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Cambridge University Press eBooks

Averages and the statistical matrix (density matrix)

Bruce W. Shore

Published Sep 29, 2011• 0 citations
Publisher

Abstract

Ensembles and expectation values Equations of motion provide predictions of time-evolving variables of a dynamical system, and thereby enable us to predict the changing behavior. These equations are characteristic of a particular type of system, say a classical harmonic oscillator or a two-state quantum system. To complete the description of behavior one must specify initial conditions that select, from the many possible solutions to the equations of motion, a particular realization. In the example of a classical point particle the equation is second order in time, and so we need two initial conditions, of position and velocity, to specify a particular solution. These two numbers, taken with the classical equation of motion, provide a complete description of the behavior of a specific harmonic oscillator. Similarly the two-state quantum system requires two initial values to complete its definition. The initial conditions are never defined with infinite precision, even for classical mechanics. More generally we deal with an ensemble, that is, a collection of similar dynamical systems (e.g. oscillators) that differ in their preparation. The individual cases share some common attributes, but not necessarily all. Thus we have only incomplete information about any single system. We might, for example, consider planetary motion in which we know only the mean energy and the orbital plane. The loci of positions of the planets then form ellipses that make up the ensemble. Although it is possible to prepare a single two-state quantum system in which the initial state is known (apart from an overall phase), often one deals with ensembles of such systems, each of which may differ in some uncontrollable property.

DOI
10.1017/cbo9780511675713.017

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The behavior of a nonlinear oscillator (NO) coupled to a radiation field is investigated. The NO considered is an angular momentum oscillator, of energy $\ensuremath{\hbar}\ensuremath{\omega}{L}_{3}$, that describes the collective effect of a number of identical two-level (or spin-\textonehalf{}) systems under given idealized conditions, a large total angular momentum quantum number ${L}_{0}$ corresponding to a large number of two-level systems. The field is described by a set of modes. Free decay---with the NO initially excited and the radiation field in the ground state---and forced oscillation---with the NO subject to a prescribed resonant driving field---are studied. The analysis is performed both classically and quantum mechanically, using the classical and Heisenberg equations of motion, respectively, so as to display explicitly the difference in the results. 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The weakfield results exhibit a monotonic approach of ${L}_{3}(t)$ to a constant (negative) value---or steady state---at which the power absorbed equals the power radiated; in the strong-field case, ${L}_{3}(t)$ oscillates periodically between the limits $\ifmmode\pm\else\textpm\fi{}{L}_{0}$, the coupling to the radiation field having negligible effect on the frequency of this oscillation. In the quantum-mechanical analysis, the equations of motion become simplified for ${L}_{0}=\frac{1}{2}$, and this case is treated first. The free-decay results are essentially similar to those of the Weisskopf-Wigner theory, exhibiting an exponential decay of $〈{L}_{3}(t)〉$ and a radiative frequency shift in the oscillating coordinates. Under forced oscillation, with $〈{L}_{3}(0)〉=\ensuremath{-}{L}_{0}, 〈{L}_{3}(t)〉$ approaches a constant value either monotonically, if the driving field is sufficiently weak, or by means of a damped oscillation, if the driving field is strong. For ${L}_{0}>\frac{1}{2}$, the free decay is treated by a method that involves the derivation of a set of expressions for the $k\mathrm{th}$ derivative of $〈{L}_{3}(t)〉$ as an expectation value of a polynomial in ${L}_{3}$ of order $k+1$. This set, together with the eigenvalue equation for ${L}_{3}$, is shown to lead to a solution for all the moments of ${L}_{3}$. The method is used to obtain complete solutions for several low values of ${L}_{0}$, and also to obtain initial derivatives of $〈{L}_{3}(t)〉$ as polynomials in ${L}_{0}$ for $〈{L}_{3}(0)〉={L}_{0}$. For large ${L}_{0}$, a comparison of classical and quantum-mechanical equations shows that only the condition $〈{L}_{3}(0)〉\ensuremath{\approx}{L}_{0}$ requires quantum-mechanical treatment, and that for a short time only. The free-decay problem with initial condition $〈{L}_{3}(0)〉={L}_{0}$ solved quantum mechanically up to such a time ${t}_{1}$ by means of the initial derivatives previously derived, and then this solution if used to provide initial conditions determining a classical solution for $t\ensuremath{\ge}{t}_{1}$. The statistical aspects introduced by the quantum mechanics are preserved in the classical solution, and their significance is discussed, with several examples, comparison is also made with a nonstatistical approximation. In the case of forced oscillation, the behavior of $〈{L}_{3}(t)〉$---for arbitrary ${L}_{0}$---is examined in detail for a strong field, and turns out to be described by a damped oscillation, the existence of the damping being independent of ${L}_{0}$. The apparent inconsistency of this result with the expectation that a large system subject to strong forces should behave classically is discussed, and $〈{L}_{2}^{3}(t)〉$ is examined. It is concluded that in a single experiment, the NO energy oscillates approximately like the classical energy, without damping; quantum mechanics introduces, however, a slight randomness (or unpredictability) in the frequency of this oscillation, because of the coupling with the radiation field. Since $〈{L}_{3}(t)〉$ describes the average over an ensemble of which each member consists of a NO coupled to a radiation field, the random frequency variation among the members accounts for the damping of the average. The usefulness of the combination of classical and quantum-mechanical analyses in achieving and interpreting theoretical results for a class of phenomena involving the collective interaction between a number of atoms and a radiation field is pointed out.

