In this paper, we investigate a multiuser MIMO downlink with imperfect channel state information (CSI) from the physical-layer security provision. In a classical transmitter (Alice)-legitimate receiver (Bob)-eavesdropper (Eve) model using artificial noise to disturb Eve's reception, we consider a general scenario where all nodes are equipped with multiple antennas, and Bob's CSI is acquired by pilot-assisted channel estimation. For designing the secure transmit beamforming, we utilize random matrix quantization (RMQ) to quantize Bob's channel estimate, and then Bob feeds it back to Alice. Due to the effects of imperfect CSI at Alice, the secrecy performance is upper bounded in the high signal-to-noise ratio (SNR) regions. In order to avoid the interference-limited phenomenon, we present a scaled strategy for the secrecy system utilizing derived upper bound on the secrecy rate loss. Moreover, it is shown that our derived results can be easily extended to a special case where both legitimate and eavesdropping receivers equip a single antenna each, where random vector quantization (RVQ) is utilized instead. By employing our proposed feedback strategy, the secrecy rate increases with transmit power, and the certain secrecy requirement can be guaranteed.
In this paper, we investigate a multiuser MIMO downlink with imperfect channel state information (CSI) from the physical-layer security provision. In a classical transmitter (Alice)-legitimate receiver (Bob)-eavesdropper (Eve) model using artificial noise to disturb Eve's reception, we consider a general scenario where all nodes are equipped with multiple antennas, and Bob's CSI is acquired by pilot-assisted channel estimation. For designing the secure transmit beamforming, we utilize random matrix quantization (RMQ) to quantize Bob's channel estimate, and then Bob feeds it back to Alice. Due to the effects of imperfect CSI at Alice, the secrecy performance is upper bounded in the high signal-to-noise ratio (SNR) regions. In order to avoid the interference-limited phenomenon, we present a scaled strategy for the secrecy system utilizing derived upper bound on the secrecy rate loss. Moreover, it is shown that our derived results can be easily extended to a special case where both legitimate and eavesdropping receivers equip a single antenna each, where random vector quantization (RVQ) is utilized instead. By employing our proposed feedback strategy, the secrecy rate increases with transmit power, and the certain secrecy requirement can be guaranteed.
In this paper, we investigate the system performance from the physical layer security provision under imperfect channel state information (CSI). In a classical transmitter (Alice)-legitimate receiver (Bob)- eavesdropper (Eve) model, we introduce artificial noise (AN) to disturb Eve's reception, as Eve's CSI is unknown to Alice. For designing the transmit beamforming vector of the information signal and precoding matrix of AN, Bob feeds back the quantized CSI estimation to Alice. Due to the effects of imperfect CSI at Alice, the secrecy system performance is upper bounded at high SNRs. In order to overcome the problem, by utilizing our derived upper bound on the secrecy rate loss, we put forward a scaled feedback strategy for the secrecy system. By employing the proposed strategy, the secrecy rate increases with transmit power despite that Alice can only obtain imperfect Bob's CSI, and the secrecy rate loss between perfect CSI and imperfect CSI can be controlled within a certain gap. Computer simulations are provided to verify our derived results.
We consider the problem of secure communications in a MIMO setting in the presence of an adversarial jammer equipped with nj transmit antennas and an eavesdropper equipped with ne receive antennas. A multiantenna transmitter, equipped with nt antennas, desires to secretly communicate a message to a multiantenna receiver equipped with nr antennas. We propose a transmission method based on artificial noise and linear precoding and a two-stage receiver method employing beamforming. Under this strategy, we first characterize the achievable secrecy rates of communication and prove that the achievable secure degrees-of-freedom (SDoF) is given by ds=nr-nj in the perfect channel state information (CSI) case. Second, we consider quantized CSI feedback using Grassmannian quantization of a function of the direct channel matrix and derive sufficient conditions for the quantization bit rate scaling as a function of transmit power for maintaining the achievable SDoF ds with perfect CSI and for having asymptotically zero secrecy rate loss due to quantization. Numerical simulations are also provided to support the theory.
We consider a low-complexity transceiver design for secure communications of a multiuser multi-antenna system with an external multi-antenna eavesdropper. We propose to employ Tomlinson–Harashima precoder (THP) to simultaneously transmit message-bearing signals and artificial noise (AN) according to the quantized channel state information (CSI). Based on random vector quantization of the channel vectors, we obtain analytical approximations of the ergodic secrecy rate (ESR) of each legitimate receiver (LR) and the ergodic secrecy sum rate of the system with arbitrary system parameters. Based on the obtained analytical results, the near-optimal power allocation to the information signals and AN can be obtained using a numerical method. We show using an information-theoretical method that, besides the advantage in the ESR over the linear precoding scheme, THP can reduce the supported rate of the eavesdropper’s channel by preventing the eavesdropper from obtaining the legitimate channels’ (quantized) CSI. The ESR loss of each LR compared with the perfect CSI case will increase without bound for a fixed number of feedback bits. We also derive a feedback bit scaling law to solve this problem. Finally, numerical results are provided to verify our analytical results and also the advantage of the proposed secure nonlinear transceiver over the corresponding linear scheme.
