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Oxford University Press eBooks

The Emergence of Classicality from Quantum Theory

Erich Joos

Published May 15, 2008• 12 citations
Publisher

Abstract

A thoroughgoing and consistent application of quantum theory shows that the connection between classical and quantum physics is very different from what can be found in standard textbooks. In the last two decades it has been shown that the elements of classical physics emerge through an irreversible quantum process called ‘decoherence’. According to decoherence theories, quantum objects acquire classical properties only through interactions with their natural environment as a consequence of the holistic features of quantum theory. In view of the interpretation problem of quantum theory, only two directions out of the host of proposals suggested in the course of time appear to remain consistent solutions. Whatever solution is preferred, the message of decoherence remains the same: classical notions are not needed as the starting point for physics. Instead, these emerge through the dynamical process of decoherence from the quantum substrate.

DOI
10.1093/acprof:oso/9780199544318.003.0003

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Emergence of Classical Properties from Quantum Theory

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Emergence of a classical world from within quantum theory

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The starting point of this dissertation is that a quantum state represents the observer's knowledge about the system of interest. As it has been pointed out several times by the opponents of this epistemic interpretation, it is difficult to reconcile this point of view with our common notion of “physical reality”, which exists independently of our monitoring, and can be discovered without disturbance. Indeed, if quantum theory is correct, it should apply to classical systems—including measurement devices—as well as to any other system. In this dissertation, we will study the quantum mechanisms responsible for our perception of the world and demonstrate how they lead to the emergence of an operational objective reality from within quantum theory: several observers gathering information through these mechanisms will arrive at a common consensus about the properties of the world. The two mechanisms we study in great detail are the redundant proliferation of information in the environment and the direct measurement of a macroscopic observable. An example of the first mechanism is the photon environment which provides us with our visual data about the world. Several independent observers learning about their surroundings in this indirect fashion will agree on their findings. An example of the second mechanism is our tactile information: when the tip of our finger touches an object, it interacts collectively with a very large number of molecules. Again, under realistic assumptions, this type of information acquisition will lead to a classical perception of the world.

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The manner in which states of some quantum systems become effectively classical is of great significance for the foundations of quantum physics, as well as for problems of practical interest such as quantum engineering. In the past two decades it has become increasingly clear that many (perhaps all) of the symptoms of classicality can be induced in quantum systems by their environments. Thus decoherence is caused by the interaction in which the environment in effect monitors certain observables of the system, destroying coherence between the pointer states corresponding to their eigenvalues. This leads to environment-induced superselection or einselection, a quantum process associated with selective loss of information. Einselected pointer states are stable. They can retain correlations with the rest of the universe in spite of the environment. Einselection enforces classicality by imposing an effective ban on the vast majority of the Hilbert space, eliminating especially the flagrantly nonlocal ``Schr\"odinger-cat states.'' The classical structure of phase space emerges from the quantum Hilbert space in the appropriate macroscopic limit. Combination of einselection with dynamics leads to the idealizations of a point and of a classical trajectory. In measurements, einselection replaces quantum entanglement between the apparatus and the measured system with the classical correlation. Only the preferred pointer observable of the apparatus can store information that has predictive power. When the measured quantum system is microscopic and isolated, this restriction on the predictive utility of its correlations with the macroscopic apparatus results in the effective ``collapse of the wave packet.'' The existential interpretation implied by einselection regards observers as open quantum systems, distinguished only by their ability to acquire, store, and process information. Spreading of the correlations with the effectively classical pointer states throughout the environment allows one to understand ``classical reality'' as a property based on the relatively objective existence of the einselected states. Effectively classical pointer states can be ``found out'' without being re-prepared, e.g, by intercepting the information already present in the environment. The redundancy of the records of pointer states in the environment (which can be thought of as their ``fitness'' in the Darwinian sense) is a measure of their classicality. A new symmetry appears in this setting. Environment-assisted invariance or envariance sheds new light on the nature of ignorance of the state of the system due to quantum correlations with the environment and leads to Born's rules and to reduced density matrices, ultimately justifying basic principles of the program of decoherence and einselection.

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When Isolated Quantum Systems Appear Classical

Thiago R. de Oliveira, Pedro S. Correia, Tiago Debarba +3 more

The emergence of classical behavior and the origin of thermal equilibrium are two central problems in the foundations of physics. In the standard accounts, both phenomena are typically explained through interactions with an external environment: decoherence suppresses quantum interference, while coupling to a thermal bath drives relaxation toward equilibrium. Over the last decades, however, it has become clear that equilibration and thermalization can arise even in fully isolated quantum systems, in the operational sense that the expectation values of relevant observables remain close to equilibrium values for most of the time. Here, we ask whether the same intrinsic equilibration mechanism can also account for the emergence of classical behavior. Using rigorous bounds on equilibration in closed systems, we derive sufficient conditions under which a time-evolved pure state becomes, for most times, operationally indistinguishable from a classical mixture associated with a chosen physical property. We identify two complementary routes to such operational classicality: either the chosen property almost commutes with the system Hamiltonian or the observables used to probe the system lose access to the remaining coherence after equilibration. Our results show that classical behavior need not be confined to the energy basis and may emerge even when substantial coherence remains present in the equilibrium state. This establishes a direct connection between two foundational questions: the origin of thermalization in isolated quantum systems and the quantum-to-classical transition