Physical Review A•Sep 1, 1972•41 citations
Ensembles and expectation values Equations of motion provide predictions of time-evolving variables of a dynamical system, and thereby enable us to predict the changing behavior. These equations are characteristic of a particular type of system, say a classical harmonic oscillator or a two-state quantum system. To complete the description of behavior one must specify initial conditions that select, from the many possible solutions to the equations of motion, a particular realization. In the example of a classical point particle the equation is second order in time, and so we need two initial conditions, of position and velocity, to specify a particular solution. These two numbers, taken with the classical equation of motion, provide a complete description of the behavior of a specific harmonic oscillator. Similarly the two-state quantum system requires two initial values to complete its definition. The initial conditions are never defined with infinite precision, even for classical mechanics. More generally we deal with an ensemble, that is, a collection of similar dynamical systems (e.g. oscillators) that differ in their preparation. The individual cases share some common attributes, but not necessarily all. Thus we have only incomplete information about any single system. We might, for example, consider planetary motion in which we know only the mean energy and the orbital plane. The loci of positions of the planets then form ellipses that make up the ensemble. Although it is possible to prepare a single two-state quantum system in which the initial state is known (apart from an overall phase), often one deals with ensembles of such systems, each of which may differ in some uncontrollable property.
An important feature of the wave equation is that its solutions q(r, t) are uniquely specified once the initial values q(r, 0) and (del)q(r, 0)/@t are specified. As was mentioned before, if we view the wave equation as describing a continuum limit of a network of coupled oscillators, then this result is very reasonable since one must specify the initial position and velocity of an oscillator to uniquely determine its motion. It is possible to write down other “equations of motion” that exhibit wave phenomena but which only require the initial values of the dynamical variable — not its time derivative — to specify a solution. This is physically appropriate in a number of situations, the most significant of which is in quantum mechanics where the wave equation is called the Schrodinger equation. This equation describes the time development of the observable attributes of a particle via the wave function (or probability amplitude) . In quantum mechanics, the complete specification of the initial conditions of the particle’s motion is embodied in the initial value of . The price paid for this change in the allowed initial data while asking for a linear wave equation is the introduction of complex numbers into the equation for the wave. Indeed, the values taken by are complex numbers. In what follows we shall explore some of the elementary features of the wave phenomena associated with the Schrodinger equation.
The study of quantum statistical mechanics begins with a review of the basic principles of quantum mechanics. Schrödinger’s equation is introduced and Eigenstates (or stationary states) are defined. Model probability for quantum statistics is assumed to have a uniform distribution in phases. Wave functions for many-body systems are defined. The density matrix is introduced. The Planck entropy and the microcanonical ensemble are defined. The differences between classical and quantum statistical mechanics are all based on the differing concepts of a microscopic ‘state’. While the classical microscopic state (specified by a point in phase space) determines the exact position and momentum of every particle, the quantum mechanical state determines neither; quantum states can only provide probability distributions for observable quantities.
