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arXiv:quant-ph/0105127 · Reviews of Modern Physics

Decoherence, einselection, and the quantum origins of the classical

Wojciech Hubert Zurek

Published May 22, 2003• 4,294 citations
arXivHTMLPDF

Abstract

The manner in which states of some quantum systems become effectively classical is of great significance for the foundations of quantum physics, as well as for problems of practical interest such as quantum engineering. In the past two decades it has become increasingly clear that many (perhaps all) of the symptoms of classicality can be induced in quantum systems by their environments. Thus decoherence is caused by the interaction in which the environment in effect monitors certain observables of the system, destroying coherence between the pointer states corresponding to their eigenvalues. This leads to environment-induced superselection or einselection, a quantum process associated with selective loss of information. Einselected pointer states are stable. They can retain correlations with the rest of the universe in spite of the environment. Einselection enforces classicality by imposing an effective ban on the vast majority of the Hilbert space, eliminating especially the flagrantly nonlocal ``Schr\"odinger-cat states.'' The classical structure of phase space emerges from the quantum Hilbert space in the appropriate macroscopic limit. Combination of einselection with dynamics leads to the idealizations of a point and of a classical trajectory. In measurements, einselection replaces quantum entanglement between the apparatus and the measured system with the classical correlation. Only the preferred pointer observable of the apparatus can store information that has predictive power. When the measured quantum system is microscopic and isolated, this restriction on the predictive utility of its correlations with the macroscopic apparatus results in the effective ``collapse of the wave packet.'' The existential interpretation implied by einselection regards observers as open quantum systems, distinguished only by their ability to acquire, store, and process information. Spreading of the correlations with the effectively classical pointer states throughout the environment allows one to understand ``classical reality'' as a property based on the relatively objective existence of the einselected states. Effectively classical pointer states can be ``found out'' without being re-prepared, e.g, by intercepting the information already present in the environment. The redundancy of the records of pointer states in the environment (which can be thought of as their ``fitness'' in the Darwinian sense) is a measure of their classicality. A new symmetry appears in this setting. Environment-assisted invariance or envariance sheds new light on the nature of ignorance of the state of the system due to quantum correlations with the environment and leads to Born's rules and to reduced density matrices, ultimately justifying basic principles of the program of decoherence and einselection.

DOI
10.1103/revmodphys.75.715

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The roles of decoherence and environment–induced superselection in the emergence of the classical from the quantum substrate are described. The stability of correlations between the einselected quantum pointer states and the environment allows them to exist almost as objectively as classical states were once thought to exist: there are ways of finding out what is the pointer state of the system which uses redundancy of their correlations with the environment, and which leave einselected states essentially unperturbed. This relatively objective existence of certain quantum states facilitates operational definition of probabilities in the quantum setting. Moreover, once there are states that ‘exist’and can be ‘found out’, a ‘collapse’ in the traditional sense is no longer necessary—–in effect, it has already happened. The records of the observer will contain evidence of an effective collapse. The role of the preferred states in the processing and storage of information is emphasized. The existential interpretation based on the relatively objective existence of stable correlations between the einselected states of observers memory and in the outside universe is formulated and discussed.