quant-pharXiv:2606.19188•Jun 18, 2026•0 citations
A thoroughgoing and consistent application of quantum theory shows that the connection between classical and quantum physics is very different from what can be found in standard textbooks. In the last two decades it has been shown that the elements of classical physics emerge through an irreversible quantum process called ‘decoherence’. According to decoherence theories, quantum objects acquire classical properties only through interactions with their natural environment as a consequence of the holistic features of quantum theory. In view of the interpretation problem of quantum theory, only two directions out of the host of proposals suggested in the course of time appear to remain consistent solutions. Whatever solution is preferred, the message of decoherence remains the same: classical notions are not needed as the starting point for physics. Instead, these emerge through the dynamical process of decoherence from the quantum substrate.
Chapter 1 begins by re-examining the textbook quantum postulates. It concludes with the realization that some of them are inconsistent with quantum mathematics, but also that they may not have to be postulated. Indeed, in the following two chapters it is shown that their consequences follow from the other, consistent postulates. This simplification of the quantum foundations provides a consistent, convenient, and solid starting point. The emergence of the classical from the quantum substrate is based on this foundation of “core quantum postulates”—the “quantum credo”. Discussion of the postulates is accompanied by a brief summary of their implications for the interpretation of quantum theory. This discussion touches on questions of interpretation that are implicit throughout the book, but will be addressed more fully in Chapter 9. Chapter 1 ends with a “decoherence primer” that provides a quick introduction to decoherence (discussed in detail in Part II). Its aim is to provide the reader with an overview of the process that will play an important role throughout the book, and to motivate Chapters 2 and 3 that lay the foundations for the physics of decoherence (Part II) as well as for quantum Darwinism, the subject of Chapters 7 and 8.
The starting point of this dissertation is that a quantum state represents the observer's knowledge about the system of interest. As it has been pointed out several times by the opponents of this epistemic interpretation, it is difficult to reconcile this point of view with our common notion of “physical reality”, which exists independently of our monitoring, and can be discovered without disturbance. Indeed, if quantum theory is correct, it should apply to classical systems—including measurement devices—as well as to any other system. In this dissertation, we will study the quantum mechanisms responsible for our perception of the world and demonstrate how they lead to the emergence of an operational objective reality from within quantum theory: several observers gathering information through these mechanisms will arrive at a common consensus about the properties of the world. The two mechanisms we study in great detail are the redundant proliferation of information in the environment and the direct measurement of a macroscopic observable. An example of the first mechanism is the photon environment which provides us with our visual data about the world. Several independent observers learning about their surroundings in this indirect fashion will agree on their findings. An example of the second mechanism is our tactile information: when the tip of our finger touches an object, it interacts collectively with a very large number of molecules. Again, under realistic assumptions, this type of information acquisition will lead to a classical perception of the world.
The manner in which states of some quantum systems become effectively classical is of great significance for the foundations of quantum physics, as well as for problems of practical interest such as quantum engineering. In the past two decades it has become increasingly clear that many (perhaps all) of the symptoms of classicality can be induced in quantum systems by their environments. Thus decoherence is caused by the interaction in which the environment in effect monitors certain observables of the system, destroying coherence between the pointer states corresponding to their eigenvalues. This leads to environment-induced superselection or einselection, a quantum process associated with selective loss of information. Einselected pointer states are stable. They can retain correlations with the rest of the universe in spite of the environment. Einselection enforces classicality by imposing an effective ban on the vast majority of the Hilbert space, eliminating especially the flagrantly nonlocal ``Schr\"odinger-cat states.'' The classical structure of phase space emerges from the quantum Hilbert space in the appropriate macroscopic limit. Combination of einselection with dynamics leads to the idealizations of a point and of a classical trajectory. In measurements, einselection replaces quantum entanglement between the apparatus and the measured system with the classical correlation. Only the preferred pointer observable of the apparatus can store information that has predictive power. When the measured quantum system is microscopic and isolated, this restriction on the predictive utility of its correlations with the macroscopic apparatus results in the effective ``collapse of the wave packet.'' The existential interpretation implied by einselection regards observers as open quantum systems, distinguished only by their ability to acquire, store, and process information. Spreading of the correlations with the effectively classical pointer states throughout the environment allows one to understand ``classical reality'' as a property based on the relatively objective existence of the einselected states. Effectively classical pointer states can be ``found out'' without being re-prepared, e.g, by intercepting the information already present in the environment. The redundancy of the records of pointer states in the environment (which can be thought of as their ``fitness'' in the Darwinian sense) is a measure of their classicality. A new symmetry appears in this setting. Environment-assisted invariance or envariance sheds new light on the nature of ignorance of the state of the system due to quantum correlations with the environment and leads to Born's rules and to reduced density matrices, ultimately justifying basic principles of the program of decoherence and einselection.
The emergence of classical behavior and the origin of thermal equilibrium are two central problems in the foundations of physics. In the standard accounts, both phenomena are typically explained through interactions with an external environment: decoherence suppresses quantum interference, while coupling to a thermal bath drives relaxation toward equilibrium. Over the last decades, however, it has become clear that equilibration and thermalization can arise even in fully isolated quantum systems, in the operational sense that the expectation values of relevant observables remain close to equilibrium values for most of the time. Here, we ask whether the same intrinsic equilibration mechanism can also account for the emergence of classical behavior. Using rigorous bounds on equilibration in closed systems, we derive sufficient conditions under which a time-evolved pure state becomes, for most times, operationally indistinguishable from a classical mixture associated with a chosen physical property. We identify two complementary routes to such operational classicality: either the chosen property almost commutes with the system Hamiltonian or the observables used to probe the system lose access to the remaining coherence after equilibration. Our results show that classical behavior need not be confined to the energy basis and may emerge even when substantial coherence remains present in the equilibrium state. This establishes a direct connection between two foundational questions: the origin of thermalization in isolated quantum systems and the quantum-to-classical transition