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Proceedings of the American Mathematical Society

On Postulates for General Quantum Mechanics

David B. Lowdenslager

Published Feb 1, 1957• 10 citations
Publisher

Abstract

A collection of postulates for the observable quantities in a general quantum mechanical system has been given by Segal, [4]. In this system, the observables form a real Banach space S which is partially ordered by a closed convex positive cone P, and which has a unit element e interior to the positive cone, all satisfying Pf(e-P) =S1(e)CSi(0), where Sr(x) is the solid sphere of radius r, center x. Alternatively, S is a partially ordered linear space with an element e>O which is a Banach space under the norm llxi =min {X: -Xe ?x <Xe }, where the minimum is attained. Let us call such a space a partially ordered Banach space with unit. We shall show that any such Banach space S with order unit e can be given the algebraic structure postulated by Segal, in possibly different ways. In this proof it is very useful to have an alternative formulation of Segal's postulates stated in terms of the partial ordering alone. We are then able to give examples of such systems with various pathologies and to classify the three dimensional ones. Finally we shall give a necessary and sufficient condition that a system of operators satisfying these postulates be a C* special Jordan algebra: the system of hermitean elements of a C* algebra. DEFINITION. A spectral function L on a partially ordered Banach space S with order unit e is a function assigning to each point x ES a

