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Physical Review Letters

General Relation of Correlation Exponents and Spectral Properties of One-Dimensional Fermi Systems: Application to the Anisotropic S=12 Heisenberg Chain

F. D. M. Haldane

Published Oct 20, 1980• 760 citations
Publisher

Abstract

A relation between the spectrum and correlation exponents of the Luttinger model is argued to be a general property of a universality class called "Luttinger liquids." The spinless fermion model equivalent to the $S=\frac{1}{2}$ Heisenberg-Ising -$\mathrm{XY}$ chain in a field is argued to belong to this class, allowing for the first time the systematic calculation of its correlation exponents.

DOI
10.1103/physrevlett.45.1358

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‘Luttinger liquid theory’ of one-dimensional quantum fluids I: Properties of the Luttinger model and their extension to the general 1D interacting spinless Fermi gas

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'Luttinger liquid theory' of one-dimensional quantum fluids. I. Properties of the Luttinger model and their extension to the general 1D interacting spinless Fermi gas

F. D. M. Haldane

The explicitly soluble Luttinger model is used as a basis for the description of the general interacting Fermi gas in one dimension, which will be called 'Luttinger liquid theory', by analogy with Fermi liquid theory. The excitation spectrum of the Luttinger model is described by density-wave, charge and current excitations; its spectral properties determine a characteristic parameter that controls the correlation function exponents. These relations are shown to survive in non-soluble generalisations of the model with a non-linear fermion dispersion. It is proposed that this low-energy structure is universal to a wide class of 1D systems with conducting or fluid properties, including spin chains.

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The physics of one-dimensional systems of interacting fermions strongly differs from the picture offered by Fermi liquid theory. The low-energy properties of metallic, paramagnetic 1D Fermi systems are well described by the Luttinger liquid (LL) theory. Among other properties, the homogeneous LL is known to exhibit power-law behaviour for various correlation functions. For spin rotational invariant models, the exponents can be expressed in terms of a single parameter Kρ, which is known to be non-universal. The LL concept emerged in the study of homogeneous systems with periodic boundary condition (PBC). In these models the local spectral function shows a power-law suppression at energies asymptotically close to the chemical potential µ. Theoretically, this is very well understood and the exact LL parameter Kρ is known for a set of integrable models. In the last decades however, the interest shifted towards the investigation of LLs with PBC including impurities. The fact that these systems have been shown to scale to chains with open ends led to the study of several models where open boundary condition (OBC) are introduced. As the translational invariance is broken, the exponent of the power-law suppression close to the boundary differs from the one in the bulk. The present work is devoted to the study of the local spectral function of two lattice models of LLs with open boundaries, namely the spinless fermions model with nearest neighbour interaction and the 1D Hubbard model, with the methods of perturbation theory. It is demonstrated that many aspects of the spectral properties can be understood within the HF theory. Despite what one usually reads about one-dimensional interacting Fermi systems, in the presence of the boundary perturbation theory is already capable of providing meaningful results. Concurrently, this method also allows us to develop an understanding of the dip appearing in the local spectral function at an energy different from the chemical potential.

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QUANTUM HALL EDGE PHYSICS AND ITS ONE-DIMENSIONAL LUTTINGER LIQUID DESCRIPTION

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We describe the relationship between quantum Hall edge states and the one-dimensional Luttinger liquid model. The Luttinger liquid model originated from studies of one-dimensional Fermi systems, however, it results that many ideas inspired by such a model can find applications to phenomena occurring even in higher dimensions. Quantum Hall systems which essentially are correlated two-dimensional electronic systems in a strong perpendicular magnetic field have an edge. It turns out that the quantum Hall edge states can be described by a one-dimensional Luttinger model. In this work, we give a general background of the quantum Hall and Luttinger liquid physics and then point out the relationship between the quantum Hall edge states and its one-dimensional Luttinger liquid representation. Such a description is very useful given that the Luttinger liquid model has the property that it can be bosonized and solved. The fact that we can introduce a simpler model of noninteracting bosons, even if the quantum Hall edge states of electrons are interacting, allows one to calculate exactly various quantities of interest. One such quantity is the correlation function which, in the asymptotic limit, is predicted to have a power law form. The Luttinger liquid model also suggests that such a power law exponent should have a universal value. A large number of experiments have found the quantum Hall edge states to show behavior consistent with a Luttinger liquid description. However, while a power law dependence of the correlation function has been observed, the experimental values of the exponent appear not to be universal. This discrepancy might be due to various correlation effects between electrons that sometimes are not easy to incorporate within a standard Luttinger liquid model.