While the dynamic state of a single particle can be specified quantum mechanically in terms of its state function, any rigorous description of the state of a many-particle system would require the complete knowledge of the dynamic state functions of all the particles. That is not always possible. On the other hand, for a large number of particles in, or near, thermal equilibrium in a uniform sample, the principles of statistical mechanics may be invoked to describe the averaged expectation values of the physically observable properties of such a many-particle system. The basic concepts of the density-matrix formalism and the quantum mechanic analog of the classical Boltzmann equation commonly used for optical and magnetic resonance problems of many-particle quantum systems are introduced in this chapter. Applications of this approach to such specific problems as the resonant interaction of electromagnetic radiation with optical media of two-level atoms, nonlinear optics, and the laser rate equations and transient dynamics are discussed in this chapter. Definitions of the density operator and the density matrix Up to this point, in studying the dynamics of quantum mechanic systems, we have assumed that the state of the system can be specified in terms of a precisely known state function |Ψ〉. On the other hand, for a macroscopic medium containing many particles, it is not always possible to know the exact dynamic states of all the particles in the medium, even for physically identical particles.
Introduction In our treatment of quantum mechanics we discussed the notion of the state of a given system. The state was specified by giving the eigenvalues of a maximal set of mutually commuting observables. This represented the most information we could have about a given system in principle. In practice, of course, we do not really have all of the necessary information about the eigenvalues available. No experimentalist sets out with the primary intention of obtaining results which correspond to a maximal set of mutually compatible observables for any macroscopic system, such as a gas. Even a very small volume of gas contains an enormous number of particles. The quantum mechanical state would require us to know a great deal of information about the internal states of the electrons and nuclei of the gas molecules. The experimentalist may only be concerned with gross properties such as the pressure, internal energy, or specific heat for example. Most of the detailed information about the detailed state of the system is neither observed, nor of direct interest. Instead we must content ourselves with a description of the average, or most likely, behaviour of the system in the probabilistic sense. The usual technique for doing this consists of the introduction of an ensemble, meaning a very large collection of systems whose measured macroscopic properties are the same as those for the system we are interested in, but whose unobserved properties can vary.
Abstract For present purposes, the first thing to recall about quantum mechanics is that all dynamical quantities, instead of being functions of the location of a system in phase space as in classical mechanics, are now represented by operators in a Hilbert space of quantum states. In particular, the quantum analog of the classical phase space distribution function is the quantum mechanical density matrix. Since this is seldom discussed in introductory texts on either quantum mechanics or statistical mechanics, it may be helpful to summarize some of its basic properties.
The behavior of a nonlinear oscillator (NO) coupled to a radiation field is investigated. The NO considered is an angular momentum oscillator, of energy $\ensuremath{\hbar}\ensuremath{\omega}{L}_{3}$, that describes the collective effect of a number of identical two-level (or spin-\textonehalf{}) systems under given idealized conditions, a large total angular momentum quantum number L0{L}_{0}L0​ corresponding to a large number of two-level systems. The field is described by a set of modes. Free decay---with the NO initially excited and the radiation field in the ground state---and forced oscillation---with the NO subject to a prescribed resonant driving field---are studied. The analysis is performed both classically and quantum mechanically, using the classical and Heisenberg equations of motion, respectively, so as to display explicitly the difference in the results. Interest in the comparison between the two formalisms is motivated by the expectation that for large L0{L}_{0}L0​, the NO should behave essentially classically, except near its highest-energy state in the absence of a driving field. The general equations of motion are reduced to