The study of quantum statistical mechanics begins with a review of the basic principles of quantum mechanics. Schrödinger’s equation is introduced and Eigenstates (or stationary states) are defined. Model probability for quantum statistics is assumed to have a uniform distribution in phases. Wave functions for many-body systems are defined. The density matrix is introduced. The Planck entropy and the microcanonical ensemble are defined. The differences between classical and quantum statistical mechanics are all based on the differing concepts of a microscopic ‘state’. While the classical microscopic state (specified by a point in phase space) determines the exact position and momentum of every particle, the quantum mechanical state determines neither; quantum states can only provide probability distributions for observable quantities.
The study of quantum statistical mechanics begins with a review of the basic principles of quantum mechanics. Schrödinger’s equation is introduced and Eigenstates (or stationary states) are defined. Model probability for quantum statistics is assumed to have a uniform distribution in phases. Wave functions for many-body systems are defined. The density matrix is introduced. The Planck entropy and the microcanonical ensemble are defined. The differences between classical and quantum statistical mechanics are all based on the differing concepts of a microscopic ‘state’. While the classical microscopic state (specified by a point in phase space) determines the exact position and momentum of every particle, the quantum mechanical state determines neither; quantum states can only provide probability distributions for observable quantities.
The exchange of conserved variables between a subsystem and a reservoir or environment entangles their wave functions. Their subsequent collapse, together with the uniform weight of wave space, gives rise to quantum statistical mechanics formulated as the trace of the probability and observable operators. A dual representation in position and momentum space allows a permutation loop expansion for particle symmetrization, and a second expansion accounting for the non-commutativity of the position and momentum operators. The leading term gives classical statistical mechanics, and higher-order terms give successive quantum corrections that become increasingly important for low temperatures, high densities and small masses. The probability density in phase space is stable under the stochastic dissipative equations of motion. Trapped Bose-Einstein condensates may be modeled as a system of non-interacting harmonic oscillators. Most bosons in the condensate are in the ground state, in contrast to the -transition in 4He where the fraction in the ground state is negligible.
Despite early developments on the foundations of quantum mechanics concern the wave function, quantum statistics has been developed with the density matrix formalism, leading to very important results in explaining molecular observations. Only recently, several authors argued a new interpretation by focusing on the wave function representing the quantum state of an isolated system, showing how a single wave function can exhibit statistical properties and generate the same results expected in the standard quantum statistical framework. Starting from these results, investigation on the foundations of quantum statistical mechanics has gained recently a renewed interest. As a matter of fact, the possibility of studying single molecule properties as well as the need of a better understanding of the effect of quantum dynamics, in order to develop new nanoscaled materials suitable to quantum computing tasks, have opened new intriguing questions leading to quantum statistical approaches far from being well understood and accepted. In this framework the behaviour of a single realization of quantum systems has gained a central role in the description of molecular systems. Furthermore, in recent years, an increasing number of studies has been presented on quantum dynamics through the numerical solution of the Schrödinger equation for systems of interacting components. These studies demonstrates that Quantum Dynamics Simulations could be a practicable route. In order to study phenomena such as dissipation, relaxation and thermalization, the focus has to be moved from isolated molecules to modular systems made of mutual interacting components, with model Hamiltonians possessing a sufficiently low dimensional representation. An important issue concerns the rules to be employed for the choice of the initial quantum state for the simulation of isolated systems. As long as one considers molecular degrees of freedom interacting with a (model) environment, there are no reasons to select a particular quantum state for the overall system and, therefore, a random choice has to be performed amongst a well defined statistical ensemble of pure states. Furthermore, one would like to operate a choice assuring that the simulation of the system is in a well defined thermal state with given temperature. This necessarily calls for a statistical description like for classical systems. A useful parametrization of the wave function will be presented in order to highlight the most appropriate variable for the statistical analysis. In particular some of them, called phases, retain all the dynamical information whereas the others, called populations, are the constants of motion. The latter, in particular are very important because they describe the equilibrium properties strictly related to the thermodynamic description. Since the dynamics of wave function does not supply any information about populations, the definition of a probability distribution on these variables is required. Different probability distributions on populations have been proposed, only on the bases of reasonable assumptions and they validation has been performed only with a posteriori considerations. In particular Fresch and Moro have demonstrated how the agreement with thermodynamics can be employed to discriminate different probability distributions on pure states. This had led the uniform ensembles to be, up to now, the most self-consistent models for quantum pure states. However, in this thesis I will highlight a drawback of the uniform distribution ensemble that can be described as follow: if we bring into contact two systems, even through a perturbative interaction, we are not able to describe the equilibrium properties after the interaction within the uniform distribution statistics, since the uniform character is lost. It represents a severe shortcoming of the statistical ensemble from a methodological point of view, since closed systems can be always considered as the result of interaction among previously isolated systems. On the other hand this drawback introduces a further requirement of a different nature that can be used for the definition of a new statistical ensemble. In this work I intend to find and characterize a statistical ensemble for populations that overcomes the drawbacks of the uniform distribution of pure states. The invariance of the thermal state in the coupling of identical systems will be used as a guideline in the definition af a new probability distribution on populations. Such an ensemble for pure states, called Thermalization Resilient Ensemble, provides a convenient framework for treating the interactions between quantum systems, as long as the structure of the statistical distribution is preserved and the identification of thermodynamic properties is assured. In perspective it should be the privileged statistical ensemble to implement Quantum Dynamics Simulations. Once the average properties of the Thermalization Resilient Ensemble have been introduced, I will obtain a probability distribution on pure states with the use of a geometrical analysis on the Hilbert space. The surface elements of an ellipsoidal manifold will be related to the probability density on populations. As a matter of fact the explicit form of the probability distribution is a prerequisite in order to perform Quantum Dynamical Simulations. However the results obtained through the geometrical analysis cannot be easily extended to systems with unbounded energy spectrum and an alternative strategy has been developed. A scaling algorithm on the basis of the uniform statistical ensemble will be described and this allows a well defined sampling of a probability distribution with desired averages. In this framework I demonstrate the emergence of thermodynamic behavior in the limit of macroscopic systems. In the last part of the thesis I consider the dynamical features of the thermalization experiment. Two identical systems, initially at different temperature, will be brought in interaction and the analysis of the final equilibrium state will be performed for two different generic forms of the interaction Hamiltonian, highlighting how the statistical approach can be very useful in the definition of the equilibrium in complex quantum systems.