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The manner in which states of some quantum systems become effectively classical is of great significance for the foundations of quantum physics, as well as for problems of practical interest such as quantum engineering. In the past two decades it has become increasingly clear that many (perhaps all) of the symptoms of classicality can be induced in quantum systems by their environments. Thus decoherence is caused by the interaction in which the environment in effect monitors certain observables of the system, destroying coherence between the pointer states corresponding to their eigenvalues. This leads to environment-induced superselection or einselection, a quantum process associated with selective loss of information. Einselected pointer states are stable. They can retain correlations with the rest of the universe in spite of the environment. Einselection enforces classicality by imposing an effective ban on the vast majority of the Hilbert space, eliminating especially the flagrantly nonlocal Schr\"odinger-cat states.'' The classical structure of phase space emerges from the quantum Hilbert space in the appropriate macroscopic limit. Combination of einselection with dynamics leads to the idealizations of a point and of a classical trajectory. In measurements, einselection replaces quantum entanglement between the apparatus and the measured system with the classical correlation. Only the preferred pointer observable of the apparatus can store information that has predictive power. When the measured quantum system is microscopic and isolated, this restriction on the predictive utility of its correlations with the macroscopic apparatus results in the effective collapse of the wave packet.'' The existential interpretation implied by einselection regards observers as open quantum systems, distinguished only by their ability to acquire, store, and process information. Spreading of the correlations with the effectively classical pointer states throughout the environment allows one to understand classical reality'' as a property based on the relatively objective existence of the einselected states. Effectively classical pointer states can be found out'' without being re-prepared, e.g, by intercepting the information already present in the environment. The redundancy of the records of pointer states in the environment (which can be thought of as their ``fitness'' in the Darwinian sense) is a measure of their classicality. A new symmetry appears in this setting. Environment-assisted invariance or envariance sheds new light on the nature of ignorance of the state of the system due to quantum correlations with the environment and leads to Born's rules and to reduced density matrices, ultimately justifying basic principles of the program of decoherence and einselection.
The roles of decoherence and environment–induced superselection in the emergence of the classical from the quantum substrate are described. The stability of correlations between the einselected quantum pointer states and the environment allows them to exist almost as objectively as classical states were once thought to exist: there are ways of finding out what is the pointer state of the system which uses redundancy of their correlations with the environment, and which leave einselected states essentially unperturbed. This relatively objective existence of certain quantum states facilitates operational definition of probabilities in the quantum setting. Moreover, once there are states that ‘exist’and can be ‘found out’, a ‘collapse’ in the traditional sense is no longer necessary—–in effect, it has already happened. The records of the observer will contain evidence of an effective collapse. The role of the preferred states in the processing and storage of information is emphasized. The existential interpretation based on the relatively objective existence of stable correlations between the einselected states of observers memory and in the outside universe is formulated and discussed.
Core quantum postulates including the superposition principle and the unitarity of evolutions are natural and strikingly simple. I show that—when supplemented with a limited version of predictability (captured in the textbook accounts by the repeatability postulate)—these core postulates can account for all the symptoms of classicality. In particular, both objective classical reality and elusive information about reality arise, via quantum Darwinism, from the quantum substrate. This approach shares with the Relative State Interpretation of Everett the view that collapse of the wavepacket reflects perception of the state of the rest of the Universe relative to the state of observer’s records. However, our “let quantum be quantum” approach poses questions absent in Bohr’s Copenhagen Interpretation that relied on the preexisting classical domain. Thus, one is now forced to seek preferred, predictable, hence effectively classical but ultimately quantum states that allow observers keep reliable records. Without such (i) preferred basis relative states are simply “too relative”, and the ensuing basis ambiguity makes it difficult to identify events (e.g., measurement outcomes). Moreover, universal validity of quantum theory raises the issue of (ii) the origin of Born’s rule, pk=|ψk|2, relating probabilities and amplitudes (that is simply postulated in textbooks). Last not least, even preferred pointer states (defined by einselection—environment—induced superselection)—are still quantum. Therefore, unlike classical states that exist objectively, quantum states of an individual system cannot be found out by an initially ignorant observer through direct measurement without being disrupted. So, to complete the ‘quantum theory of the classical’ one must identify (iii) quantum origin of objective existence and explain how the information about objectively existing states can appear to be essentially inconsequential for them (as it does for states in Newtonian physics) and yet matter in other settings (e.g., thermodynamics). I show how the mathematical structure of quantum theory supplemented by the only uncontroversial measurement postulate (that demands immediate repeatability—hence, predictability) leads to preferred states. These (i) pointer states correspond to measurement outcomes. Their stability is a prerequisite for objective existence of effectively classical states and for events such as quantum jumps. Events at hand, one can now enquire about their probability—the probability of a pointer state (or of a measurement record). I show that the symmetry of entangled states—(ii) entanglement—assisted invariance or envariance—implies Born’s rule. Envariance also accounts for the loss of phase coherence between pointer states. Thus, decoherence can be traced to symmetries of entanglement and understood without its usual tool—reduced density matrices. A simple and manifestly noncircular derivation of pk=|ψk|2 follows. Monitoring of the system by its environment in course of decoherence typically leaves behind multiple copies of its pointer states in the environment. Only pointer states can survive decoherence and can spawn such plentiful information-theoretic progeny. This (iii) quantum Darwinism allows observers to use environment as a witness—to find out pointer states indirectly, leaving systems of interest untouched. Quantum Darwinism shows how epistemic and ontic (coexisting in epiontic quantum state) separate into robust objective existence of pointer states and detached information about them, giving rise to extantons—composite objects with system of interest in the core and multiple records of its pointer states in the halo comprising of environment subsystems (e.g., photons) which disseminates that information throughout the Universe.