Recently, wireless security has been highlighted as one of the most important techniques for 6G mobile communication systems. Many researchers have tried to improve the Physical-Layer Security (PLS) performance such as Secrecy Outage Probability (SOP) and Secrecy Energy-Efficiency (SEE). The SOP indicates the outage probability that the data transmission between legitimate devices does not guarantee a certain reliability level, and the SEE is defined as the ratio between the achievable secrecy-rate and the consumed transmit power. In this paper, we consider a Multi-User Multi-Input Single-Output (MU-MISO) downlink cellular network where a legitimate Base Station (BS) equipped with multiple transmit antennas sends secure information to multiple legitimate Mobile Stations (MSs), and multiple potential eavesdroppers (EVEs) equipped with a single receive antenna try to eavesdrop on this information. Each potential EVE tries to intercept the secure information, i.e., the private message, from the legitimate BS to legitimate MSs with a certain eavesdropping probability. To securely receive the private information, each legitimate MS feeds back its effective channel gain to the legitimate BS only when the effective channel gain is higher than a certain threshold, i.e., the legitimate MSs adopt an Opportunistic Feedback (OF) strategy. In such eavesdropping channels, both SOP and SEE are analyzed as performance measures of PLS and their closed-form expressions are derived mathematically. Based on the analytical results, it is shown that the SOP of the OF strategy approaches that of a Full Feedback (FF) strategy as the number of legitimate MSs or the number of antennas at the BS increases. Furthermore, the trade-off between SOP and SEE as a function of the channel feedback threshold in the OF strategy is investigated. The analytical results and related observations are verified by numerical simulations.
While the impact of finite-rate feedback on the capacity of fading channels has been extensively studied in the literature, not much attention has been paid to this problem under secrecy constraint. In this work, we study the ergodic secret capacity of a multiple-input multiple-output multiple-antenna-eavesdropper (MIMOME) wiretap channel with quantized channel state information (CSI) at the transmitter and perfect CSI at the legitimate receiver, under the assumption that only the statistics of eavesdropper CSI is known at the transmitter. We refine the analysis of the random vector quantization (RVQ) based artificial noise (AN) scheme in [1], where a heuristic upper bound on the secrecy rate loss, when compared to the perfect CSI case, was given. We propose a lower bound on the ergodic secrecy capacity. We show that the lower bound and the secrecy capacity with perfect CSI coincide asymptotically as the number of feedback bits and the AN power go to infinity. For practical applications, we propose a very efficient quantization codebook construction method for the two transmit antennas case.
In this thesis, we study the physical layer security in downlink multi-user wireless networks. Traditionally, security has been addressed by cryptography at the higher layers of the communication stack. Security at the physical layer has been a major research topic in recent years. We study two different precoder designs alongside artificial noise (AN) to mitigate multi-user interference and deteriorate reception at the eavesdropper (Eve). We study the large scale analysis to calculate the secrecy sum-rate for these two cases and analyze the effect of AN on the system. First, we consider the worst case scenario, when eavesdropper's (Eve's) rate is not deteriorated by the interference caused by the legitimate users. Later, we investigate how interference from legitimate users would affect the large scale security sum rate. At the end, we assume more practical situation where the channel state information at the transmitter is not perfect due to feedback limitation and estimation error. We first study block diagonalization (BD) precoding. We derive the asymptotic secrecy sum-rate of BD for physical layer security in downlink multi-user wireless networks using artificial noise (AN). We first derive the secrecy sum-rate assuming that the channel of the eavesdropper is not known at the transmitter and derive the asymptotic secrecy sum-rate. Then we derive the optimum power allocation for asymptotic secrecy sum-rate. We design the system based on large scale analysis for different special cases. Simulation results show that the proposed precoders outperform channel inversion (CI) and regularized channel inversion (RCI) schemes at all SNRs. We also show that as the number of receive antennas of each user increases, the sum-rate gap between the proposed scheme and existing methods increases. We, then, study two methods of regularized block diagonalization (RBD) precoding using artificial noise (AN) for physical layer security in downlink multi-user MIMO wireless networks. We compare the complexity analysis of these two methods in terms of floating point operations per second (FLOPS). We derive the secrecy and asymptotic secrecy sum-rates for these schemes. We also derive closed form expressions for the asymptotic optimal power allocation to the AN signal and legitimate users. Simulations show RBD precoding outperform regularized channel inversion (RCI) in terms of secrecy sum-rate with a margin of 0.5 bits/s/Hz. Also, simulation results show our closed-form asymptotic secrecy sum-rates matches closely with the simulations for perfect and imperfect CSIT. We also study the effect of interference on BD precoding scheme. In the first two studies the worst case scenarios was considered and the effect of interference was not considered at the eavesdropper. We first derive the closed-form secrecy and asymptotic secrecy sum-rates for this scheme. Then, we derive the optimum power allocation. Using the derived optimum power allocation, we determine the conditions under which adding AN helps. We also investigate the optimum number of users, number of antennas at the eavesdropper, and the number of transmit antennas to fully study the conditions where using AN improves performance. We show that as the number of users increases or the number of receive antennas at the eavesdropper decreases, improved performance is achieved by allocating a smaller fraction of the total power to transmit the AN. The closed form expressions for the secrecy sum rate (SSR) and optimum power allocation closely match our simulation results. In Chapter 5, we study the effect of imperfect channel state information at the transmitter (CSIT) for each case studied in earlier chapters. We first study the effect of imperfect CSIT for BD precoding in both scenarios when interference does and does not exist at eavesdropper. We show that the imperfect CSI play the same role as interference for the desired users. Then, we study the effect of imperfect CSIT for RBD precoding when interference does not exist at eavesdropper. We show as channel estimation error increases, the secrecy sum-rate decreases. This is due to the fact that channel estimation error just affects the desired users' rate and has no effect on eavesdropper's performance. Finally, in the last chapter, we conclude our thesis and provide some road map for future--Author's abstract