DOI
10.1090/s0002-9939-1957-0084741-9

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A collection of postulates for the observable quantities in a general quantum mechanical system has been given by Segal, [4]. In this system, the observables form a real Banach space S which is partially ordered by a closed convex positive cone P, and which has a unit element e interior to the positive cone, all satisfying Pf(e-P) =S1(e)CSi(0), where Sr(x) is the solid sphere of radius r, center x. Alternatively, S is a partially ordered linear space with an element e>O which is a Banach space under the norm llxi =min {X: -Xe ?x <Xe }, where the minimum is attained. Let us call such a space a partially ordered Banach space with unit. We shall show that any such Banach space S with order unit e can be given the algebraic structure postulated by Segal, in possibly different ways. In this proof it is very useful to have an alternative formulation of Segal's postulates stated in terms of the partial ordering alone. We are then able to give examples of such systems with various pathologies and to classify the three dimensional ones. Finally we shall give a necessary and sufficient condition that a system of operators satisfying these postulates be a C* special Jordan algebra: the system of hermitean elements of a C* algebra. DEFINITION. A spectral function L on a partially ordered Banach space S with order unit e is a function assigning to each point x ES a
We present in this paper a set of postulates for a physical system and deduce from these the main general features of the quantum theory of stationary states. Our theory is strictly operational in the sense that only the observables of the physical system are involved in the postulates. The collection of all bounded self-adj oint operators on a Hilbert space, which has previously been used as a mathematical model for the observables in quantum mechanics, satisfy the postulates, as do a variety of considerably more general mathematical structures. We show that for any two observables there exists a pure state of the system (this term being defined essentially as done by von Neumann and Weyl) in which they have different (expectation) values. Each observable has a spectral resolution, and a state of the system induces, in a natural way, a probability distribution on the range of spectral values of each observable. A number of observables are simultaneously observable if and only if they commute (although the product of two observables is not defined in general, a reasonable notion of commutativity can be introduced). Inasmuch as Hilbert space plays no role in our theory, our proofs are necessarily of a different character from the proofs of these results for the case of the system of all bounded selfadjoint operators. Actually, Hilbert space appears to be somewhat inadequate as a state space even for the latter system, in that there exist pure states of the system which cannot be represented in the usual way by rays of the Hilbert space. The postulates are partly algebraic and partly metric. The algebraic postulates require essentially that an observable can be multiplied by real numbers and raised to integral powers, and that any two observables can be added. It is assumed that the usual algebraic laws are satisfied so that (1) the observables can be treated like the elements of a linear space, and (2) the usual rules for dealing with polynomials in one variable with real coefficients remain valid when the variable is replaced by an observable. It is not assumed that two observables have a product. The metric postulates require that for each observable there be defined a kind of maximum numerical value, which plays the part of a norm, and has various properties in accord with its physical significance. While this norm is quite essential to the development of the theory, an interesting consequence of the theory is that the norm can be (uniquely) defined in a purely algebraic fashion. This shows that the objective features of a physical system,-the spectral values and probability distributions of the observables, and the pure states,-are completely determined by the algebra of observables, i.e., by the rules for addition, scalar multiplication, and powers, of observables.
This paper presents a generalization of quantum mechanics from conventional Hilbert space formalism to Banach space one. We construct quantum theory starting with any complex Banach space beyond a complex Hilbert space, through using a basic fact that a complex Banach space always admits a semi-inner product. Precisely, in a complex Banach space X\mathbb{X}X with a given semi-inner product, a pure state is defined by Lumer \cite{Lumer1961} to be a bounded linear functional on the space of bounded operators determined by a normalized element of X\mathbb{X}X under the semi-inner product, and then the state space S(X)\mathcal{S} (\mathbb{X})S(X) of the system is the weakly closed convex set spanned by all pure states. Based on Lumer's notion of the state, we associate a quantum system with a complex Banach space X\mathbb{X}X equipped with a fixed semi-inner product, and then define a physical event at a quantum state ω∈S(X)ω\in \mathcal{S}(\mathbb{X})ω∈S(X) to be a projection PPP (bounded operator such that P2=PP^2 =PP2=P) in X\mathbb{X}X satisfying the positivity condition 0≤ω(P)≤1,0 \le ω(P) \le 1,0≤ω(P)≤1, and a physical quantity at a quantum state ωωω to be a spectral operator of scalar type with real spectrum so that the associated spectral projections are all physical events at ω.ω.ω. The Born formula for measurement of a physical quantity is the natural pairing of operators with linear functionals satisfying the probability conservation law. A time evolution of the system is governed by a one-parameter group of invertible spectral operators determined by a scalar type operator with the real spectrum, which satisfies the Schrödinger equation. Our formulation is just a generalization of the Dirac-von Neumann formalism of quantum mechanics to the Banach space setting. We include some examples for illustration.
I discuss a set of strong, but probabilistically intelligible, axioms from which one can {\em almost} derive the appratus of finite dimensional quantum theory. Stated informally, these require that systems appear completely classical as restricted to a single measurement, that different measurements, and likewise different pure states, be equivalent (up to the action of a compact group of symmetries), and that every state be the marginal of a bipartite non-signaling state perfectly correlating two measurements. This much yields a mathematical representation of measurements and states that is already very suggestive of quantum mechanics. In particular, in any theory satisfying these axioms, measurements can be represented by orthonormal subsets of, and states, by vectors in, an ordered real Hilbert space -- in the quantum case, the space of Hermitian operators, with its usual tracial inner product. One final postulate (a simple minimization principle, still in need of a clear interpretation) forces the positive cone of this space to be homogeneous and self-dual and hence, to be the the state space of a formally real Jordan algebra. From here, the route to the standard framework of finite-dimensional quantum mechanics is quite short.
Continuing the development [4] of an aspect of the approach to the axiomatization of quantum mechanics of G. W. Mackey [3], we consider here the real linear space X of signed measures on the set P of events generated by the states, and the set F0 of linear functionals on X which are induced in a natural way by the bounded observables. A necessary and sufficient condition for two events to be simultaneously measurable is found in terms of the order structure of F0, with the following consequence: if F0 is a lattice, P is deterministic. At the opposite extreme, F0 is said to be an anti-lattice1 if the greatest lower bound exists only for comparable pairs of its elements and we show in this case that the center of P is trivial. Our results extend those of R. V. Kadison [l], in which F0 and P are the self-adjoint operators and projections respectively in a uniformly closed self-adjoint operator algebra. While the framework and plan of the proofs were inspired by Kadison's work, almost none of the apparatus used by him is available here with the result that, in detail, our techniques are quite different from his. Let P be a weakly modular partially ordered set (see [4]). A function x from P to the non-negative real numbers and + oo is said to be a measure if x(0) =0 and x is countably additive in the sense that whenever {a,} is a pairwise orthogonal sequence of elements of P, then x(Ua?) = 2Zxiad- If x is a measure and {bt} EP is an increasing (decreasing) sequence with supremum (infimum) b, then x(&?) —*x(6). A countably additive function x from P to the extended real numbers is a signed measure if x(0) =0 and x takes on at most one of the values + =o and — oo ; x is finite if x(l) is finite. Define the functions 5 and i on the signed measures on P by six) = sup(x(a) : aEP\, fx) =inf {x(a): aEP} and set ||x|| =s(x)—?(x). Clearly ||x|| < oo if and only if x is finite. It iseasy toseethat||x|| = sup {x(a)— xia'):aE P} ■ Lemma 1. Let X be a real linear space of finite signed measures on P. Then the function || || defined above is a norm for X and, under this norm and its natural partial ordering, X is a partially ordered normed linear space. That is,2
Abstract In this paper, we review Segal’s postulates for general Quantum Mechanics, updating and clarifying their mathematical formulation to simplify them. Our approach provides additional insights as well as a pathway to easily contribute new results to the body of knowledge on systems of observables. Moreover, we introduce the notion of complex system of observables, which arises naturally from the analysis carried out. As we show, these last systems of observables are related to the classical (real) ones through the process of complexification. Taking advantage of this, algebraic systems of observables are completely determined in both the real and complex cases.