equations for the NO variables only. In the classical analysis of free decay, expressions for the energy and oscillating coordinates are derived. The decay time is shown to approach infinity as L3(0){L}_{3}(0)L3​(0) approaches L0{L}_{0}L0​ (the limiting condition being that of unstable equilibrium) and the radiative frequency shift is shown to be approximately proportional to L3(t){L}_{3}(t)L3​(t). It is also shown that use of the rotating-wave approximation alters qualitatively the expression for the frequency shift. In the classical analysis of forced oscillation, approximate results are obtained for a weak driving field and a strong driving field, the NO being initially in the ground state. The weakfield results exhibit a monotonic approach of L3(t){L}_{3}(t)L3​(t) to a constant (negative) value---or steady state---at which the power absorbed equals the power radiated; in the strong-field case, L3(t){L}_{3}(t)L3​(t) oscillates periodically between the limits $\ifmmode\pm\else\textpm\fi{}{L}_{0}$, the coupling to the radiation field having negligible effect on the frequency of this oscillation. In the quantum-mechanical analysis, the equations of motion become simplified for L0=12{L}_{0}=\frac{1}{2}L0​=21​, and this case is treated first. The free-decay results are essentially similar to those of the Weisskopf-Wigner theory, exhibiting an exponential decay of 〈L3(t)〉〈{L}_{3}(t)〉〈L3​(t)〉 and a radiative frequency shift in the oscillating coordinates. Under forced oscillation, with $〈{L}_{3}(0)〉=\ensuremath{-}{L}_{0}, 〈{L}_{3}(t)〉$ approaches a constant value either monotonically, if the driving field is sufficiently weak, or by means of a damped oscillation, if the driving field is strong. For L0>12{L}_{0}>\frac{1}{2}L0​>21​, the free decay is treated by a method that involves the derivation of a set of expressions for the kthk\mathrm{th}kth derivative of 〈L3(t)〉〈{L}_{3}(t)〉〈L3​(t)〉 as an expectation value of a polynomial in L3{L}_{3}L3​ of order k+1k+1k+1. This set, together with the eigenvalue equation for L3{L}_{3}L3​, is shown to lead to a solution for all the moments of L3{L}_{3}L3​. The method is used to obtain complete solutions for several low values of L0{L}_{0}L0​, and also to obtain initial derivatives of 〈L3(t)〉〈{L}_{3}(t)〉〈L3​(t)〉 as polynomials in L0{L}_{0}L0​ for 〈L3(0)〉=L0〈{L}_{3}(0)〉={L}_{0}〈L3​(0)〉=L0​. For large L0{L}_{0}L0​, a comparison of classical and quantum-mechanical equations shows that only the condition $〈{L}_{3}(0)〉\ensuremath{\approx}{L}_{0}$ requires quantum-mechanical treatment, and that for a short time only. The free-decay problem with initial condition 〈L3(0)〉=L0〈{L}_{3}(0)〉={L}_{0}〈L3​(0)〉=L0​ solved quantum mechanically up to such a time t1{t}_{1}t1​ by means of the initial derivatives previously derived, and then this solution if used to provide initial conditions determining a classical solution for $t\ensuremath{\ge}{t}_{1}$. The statistical aspects introduced by the quantum mechanics are preserved in the classical solution, and their significance is discussed, with several examples, comparison is also made with a nonstatistical approximation. In the case of forced oscillation, the behavior of 〈L3(t)〉〈{L}_{3}(t)〉〈L3​(t)〉---for arbitrary L0{L}_{0}L0​---is examined in detail for a strong field, and turns out to be described by a damped oscillation, the existence of the damping being independent of L0{L}_{0}L0​. The apparent inconsistency of this result with the expectation that a large system subject to strong forces should behave classically is discussed, and 〈L23(t)〉〈{L}_{2}^{3}(t)〉〈L23​(t)〉 is examined. It is concluded that in a single experiment, the NO energy oscillates approximately like the classical energy, without damping; quantum mechanics introduces, however, a slight randomness (or unpredictability) in the frequency of this oscillation, because of the coupling with the radiation field. Since 〈L3(t)〉〈{L}_{3}(t)〉〈L3​(t)〉 describes the average over an ensemble of which each member consists of a NO coupled to a radiation field, the random frequency variation among the members accounts for the damping of the average. The usefulness of the combination of classical and quantum-mechanical analyses in achieving and interpreting theoretical results for a class of phenomena involving the collective interaction between a number of atoms and a radiation field is pointed out.