theories of superconductivity. Our BF model is "complete" in the sense that not only two-electron (2e) but also two-hole (2h) Cooper pairs (CPs) are allowed in arbitrary proportions. In contrast, BCS-Bogoliubov theory--which can also be considered as the theory of a mixture of kinematically independent electrons, 2e- and 2h-CPs--allows only equal, 50%-50%, mixtures of the two kinds of CPs. This is obvious from the perfect symmetry about μμμ, the electron chemical potential, of the well-known Bogoliubov v2(ε)v^{2}(ε)v2(ε) and u2(ε)u^{2}(ε)u2(ε) coefficients, where εεε is the electron energy. The CBFM is then applied to see: a) whether the BCS model interaction for the electron-phonon dynamical mechanism is sufficient to predict the unusually high values of TcT_{c}Tc​ (in units of the Fermi temperature) of ≃0.01−0.1\simeq 0.01-0.1≃0.01−0.1 exhibited by the so-called ``exotic'' superconductors \cite{Brandow} in both 2D and 3D--relative to the low values of ≲10−3\lesssim 10^{-3}≲10−3 more or less correctly predicted by BCS theory for conventional, elemental superconductors; and b) whether it can at least suggest, if not explain, why "hole superconductors" have higher TcT_{c}Tc​'s.
By recognizing the vital importance of two‐hole Cooper pairs (CPs) in addition to the usual two‐electron ones in a strongly‐interacting many‐electron system, the concept of CPs was re‐examined with striking conclusions: namely, they are gapped and linearly‐dispersive resonances with a finite lifetime—but provided the ideal‐gas Fermi sea is replaced by a BCS‐correlated unperturbed ground‐state “sea.” Based on this, Bose‐Einstein condensation (BEC) theory has been generalized to include not boson‐boson interactions (also neglected in BCS theory) but rather boson‐fermion (BF) interaction vertices reminiscent of the Fröhlich electron‐phonon interaction in metals. Instead of phonons, the bosons in the generalized BEC (GBEC) theory are now both particle and hole CPs. Unlike BCS theory, the GBEC model is not a mean‐field theory restricted to weak‐coupling as it can be diagonalized exactly. In weak coupling it reproduces the BCS condensation energy, and the next‐order‐in‐coupling term increases its magnitude with respect to BCS. Each kind of CP is responsible for only half the condensation energy. The GBEC theory reduces to all the old known statistical theories as special cases—including the so‐called “BCS‐Bose crossover” picture which in turn generalizes BCS theory by not assuming that the interelectronic chemical potential equals the Fermi energy. Indeed, a BCS condensate is precisely the weak‐coupling limit of a GBE condensate with equal numbers of both types of CPs. With feasible Cooper/BCS model interelectonic interaction parameter values, and even without BF interactions, the GBEC theory yields transition temperatures [including room‐temperature superconductivity (RTSC)] substantially higher than the BCS ceiling of around 45K, without relying on non‐phonon dynamics involving excitons, plasmons, magnons or otherwise purely‐electronic mechanisms. The results are expected to shed light on the experimental search for RTSC.
The generalized Bose–Einstein condensation (GBEC) theory of superconductivity (SC) is briefly surveyed. It hinges on three distinct new ingredients: (i) Treatment of Cooper pairs (CPs) as actual bosons since they obey Bose statistics, in contrast to BCS pairs which do not obey Bose commutation relations; (ii) inclusion of two-hole Cooper pairs (2hCPs) on an equal footing with two-electron Cooper pairs (2eCPs), thus making this a complete boson–fermion (BF) model; and (iii) inclusion in the resulting ternary ideal BF gas with particular BF vertex interactions that drive boson formation/disintegration processes. GBEC subsumes as special cases both BCS (having its 50–50 symmetry of both kinds of CPs) and ordinary BEC theories (having no 2hCPs), as well as the now familiar BCS-Bose crossover theory. We extended the crossover theory with the explicit inclusion of 2hCPs and construct a phase diagram of [Formula: see text] versus [Formula: see text], where [Formula: see text] and [Formula: see text] are the critical and Fermi temperatures, [Formula: see text] is the total number density and [Formula: see text] that of unbound electrons at [Formula: see text]. Also, with this extended crossover one can construct the energy gap [Formula: see text] versus [Formula: see text] for some elemental SCs by solving at least two equations numerically: a gap-like and a number equation. In 50–50 symmetry, the energy gap curve agrees quite well with experimental data. But ignoring 2hCPs altogether leads to the gap curve falling substantially below that with 50–50 symmetry which already fits the data quite well, showing that 2hCPs are indispensable to describe SCs.
Abstract The superfluid density ns(T)n_{s}(T)ns​(T) n s ( T ) of a superconductor is calculated based on the generalized Bose–Einstein condensation (GBEC) theory that addresses a fully-interacting ternary boson-fermion gas mixture of free electrons as fermions, plus two-electron Cooper pairs (2eCPs) and also, explicitly, two-hole Cooper pairs (2hCPs), both as bosons. Here we consider two special cases (i) 100%–0% (i.e., with no condensed 2hCPs) and (ii) 0%–100% (i.e., with no condensed 2eCPs). Subsumed in GBEC are the Bardeen–Cooper–Schrieffer (BCS) and Bose–Einstein condensation (BEC) theories along with the BCS-BEC crossover theory extended with 2hCPs. We find that in the weak-coupling regime ns(0)n_{s}(0)ns​(0) n s ( 0 ) agrees with data from the Uemura et al. (2004) graph for several elemental SCs by taking in 3D with a quadratic energy-dispersion relation while in 2D with a linear relation are much too far below the data. In the strong-coupling regime the linear behavior of critical temperature TcT_{c}Tc​ T c vs ns(0)n_{s}(0)ns​(0) n s ( 0 ) obtained here is just as Božović et al. (2016) found. However, in 2D with a linear relation accounting for 0%–100%, ns(T)/ns(0)n_{s}(T)/n_{s}(0)ns​(T)/ns​(0) n s ( T ) / n s ( 0 ) compares well with some high- TcT_{c}Tc​ T c -cuprate SC data between the two coupling regimes.
Abstract A recent re‐examination of BCS theory leads one to devise a generalized BEC formalism (GBEC), that is, essentially a boson‐fermion (BF) model containing three new ingredients: (i) Cooper pairs (CPs), in contrast to BCS pairs, as real bosons; (ii) BF vertex interactions (analogous to electron‐phonon vertices); and (iii) two‐hole CPs (2hCPs) accounted for along with two‐electron CPs (2eCPs). In addition to the usual normal phase at high‐enough temperaturesT, three condensed phases emerge at lower temperatures with substantially higherTcs than BCS theory. These are: two pure BEC phases of 2eCPs and of 2hCPs as well as a mixed phase with both kinds of CPs. BCS theory is precisely recovered with a mixed phase of equal numbers of both kinds of CPs. In contrast to the well‐known BCS exponential rise from zero ofTcas function of carrier‐number density the GBEC scheme exhibits the linear rise as function of doping as eminently observed in high‐Tcunderdoped superconductors such as YBCO. © 2012 Wiley Periodicals, Inc.