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arXiv:2412.13302 · Physical review. B./Physical review. B

Topological charge excitations and Green's function zeros in paramagnetic Mott insulators

Emile Pangburn, C. Pépin, Anurag Banerjee

Published Jul 14, 2025• 4 citations
arXivHTMLPDF

Abstract

We investigate the emergence of topological features in the charge excitations of Mott insulators in the Chern-Hubbard model. In the strong correlation regime, treating electrons as the sum of holons and doublons excitations, we compute the topological phase diagram of Mott insulators at half-filling using composite operator formalism. The Green function zeros manifest as the tightly bound pairs of such elementary excitations of the Mott insulators. Our analysis examines the winding number associated with the occupied Hubbard bands and the band of Green's function zeros. We show that both the poles and zeros show gapless states and zeros, respectively, in line with bulk-boundary correspondence. The gapless edge states emerge in a junction geometry connecting a topological Mott band insulator and a topological Mott zeros phase. These include an edge electronic state that carries a charge and a charge-neutral gapless zero mode. Our study is relevant to several twisted materials with flat bands where interactions play a dominant role.

DOI
10.1103/4k4y-4hj4

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We use a real-space slave-rotor theory of the physics of topological Mott insulators, using the Kane-Mele-Hubbard model as an example, and show that a topological gap in the Green function zeros corresponds to a gap in the bulk spinon spectrum and implies a gapless band of edge zeros and a spinon edge mode. We then consider an interface between a topological Mott insulator and a conventional topological insulator showing how the spinon edge mode of the topological Mott insulator combines with the spin part of the conventional electron topological edge state, leaving a non-Fermi liquid edge mode described by a gapless propagating holon and gapped spinon state. Our work demonstrates the physical meaning of Green function zeros and shows that interfaces between conventional and Mott topological insulators are a rich source of new physics.
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We investigate properties of a topological Mott insulator in one dimension by examining the bulk topological invariant and the entanglement spectrum of a correlated electron model. We clarify how gapless edge states in a noninteracting topological band insulator evolve into spinon edge states in a topological Mott insulator. Furthermore, we propose a topological Mott transition, which is a new type of topological phase transition which has never been observed in free fermion systems. This unconventional transition occurs in spin liquid phases in the Mott insulator and is accompanied by zeros of the single-electron Green's function and a gap closing in the spin excitation spectrum.
We study the formation of subgap impurity states in strongly correlated Mott insulators. We use a composite operator method that gives us access to both the bulk Green's function, as well as to the real-space Green's function in the presence of an impurity. Similar to the non-interacting systems, we show that the formation of impurity subgap states at large impurity potential ("Mott ring states") depends rather on the band-mixing, than on the topological character of the system. Thus even a trivial Mott insulator can under certain conditions exhibit ring states. For the system studied here the band mixing is that between the holon and doublon elementary excitations rather than an orbital mixing. Moreover we study the formation of bands of zeros in the correlated Green's function, believed to exhibit a free quasiparticle-like behavior. We show that in the presence of an impurity the same conclusion can be applied, i.e. ``Mott zeros ring states" form in the presence of topological bands of zeros, but also for trivial quasi-flat bands of zeros with band mixing.
Topological phase transitions and the phase diagram of Haldane-Hubbard model are investigated using the variational cluster approach. With increasing the interaction strength, there are two successive topological phase transitions. The first is characterized by the closing and reopening of the single particle gap with the Chern number changing its sign, while the second is featured by the divergence of the topological Hamiltonian's spectrum with the Chern number changing from a non-zero integer to zero. The second topological phase transition is not accompanied with the single particle gap closing but is associated with the zeros of the single particle Green's function. Between these two topological phase transitions, there exists a non-magnetic topological Mott insulating phase with no gapless single particle edge states which cannot be adiabatically connected to any non-interacting Chern insulator.
We propose a new correlated topological state, which we call a higher-order topological Mott insulator (HOTMI). This state exhibits a striking bulk-boundary correspondence due to electron correlations. Namely, the topological properties in the bulk, characterized by the Z_{3} spin-Berry phase, result in gapless corner modes emerging only in spin excitations (i.e., the single-particle excitations remain gapped around the corner). We demonstrate the emergence of the HOTMI in a Hubbard model on the kagome lattice, and elucidate how strong correlations change gapless corner modes at the noninteracting case.