Series on directions in condensed matter physics•Oct 24, 2013•0 citations
A relation between the spectrum and correlation exponents of the Luttinger model is argued to be a general property of a universality class called "Luttinger liquids." The spinless fermion model equivalent to the S=12S=\frac{1}{2}S=21​ Heisenberg-Ising -XY\mathrm{XY}XY chain in a field is argued to belong to this class, allowing for the first time the systematic calculation of its correlation exponents.
The explicitly soluble Luttinger model is used as a basis for the description of the general interacting Fermi gas in one dimension, which will be called 'Luttinger liquid theory', by analogy with Fermi liquid theory. The excitation spectrum of the Luttinger model is described by density-wave, charge and current excitations; its spectral properties determine a characteristic parameter that controls the correlation function exponents. These relations are shown to survive in non-soluble generalisations of the model with a non-linear fermion dispersion. It is proposed that this low-energy structure is universal to a wide class of 1D systems with conducting or fluid properties, including spin chains.
The explicitly soluble Luttinger model is used as a basis for the description of the general interacting Fermi gas in one dimension, which will be called 'Luttinger liquid theory', by analogy with Fermi liquid theory. The excitation spectrum of the Luttinger model is described by density-wave, charge and current excitations; its spectral properties determine a characteristic parameter that controls the correlation function exponents. These relations are shown to survive in non-soluble generalisations of the model with a non-linear fermion dispersion. It is proposed that this low-energy structure is universal to a wide class of 1D systems with conducting or fluid properties, including spin chains.
The physics of one-dimensional systems of interacting fermions strongly differs from the picture offered by Fermi liquid theory. The low-energy properties of metallic, paramagnetic 1D Fermi systems are well described by the Luttinger liquid (LL) theory. Among other properties, the homogeneous LL is known to exhibit power-law behaviour for various correlation functions. For spin rotational invariant models, the exponents can be expressed in terms of a single parameter Kρ, which is known to be non-universal. The LL concept emerged in the study of homogeneous systems with periodic boundary condition (PBC). In these models the local spectral function shows a power-law suppression at energies asymptotically close to the chemical potential µ. Theoretically, this is very well understood and the exact LL parameter Kρ is known for a set of integrable models. In the last decades however, the interest shifted towards the investigation of LLs with PBC including impurities. The fact that these systems have been shown to scale to chains with open ends led to the study of several models where open boundary condition (OBC) are introduced. As the translational invariance is broken, the exponent of the power-law suppression close to the boundary differs from the one in the bulk. The present work is devoted to the study of the local spectral function of two lattice models of LLs with open boundaries, namely the spinless fermions model with nearest neighbour interaction and the 1D Hubbard model, with the methods of perturbation theory. It is demonstrated that many aspects of the spectral properties can be understood within the HF theory. Despite what one usually reads about one-dimensional interacting Fermi systems, in the presence of the boundary perturbation theory is already capable of providing meaningful results. Concurrently, this method also allows us to develop an understanding of the dip appearing in the local spectral function at an energy different from the chemical potential.
We show that one-dimensional quantum systems with gapless degrees of freedom and open boundary conditions form a universality class of quantum critical behavior, which we propose to call ``bounded Luttinger liquids.'' They share the following properties with ordinary (periodic) Luttinger liquids: the absence of fermionic quasiparticle excitations, charge-spin separation, and anomalous power-law correlations with exponents whose scaling relations are parametrized by a single coupling constant per degree of freedom, ${K}_{\ensuremath{\nu}}.$ The values of ${K}_{\ensuremath{\nu}}$ are independent of boundary conditions, but the representation of the critical exponents in terms of these ${K}_{\ensuremath{\nu}}'\mathrm{s}$ depends on boundary conditions. We illustrate these scaling relations by exploring general rules for boundary critical exponents derived earlier using the Bethe ansatz solution of the one-dimensional Hubbard model together with boundary conformal field theory, and the theory of Luttinger liquids in finite-size systems. We apply this theory to the photoemission properties of the organic conductors (TMTSF)2X,(\mathrm{TMTSF}{)}_{2}X,(TMTSF)2​X, where TMTSF is tetramethyltetraselenafulvalene, and X=ClO9,X={\mathrm{ClO}}_{9},X=ClO9​, PF6,{\mathrm{PF}}_{6},PF6​, ReO4,\mathrm{Re}{\mathrm{O}}_{4},ReO4​, and discuss to what extent the assumption of finite strands with open boundaries at the sample surface can reconcile the experimental results with independent information on the Luttinger-liquid state in these materials.
The critical behavior of one-dimensional interacting Fermi systems is expected to display universality features, called Luttinger liquid behavior. Critical exponents and certain thermodynamic quantities are expected to be related among each others by model-independent formulas. We establish such relations, the proof of which has represented a challenging mathematical problem, for a general model of spinning fermions on a one dimensional lattice; interactions are short ranged and satisfy a positivity condition which makes the model critical at zero temperature. Proofs are reported in two papers: in the present one, we demonstrate that the zero temperature response functions in the thermodynamic limit are Borel summable and have anomalous power-law decay with multiplicative logarithmic corrections. Critical exponents are expressed in terms of convergent expansions and depend on all the model details. All results are valid for the special case of the Hubbard model. 1 Main Results 1.1
We describe the relationship between quantum Hall edge states and the one-dimensional Luttinger liquid model. The Luttinger liquid model originated from studies of one-dimensional Fermi systems, however, it results that many ideas inspired by such a model can find applications to phenomena occurring even in higher dimensions. Quantum Hall systems which essentially are correlated two-dimensional electronic systems in a strong perpendicular magnetic field have an edge. It turns out that the quantum Hall edge states can be described by a one-dimensional Luttinger model. In this work, we give a general background of the quantum Hall and Luttinger liquid physics and then point out the relationship between the quantum Hall edge states and its one-dimensional Luttinger liquid representation. Such a description is very useful given that the Luttinger liquid model has the property that it can be bosonized and solved. The fact that we can introduce a simpler model of noninteracting bosons, even if the quantum Hall edge states of electrons are interacting, allows one to calculate exactly various quantities of interest. One such quantity is the correlation function which, in the asymptotic limit, is predicted to have a power law form. The Luttinger liquid model also suggests that such a power law exponent should have a universal value. A large number of experiments have found the quantum Hall edge states to show behavior consistent with a Luttinger liquid description. However, while a power law dependence of the correlation function has been observed, the experimental values of the exponent appear not to be universal. This discrepancy might be due to various correlation effects between electrons that sometimes are not easy to incorporate within a standard Luttinger liquid model.