Review of quantum statistical mechanicsThermodynamics is used to describe the bulk properties of matter in or near equilibrium.Many scientists, notably Boyle, Carnot, Clausius, Gay-Lussac, Gibbs, Joule, Kelvin, and Rumford, contributed to the development of the field over three centuries.Quantities such as mass, pressure, energy, and so on are readily defined and measured.Classical statistical mechanics attempts to understand thermodynamics by the application of classical mechanics to the microscopic particles making up the system.Great progress in this field was made by physicists like Boltzmann and Maxwell.Temperature, entropy, particle number, and chemical potential are thus understandable in terms of the microscopic nature of matter.Classical mechanics is inadequate in many circumstances however, and ultimately must be replaced by quantum mechanics.In fact, the ultraviolet catastrophe encountered by the application of classical mechanics and electromagnetism to blackbody radiation was one of the problems that led to the development of quantum theory.The development of quantum statistical mechanics was achieved by a number of twentieth century physicists, most notably Planck, Einstein, Fermi, and Bose.The purpose of this chapter is to give a mini-review of the basic concepts of quantum statistical mechanics as applied to noninteracting systems of particles.This will set the stage for the functional integral representation of the partition function, which is a cornerstone of modern relativistic quantum field theory and the quantum statistical mechanics of interacting particles and fields. EnsemblesOne normally encounters three types of ensemble in equilibrium statistical mechanics.The microcanonical ensemble is used to describe an isolated system that has a fixed energy E, a fixed particle number N , and a fixed 1
Abstract Chapter 9 begins laying a foundation for quantum statistical mechanics with a discussion of relevant topics in quantum mechanics. The fundamental postulates of quantum mechanics are reviewed, beginning with the definition of a quantum state and the introduction of the concept of a state vector in a Hilbert space. The representation of observables as Hermitian operators on Hilbert space vectors is described; it is shown that the eigenvalues of Hermitian operators are real and, therefore, constitute possible outcomes of measurements made on these observables. The notions compatible and non-compatible observables and implication for the measurement problem are presented. The time-dependent Schrödinger equation is introduced as generating the time-evolution of the state vector, and it is shown how to cast the Schrödinger equation into a coordinate basis to yield the wave equation of quantum mechanics. Coordinate and momentum bases and their properties are desribed. Several analytically solvable quantum systems are presented as illustrative examples. The chapter concludes with a discussion of spin and the treatment identical particles
Abstract Chapter 10 introduces the concept of quantum ensembles and their descrption via the ensemble density matrix. The chapter begins by setting up the quantum manybody problem and demonstrating the difficulty in solving the time-independent Schrödinger equation for the energy eigenvalues of a manybody Hamiltonian. This naturally leads to the concept of quantum ensembles and their formulation in terms of the density matrix. Eigenvalues of the density matrx are shown to represent probabilities associated with the quantum states that constitute the ensemble. The time-dependence of the density matrix is shown to be determined by the quantum Liouville equation. The quantum Liouville equation is solved under equilibrium conditions, and the solutions are shown to commute with the Hamiltonian. Thus, the eigenvalues of the solution are shown give the probabilities associated with different energy levels. Quantum partition functions in different ensembles are derived from these eigenvalues. Finally, the quantum analog of entropy maximization is used to derive the quantum canonical ensemble.
In the previous chapters, the focus was on systems of particles following the law of classical mechanics. Of course, this was mainly done within the framework of classical mechanics but a quantum description of individual (discretised) states was also used, while assuming distinguishability of the particles (for instance, particles located at the nodes of a lattice (spin system, quantum harmonic oscillators,) ). The present chapter as well as Chapters 7 and 8 are dedicated to the study of statistical physics in a fully quantum framework. The first obstacle encountered by a quantum approach is the impossibility to define a quantum phase space (in which the ergodic hypothesis would hold for instance). This problem is inherent to quantum mechanics: because of Heisenberg’s uncertainty principle, one cannot define both the momentum and the position of a particle. Besides, statistical physics considers systems made of a large number of particles, a priori in mutual interaction. In classical physics, model situations for which the interactions between the constituents of the system are neglected can be studied. In quantum mechanics, the indistinguishability of identical particles makes the study of the problem in the absence of interaction already difficult: even for non-interacting particles, the symmetrisation (or antisymmetrisation) of the wave function of https://www.w3.org/1998/Math/MathML" display="inline"> N https://www.w3.org/1999/xlink" xlink:href=" https://s3-euw1-ap-pe-df-pch-content-public-p.s3.eu-west-1.amazonaws.com/9781003272427/5ca4d37a-9786-43a3-8b38-8fa9eb3d1a19/content/math_25.tif "/> identical particles induces correlations which have non-trivial thermodynamical effects such as the existence of a “Fermi sea” for fermions (see Section 8.1 ) or the Bose–Einstein condensation phenomenon for bosons (see Section 7.4 ). The present chapter addresses these two points consecutively.