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Impact of estimated CSI quantization on secrecy rate loss in pilot-aided MIMO systems

Zhangjie Peng, Jun Zhu, Wei Xu, Hua Zhang, Chunming Zhao

Published Dec 1, 2014• 2 citations
Publisher

Abstract

In this paper, we investigate the system performance from the physical layer security provision under imperfect channel state information (CSI). In a classical transmitter (Alice)-legitimate receiver (Bob)- eavesdropper (Eve) model, we introduce artificial noise (AN) to disturb Eve's reception, as Eve's CSI is unknown to Alice. For designing the transmit beamforming vector of the information signal and precoding matrix of AN, Bob feeds back the quantized CSI estimation to Alice. Due to the effects of imperfect CSI at Alice, the secrecy system performance is upper bounded at high SNRs. In order to overcome the problem, by utilizing our derived upper bound on the secrecy rate loss, we put forward a scaled feedback strategy for the secrecy system. By employing the proposed strategy, the secrecy rate increases with transmit power despite that Alice can only obtain imperfect Bob's CSI, and the secrecy rate loss between perfect CSI and imperfect CSI can be controlled within a certain gap. Computer simulations are provided to verify our derived results.

DOI
10.1109/glocomw.2014.7063617

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In this paper, we investigate the system performance from the physical layer security provision under imperfect channel state information (CSI). In a classical transmitter (Alice)-legitimate receiver (Bob)- eavesdropper (Eve) model, we introduce artificial noise (AN) to disturb Eve's reception, as Eve's CSI is unknown to Alice. For designing the transmit beamforming vector of the information signal and precoding matrix of AN, Bob feeds back the quantized CSI estimation to Alice. Due to the effects of imperfect CSI at Alice, the secrecy system performance is upper bounded at high SNRs. In order to overcome the problem, by utilizing our derived upper bound on the secrecy rate loss, we put forward a scaled feedback strategy for the secrecy system. By employing the proposed strategy, the secrecy rate increases with transmit power despite that Alice can only obtain imperfect Bob's CSI, and the secrecy rate loss between perfect CSI and imperfect CSI can be controlled within a certain gap. Computer simulations are provided to verify our derived results.
In this paper, we investigate a multiuser MIMO downlink with imperfect channel state information (CSI) from the physical-layer security provision. In a classical transmitter (Alice)-legitimate receiver (Bob)-eavesdropper (Eve) model using artificial noise to disturb Eve's reception, we consider a general scenario where all nodes are equipped with multiple antennas, and Bob's CSI is acquired by pilot-assisted channel estimation. For designing the secure transmit beamforming, we utilize random matrix quantization (RMQ) to quantize Bob's channel estimate, and then Bob feeds it back to Alice. Due to the effects of imperfect CSI at Alice, the secrecy performance is upper bounded in the high signal-to-noise ratio (SNR) regions. In order to avoid the interference-limited phenomenon, we present a scaled strategy for the secrecy system utilizing derived upper bound on the secrecy rate loss. Moreover, it is shown that our derived results can be easily extended to a special case where both legitimate and eavesdropping receivers equip a single antenna each, where random vector quantization (RVQ) is utilized instead. By employing our proposed feedback strategy, the secrecy rate increases with transmit power, and the certain secrecy requirement can be guaranteed.
We consider the problem of secure communications in a MIMO setting in the presence of an adversarial jammer equipped with nj transmit antennas and an eavesdropper equipped with ne receive antennas. A multiantenna transmitter, equipped with nt antennas, desires to secretly communicate a message to a multiantenna receiver equipped with nr antennas. We propose a transmission method based on artificial noise and linear precoding and a two-stage receiver method employing beamforming. Under this strategy, we first characterize the achievable secrecy rates of communication and prove that the achievable secure degrees-of-freedom (SDoF) is given by ds=nr-nj in the perfect channel state information (CSI) case. Second, we consider quantized CSI feedback using Grassmannian quantization of a function of the direct channel matrix and derive sufficient conditions for the quantization bit rate scaling as a function of transmit power for maintaining the achievable SDoF ds with perfect CSI and for having asymptotically zero secrecy rate loss due to quantization. Numerical simulations are also provided to support the theory.
