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arXiv:cond-mat/9912392 · Physical review. B, Condensed matter

Bounded Luttinger liquids as a universality class of quantum critical behavior

Johannes Voit, Yupeng Wang, M. Grioni

Published Mar 15, 2000• 34 citations
arXivHTMLPDF

Abstract

We show that one-dimensional quantum systems with gapless degrees of freedom and open boundary conditions form a universality class of quantum critical behavior, which we propose to call ``bounded Luttinger liquids.'' They share the following properties with ordinary (periodic) Luttinger liquids: the absence of fermionic quasiparticle excitations, charge-spin separation, and anomalous power-law correlations with exponents whose scaling relations are parametrized by a single coupling constant per degree of freedom, ${K}_{\ensuremath{\nu}}.$ The values of ${K}_{\ensuremath{\nu}}$ are independent of boundary conditions, but the representation of the critical exponents in terms of these ${K}_{\ensuremath{\nu}}'\mathrm{s}$ depends on boundary conditions. We illustrate these scaling relations by exploring general rules for boundary critical exponents derived earlier using the Bethe ansatz solution of the one-dimensional Hubbard model together with boundary conformal field theory, and the theory of Luttinger liquids in finite-size systems. We apply this theory to the photoemission properties of the organic conductors $(\mathrm{TMTSF}{)}_{2}X,$ where TMTSF is tetramethyltetraselenafulvalene, and $X={\mathrm{ClO}}_{9},$ ${\mathrm{PF}}_{6},$ $\mathrm{Re}{\mathrm{O}}_{4},$ and discuss to what extent the assumption of finite strands with open boundaries at the sample surface can reconcile the experimental results with independent information on the Luttinger-liquid state in these materials.

