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Topological phase transitions and topological Mott insulator in Haldane-Hubbard model

Zhao-Long Gu, Kai Li, Jianxin Li

Published Dec 16, 2015• 2 citations
OpenAlex

Abstract

Topological phase transitions and the phase diagram of Haldane-Hubbard model are investigated using the variational cluster approach. With increasing the interaction strength, there are two successive topological phase transitions. The first is characterized by the closing and reopening of the single particle gap with the Chern number changing its sign, while the second is featured by the divergence of the topological Hamiltonian's spectrum with the Chern number changing from a non-zero integer to zero. The second topological phase transition is not accompanied with the single particle gap closing but is associated with the zeros of the single particle Green's function. Between these two topological phase transitions, there exists a non-magnetic topological Mott insulating phase with no gapless single particle edge states which cannot be adiabatically connected to any non-interacting Chern insulator.

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Topological phase transitions and the phase diagram of Haldane-Hubbard model are investigated using the variational cluster approach. With increasing the interaction strength, there are two successive topological phase transitions. The first is characterized by the closing and reopening of the single particle gap with the Chern number changing its sign, while the second is featured by the divergence of the topological Hamiltonian's spectrum with the Chern number changing from a non-zero integer to zero. The second topological phase transition is not accompanied with the single particle gap closing but is associated with the zeros of the single particle Green's function. Between these two topological phase transitions, there exists a non-magnetic topological Mott insulating phase with no gapless single particle edge states which cannot be adiabatically connected to any non-interacting Chern insulator.
We investigate properties of a topological Mott insulator in one dimension by examining the bulk topological invariant and the entanglement spectrum of a correlated electron model. We clarify how gapless edge states in a noninteracting topological band insulator evolve into spinon edge states in a topological Mott insulator. Furthermore, we propose a topological Mott transition, which is a new type of topological phase transition which has never been observed in free fermion systems. This unconventional transition occurs in spin liquid phases in the Mott insulator and is accompanied by zeros of the single-electron Green's function and a gap closing in the spin excitation spectrum.
Using dynamical mean-field theory and exact diagonalization we study the phase diagram of the repulsive Haldane-Hubbard model, varying the interaction strength and the sublattice potential difference. In addition to the quantum Hall phase with Chern number C=2 and the band insulator with C=0 present already in the noninteracting model, the system also exhibits a C=0 Mott insulating phase, and a C=1 quantum Hall phase. We explain the latter phase by a spontaneous symmetry breaking where one of the spin components is in the Hall state and the other in the band insulating state.
By employing the exact-diagonalization method, we revisit the ground-state phase diagram of the Haldane-Hubbard model on the honeycomb lattice with staggered sublattice potentials. The phase diagram includes the band insulator, Mott insulator, and two Chern insulator phases with Chern numbers C=2C=2C=2 and C=1C=1C=1, respectively. The character of transitions between different phases is studied by analyzing the lower-lying energy levels, excitation gaps, structure factors, and fidelity metric. We find that the C=1C=1C=1 phase can be continuously deformed into the C=2C=2C=2 phase without a gap closure in the periodic boundary condition, while a further analysis on the Berry curvatures indicates that the excitation gap closes at the phase boundary in a twisted boundary condition, accompanied by the discontinuities of structure factors. All the other phase transitions are found to be first-order ones as expected.
We investigate the emergence of topological features in the charge excitations of Mott insulators in the Chern-Hubbard model. In the strong correlation regime, treating electrons as the sum of holons and doublons excitations, we compute the topological phase diagram of Mott insulators at half-filling using composite operator formalism. The Green function zeros manifest as the tightly bound pairs of such elementary excitations of the Mott insulators. Our analysis examines the winding number associated with the occupied Hubbard bands and the band of Green's function zeros. We show that both the poles and zeros show gapless states and zeros, respectively, in line with bulk-boundary correspondence. The gapless edge states emerge in a junction geometry connecting a topological Mott band insulator and a topological Mott zeros phase. These include an edge electronic state that carries a charge and a charge-neutral gapless zero mode. Our study is relevant to several twisted materials with flat bands where interactions play a dominant role.
We study the topological properties of an extended Bose-Hubbard model with cyclically modulated hopping and on-site potential parameters, which can be realized with ultracold bosonic atoms in a one-dimensional optical superlattice. We show that the interacting bosonic chain at half filling and in the deep Mott insulating regime can simulate bosonic Chern insulators with a topological phase diagram similar to that of the Haldane model of noninteracting fermions. Furthermore, we explore the topological properties of the ground state by calculating the many-body Chern number, the quasiparticle energy spectrum with gapless edge modes, the topological pumping of the interacting bosons, and the topological phase transition from normal (trivial) to topological Mott insulators. We also present the global phase diagram of the many-body ground state, which contains a superfluid phase and two Mott insulating phases with trivial (a zero Chern number) and nontrivial topologies (a nonzero Chern number), respectively.
While the recent advances in topology have led to a classification scheme for electronic bands described by the standard theory of metals, a similar scheme has not emerged for strongly correlated systems such as Mott insulators in which a partially filled band carries no current. By including interactions in the topologically nontrivial Haldane model, we show that a quarter-filled state emerges with a nonzero Chern number provided the interactions are sufficiently large. We first motivate this result on physical grounds and then by two methods: Analytically by solving exactly a model in which interactions are local in momentum space and then numerically through the corresponding Hubbard model. All methods yield the same result: For sufficiently large interaction strengths, the quarter-filled Haldane model is a ferromagnetic topological Mott insulator with a Chern number of unity. Possible experimental realizations in cold-atom and solid-state systems are discussed.