Chapter 4 begins to discuss decoherence, and, thus, to address the overarching question: How does the classical world—classical states that are responsible for the objective reality of our everyday experience—emerge from within the Universe that is, as we know from compelling experimental evidence, made out of quantum stuff. The short answer to this question is that decoherence selects (from the vast number of superpositions that populate Hilbert space in the process of environment-induced superselection (also known as einselection) the few states that are—in contrast to all the other alternatives—stable in spite of their immersion in the environment. Decoherence is illustrated with a detailed discussion of two models. A spin decohered by an environment of spins as well as quantum Brownian motion have become paradigmatic models of decoherence for good reason: They are exactly solvable and yet they capture (albeit in an idealized manner) the emergence of the preferred classical states in settings that are relevant for quantum measurements and for Newtonian dynamics in effectively classical phase space.
We show how the correlations of a quantum system with other quantum systems may cause one of its observables to behave in a classical manner. In particular, "reduction of the wave packet," postulated by von Neumann to explain definiteness of an outcome of an individual observation, can be explained when a realistic model of an apparatus is adopted. Instead of an isolated quantum apparatus with a number of states equal to the number of possible distinct outcomes of the measurement, discussed by von Neumann, we consider an apparatus interacting with other physical systems, described here summarily as "environment." The interaction of the quantum apparatus with the environment results in correlations. Correlations impose effective superselection rules which prevent apparatus from appearing in a superposition of states corresponding to different eigenvalues of the privileged pointer observable. It is the propagation of the correlations with the pointer basis states which is ultimately responsible for the choice of the pointer observable. It can be thought of as a process of amplification in which the state of many distinct physical systems becomes correlated with the pointer basis state. Whether these environment systems are regarded as a part of the apparatus setup, or as a part of its environment is irrelevant. What is crucial is the redundancy of the record concerning the pointer observable which is imprinted into the correlations. Eigenspaces of the pointer observable provide a natural basis for the pointer of the quantum apparatus and determine the to-be-measured observable of the quantum system. Decay of those elements of the apparatus-system density matrix, which are off-diagonal in the pointer observable, is caused by the natural evolution of the combined system-apparatus-environment object. For a hypothetical finite environment with NNN distinct eigenvalues of the apparatus-environment interaction Hamiltonian, off-diagonal terms will decay to become of the order of ${N}^{\ensuremath{-}\frac{1}{2}}$, and will recur only on a Poincar\'e time scale. No recurrences will be observed in realistic circumstances. As the correlations spread through the environment on a time scale typically much shorter than the recurrence time scale calculated for the environment already correlated with the pointer observable, the measurement becomes effectively irreversible. Relevance of this model of the measurement process for the understanding of the second law of thermodynamics and its relation to Bohr's "irreversible act of amplification" is briefly discussed. The emergence of the pointer observable can be interpreted as a clue about the resolution of the measurement problem in case of no environment. It points towards the possibility that properties of quantum systems have no absolute meaning. Rather, they must be always characterized with respect to other physical systems.
According to Zurek, decoherence is a process resulting from the interaction between a quantum system and its environment; this process singles out a preferred set of states, usually called pointer basis, that determines which observables will receive definite values. This means that decoherence leads to a sort of selection which precludes all except a small subset of the states in the Hilbert space of the system from behaving in a classical manner: environment-induced-superselection (einselection) is a consequence of the process of decoherence. The aim of this paper is to present a new approach to decoherence, different from the mainstream approach of Zurek and his collaborators. We will argue that this approach offers conceptual advantages over the traditional one when problems of foundations are considered; in particular, from the new perspective, decoherence in closed quantum systems becomes possible and the preferred basis acquires a well founded definition.
The emergence of the classical world from the quantum substrate of our Universe is a long-standing conundrum. In this paper, I describe three insights into the transition from quantum to classical that are based on the recognition of the role of the environment. I begin with the derivation of preferred sets of states that help to define what exists—our everyday classical reality. They emerge as a result of the breaking of the unitary symmetry of the Hilbert space which happens when the unitarity of quantum evolutions encounters nonlinearities inherent in the process of amplification—of replicating information. This derivation is accomplished without the usual tools of decoherence, and accounts for the appearance of quantum jumps and the emergence of preferred pointer states consistent with those obtained via environment-induced superselection, or einselection . The pointer states obtained in this way determine what can happen—define events—without appealing to Born’s Rule for probabilities. Therefore, p k =| ψ k | 2 can now be deduced from the entanglement-assisted invariance, or envariance —a symmetry of entangled quantum states. With probabilities at hand, one also gains new insights into the foundations of quantum statistical physics. Moreover, one can now analyse the information flows responsible for decoherence. These information flows explain how the perception of objective classical reality arises from the quantum substrate: the effective amplification that they represent accounts for the objective existence of the einselected states of macroscopic quantum systems through the redundancy of pointer state records in their environment—through quantum Darwinism . This article is part of a discussion meeting issue ‘Foundations of quantum mechanics and their impact on contemporary society’.