DOI
10.1103/physrevb.61.7930

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We show that one-dimensional quantum systems with gapless degrees of freedom and open boundary conditions form a universality class of quantum critical behavior, which we propose to call ``bounded Luttinger liquids.'' They share the following properties with ordinary (periodic) Luttinger liquids: the absence of fermionic quasiparticle excitations, charge-spin separation, and anomalous power-law correlations with exponents whose scaling relations are parametrized by a single coupling constant per degree of freedom, K\ensuremathν.{K}_{\ensuremath{\nu}}.K\ensuremathν​. The values of K\ensuremathν{K}_{\ensuremath{\nu}}K\ensuremathν​ are independent of boundary conditions, but the representation of the critical exponents in terms of these K\ensuremathν′s{K}_{\ensuremath{\nu}}'\mathrm{s}K\ensuremathν′​s depends on boundary conditions. We illustrate these scaling relations by exploring general rules for boundary critical exponents derived earlier using the Bethe ansatz solution of the one-dimensional Hubbard model together with boundary conformal field theory, and the theory of Luttinger liquids in finite-size systems. We apply this theory to the photoemission properties of the organic conductors (TMTSF)2X,(\mathrm{TMTSF}{)}_{2}X,(TMTSF)2​X, where TMTSF is tetramethyltetraselenafulvalene, and X=ClO9,X={\mathrm{ClO}}_{9},X=ClO9​, PF6,{\mathrm{PF}}_{6},PF6​, ReO4,\mathrm{Re}{\mathrm{O}}_{4},ReO4​, and discuss to what extent the assumption of finite strands with open boundaries at the sample surface can reconcile the experimental results with independent information on the Luttinger-liquid state in these materials.
The critical behavior of one-dimensional interacting Fermi systems is expected to display universality features, called Luttinger liquid behavior. Critical exponents and certain thermodynamic quantities are expected to be related among each others by model-independent formulas. We establish such relations, the proof of which has represented a challenging mathematical problem, for a general model of spinning fermions on a one dimensional lattice; interactions are short ranged and satisfy a positivity condition which makes the model critical at zero temperature. Proofs are reported in two papers: in the present one, we demonstrate that the zero temperature response functions in the thermodynamic limit are Borel summable and have anomalous power-law decay with multiplicative logarithmic corrections. Critical exponents are expressed in terms of convergent expansions and depend on all the model details. All results are valid for the special case of the Hubbard model. 1 Main Results 1.1
We review the progress in the theory of one-dimensional (ID) Fermi liquids which has occurred over the past decade. The usual Fermi liquid theory, based on a quasi-particle picture, breaks down in one dimension because of the Peierls divergence in the particle-hole bubble, producing anomalous dimensions of operators, and because of charge-spin separation. Both are related to the importance of scattering processes transferring finite momentum. A description of the low-energy properties of gapless 1D quantum systems can be based on the exactly solvable Luttinger model which incorporates these features, and whose correlation functions can be calculated. Special properties of the eigenvalue spectrum, parameterized by one renormalized velocity and one effective coupling constant per degree of freedom, fully describe the physics of this model. Other gapless 1D models share these properties in a low-energy subspace. The concept of a "Luttinger liquid" implies that their low-energy properties are described by an effective Luttinger model, and constitutes the universality class of these quantum systems. Once the mapping on the Luttinger model is achieved, one has an asymptotically exact solution of the 1D many-body problem. Lattice models identified as Luttinger liquids include the 1D Hubbard model off half-filling, and variants such as the t-J- or the extended Hubbard model. In addition, 1D electron-phonon systems or metals with impurities can be Luttinger liquids, as well as the edge states in the quantum Hall effect.
The physics of one-dimensional systems of interacting fermions strongly differs from the picture offered by Fermi liquid theory. The low-energy properties of metallic, paramagnetic 1D Fermi systems are well described by the Luttinger liquid (LL) theory. Among other properties, the homogeneous LL is known to exhibit power-law behaviour for various correlation functions. For spin rotational invariant models, the exponents can be expressed in terms of a single parameter Kρ, which is known to be non-universal. The LL concept emerged in the study of homogeneous systems with periodic boundary condition (PBC). In these models the local spectral function shows a power-law suppression at energies asymptotically close to the chemical potential µ. Theoretically, this is very well understood and the exact LL parameter Kρ is known for a set of integrable models. In the last decades however, the interest shifted towards the investigation of LLs with PBC including impurities. The fact that these systems have been shown to scale to chains with open ends led to the study of several models where open boundary condition (OBC) are introduced. As the translational invariance is broken, the exponent of the power-law suppression close to the boundary differs from the one in the bulk. The present work is devoted to the study of the local spectral function of two lattice models of LLs with open boundaries, namely the spinless fermions model with nearest neighbour interaction and the 1D Hubbard model, with the methods of perturbation theory. It is demonstrated that many aspects of the spectral properties can be understood within the HF theory. Despite what one usually reads about one-dimensional interacting Fermi systems, in the presence of the boundary perturbation theory is already capable of providing meaningful results. Concurrently, this method also allows us to develop an understanding of the dip appearing in the local spectral function at an energy different from the chemical potential.
Abstract. I give a brief introduction to Luttinger liquids. Luttinger liquids are paramagnetic one-dimensional metals without Landau quasi-particle excitations. The elementary excitations are collective charge and spin modes, leading to charge-spin separation. Correlation functions exhibit power-law behavior. All physical properties can be calculated, e.g. by bosonization, and depend on three parameters only: the renormalized coupling constant Kρ, and the charge and spin velocities. I also discuss the stability of Luttinger liquids with respect to temperature, interchain coupling, lattice effects and phonons, and list important open problems. WHAT IS A LUTTINGER LIQUID ANYWAY? Ordinary, three-dimensional metals are described by Fermi liquid theory. Fermi liquid theory is about the importance of electron-electron interactions in metals. It states that there is a 1:1-correspondence between the low-energy excitations of a free Fermi gas, and those of an interacting electron liquid which are termed “quasiparticles” [1]. Roughly speaking, the combination of the Pauli principle with low excitation energy (e.g. T ≪ EF) and the large phase space available in 3D, produces
Universal scaling relations for dissipative Tomonaga-Luttinger (TL) liquids with SU(N\mathrm{SU}(NSU(N) spin symmetry are obtained for both fermions and bosons, by using asymptotic Bethe-ansatz solutions and conformal field theory (CFT) in one-dimensional non-Hermitian quantum many-body systems with SU(N\mathrm{SU}(NSU(N) symmetry. We uncover that the spectrum of dissipative TL liquids with SU(N\mathrm{SU}(NSU(N) spin symmetry is described by the sum of one charge mode characterized by a complex generalization of c=1c=1c=1 U(1) Gaussian CFT, and $N\ensuremath{-}1$ spin modes characterized by level-1SU(N1\phantom{\rule{4pt}{0ex}}\mathrm{SU}(N1SU(N) Kac-Moody algebra with the conformal anomaly $c=N\ensuremath{-}1$, and thereby dissipation only affects the charge mode as a result of spin-charge separation in one-dimensional non-Hermitian quantum systems. The derivation is based on a complex generalization of Haldane's ideal-gas description, which is implemented by the SU(N\mathrm{SU}(NSU(N) Calogero-Sutherland model with inverse-square long-range interactions.