While the impact of finite-rate feedback on the capacity of fading channels has been extensively studied in the literature, not much attention has been paid to this problem under secrecy constraint. In this work, we study the ergodic secret capacity of a multiple-input multiple-output multiple-antenna-eavesdropper (MIMOME) wiretap channel with quantized channel state information (CSI) at the transmitter and perfect CSI at the legitimate receiver, under the assumption that only the statistics of eavesdropper CSI is known at the transmitter. We refine the analysis of Lin et al.'s random vector quantization (RVQ) based artificial noise (AN) scheme, where a heuristic upper bound on the secrecy rate loss (compared to the perfect CSI case) was given. We propose a lower bound on the ergodic secrecy capacity. We show that the lower bound and the secrecy capacity with perfect CSI coincide asymptotically as the number of feedback bits and the AN power go to infinity. For practical applications, we propose a very efficient quantization codebook construction method for the two transmit antennas case.
While the impact of finite-rate feedback on the capacity of fading channels has been extensively studied in the literature, not much attention has been paid to this problem under secrecy constraint. In this work, we study the ergodic secret capacity of a multiple-input multiple-output multiple-antenna-eavesdropper (MIMOME) wiretap channel with quantized channel state information (CSI) at the transmitter and perfect CSI at the legitimate receiver, under the assumption that only the statistics of eavesdropper CSI is known at the transmitter. We refine the analysis of the random vector quantization (RVQ) based artificial noise (AN) scheme in [1], where a heuristic upper bound on the secrecy rate loss, when compared to the perfect CSI case, was given. We propose a lower bound on the ergodic secrecy capacity. We show that the lower bound and the secrecy capacity with perfect CSI coincide asymptotically as the number of feedback bits and the AN power go to infinity. For practical applications, we propose a very efficient quantization codebook construction method for the two transmit antennas case.
In this paper, we study a secure cooperative transmission system in which a transmitter (Alice) intends to send a secret message to an authorized receiver (Bob), with the aid of a friendly private cooperative jammer (Oscar), in the presence of a malicious eavesdropper (Eve). Specifically, artificial noise (AN) assisted secrecy beamforming is utilized for secure transmission. Under the imperfect channel state information (CSI) of legitimate channels and the statistic CSI of illegitimate channels, the optimal power allocation ratio between the information-bearing signal and the AN signal for maximizing secrecy rate is derived. Through mathematical analysis, we notice that the high channel estimation error is greatly detrimental to the realization of the positive secrecy rate in secure system. For overcoming this drawback, back propagation neural network (BPNN) is employed for a high accuracy channel estimation to simulate a realistic security communication scenario. The numerical results show that the channel estimation errors result in a decrease in secrecy rate, but the BPNN channel estimator still can guarantee secure transmission that verifies the feasibility of the application of physical layer security. Analytical derivations and numerical simulations are presented to validate the correctness of obtained expressions and our analysis.
The security of information over wireless channels has always been an important aspect of wireless communication research. In this paper, the secrecy performance of a spatial modulated system with an artificial noise is investigated over the Rayleigh channel, and the corresponding secrecy rate is analyzed in the presence of imperfect channel state information (CSI). Based on the secrecy performance analysis, the ergodic rates and the corresponding lower bounds of the legitimate receiver and eavesdropper are, respectively, derived. As a result, the closed-form lower bound of ergodic rate of the legitimate receiver is obtained, and the lower bound of ergodic rate of the eavesdropper and the corresponding ergodic secrecy rate (ESR) can be achieved by calculating the mean values. To avoid the mean operation and reduce the complexity, the closed-form approximated expression of ESR is also derived. This theoretical ESR can include the one under perfect CSI as a special case and has the value close to the corresponding simulation. Thus, it can provide good performance evaluation for the artificial-noise-aided spatial modulation system with imperfect CSI. Simulation results verify the effectiveness of the theoretical analysis. The system with imperfect CSI is found to have low ESR as compared to the one with perfect CSI due to the estimation error. Moreover, initially, the ESR increases with increasing power of artificial noise, but then, due to the total power constraint, it starts decreasing.