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arXiv:2306.05630

Banach space formalism of quantum mechanics

Zeqian Chen

Published Jun 9, 2023• 1 citation
arXivHTMLPDF

Abstract

This paper presents a generalization of quantum mechanics from conventional Hilbert space formalism to Banach space one. We construct quantum theory starting with any complex Banach space beyond a complex Hilbert space, through using a basic fact that a complex Banach space always admits a semi-inner product. Precisely, in a complex Banach space $\mathbb{X}$ with a given semi-inner product, a pure state is defined by Lumer \cite{Lumer1961} to be a bounded linear functional on the space of bounded operators determined by a normalized element of $\mathbb{X}$ under the semi-inner product, and then the state space $\mathcal{S} (\mathbb{X})$ of the system is the weakly closed convex set spanned by all pure states. Based on Lumer's notion of the state, we associate a quantum system with a complex Banach space $\mathbb{X}$ equipped with a fixed semi-inner product, and then define a physical event at a quantum state $ω\in \mathcal{S}(\mathbb{X})$ to be a projection $P$ (bounded operator such that $P^2 =P$) in $\mathbb{X}$ satisfying the positivity condition $0 \le ω(P) \le 1,$ and a physical quantity at a quantum state $ω$ to be a spectral operator of scalar type with real spectrum so that the associated spectral projections are all physical events at $ω.$ The Born formula for measurement of a physical quantity is the natural pairing of operators with linear functionals satisfying the probability conservation law. A time evolution of the system is governed by a one-parameter group of invertible spectral operators determined by a scalar type operator with the real spectrum, which satisfies the Schrödinger equation. Our formulation is just a generalization of the Dirac-von Neumann formalism of quantum mechanics to the Banach space setting. We include some examples for illustration.

DOI
10.48550/arxiv.2306.05630

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The authors present briefly the basic notions of the quantum formalism: pure and mixed states; quantum observables; quantum probability; Born’s rule, superposition, and ‘state collapse’; the projection postulate (von Neumann–Lüders postulate); Dirac’s ket and bra-vector notations; elements of quantum information theory and quantum logic; Schrödinger’s and von Neumann’s equations; unitary dynamics; and positive operator valued measures. They also define the basic mathematical notions related to the quantum formalism: Hilbert space; scalar product; norm; Hermitian operator (matrix); projector; and unitary operator and adjoint operator. This chapter may be useful for newcomers to the field, but for those readers who have preliminary knowledge about quantum mechanics (QM) they can proceed directly to advanced chapters. These keywords were added by machine and not by the authors. This process is experimental and the keywords may be updated as the learning algorithm improves.
I start by briefly overviewing quantum mechanics as it is standardly formulated and by discussing the question of whether this standard formulation needs to be supplemented by an interpretation. The overview is based mainly on Von Neumann (1932, 1955) and its aim is not to give the reader a crash course in quantum mechanics, but to present those parts of the standard formalism which I use in this book. For a more complete treatment, the reader may consult the standard textbooks on quantum mechanics or, for instance, Sudbery (1986) or Redhead (1987). The standard formulation The standard formulation of quantum mechanics can be introduced in four steps. The first step is that in quantum mechanics one describesthe physics of a system by means of a Hilbert space ℋ. This Hilbert space is a complex linear vector space on which an inner product is defined. Let's adopt the convention (please consult the Glossary at the end of the book for notational conventions) that α refers to a system and that is the Hilbert space that is associated with this system. Let ∣ℋ α 〉 denote a vector in ℋ α and let 〈ψ α ∣φ α 〉 be the inner product between the vectors ∣ψ α 〉 and ∣φ α 〉.
Quantum mechanics describes the physical state of a microscopic system using vectors in a complex Hilbert space rather than deterministic numerical variables. This mathematical formulation provides a rigorous framework for understanding quantum superposition, probability, and measurement. The Hilbert space structure allows quantum states to be represented as normalized vectors, while inner products define transition probabilities through the Born rule. Linear operators acting on these vectors correspond to measurable physical observables such as position, momentum, and energy. This paper presents a concise mathematical treatment of quantum states in Hilbert space, emphasizing vector representation, superposition, normalization, and projection-based measurement. In addition, the mathematical formulation underlying the concept of quantum immortality is briefly discussed from the perspective of the Many-Worlds Interpretation. The study demonstrates how linear algebra serves as the fundamental language of modern quantum mechanics and provides the theoretical basis for advanced areas including quantum computation, quantum information theory, and quantum communication.
We review the postulates of quantum mechanics with respect to the representation of physical states and measurable quantities, their time evolution, and the interpretation of measurements. We first formulate the postulates in terms of wave functions and differential operators, and then reformulate them in the abstract Hilbert space of state vectors, using Dirac’s notations. Improper states subject to Dirac’s delta normalization are introduced, and the space of physical states is extended to include them. The postulates are rationalized by associating each Hermitian linear operator with a complete orthonormal system of its eigenvectors, where measurement probabilities depend on the projections of these eigenvectors on the system’s state vector. Particularly, wave functions are identified as projections of state vectors on the position operator eigenstates. State vectors representing multidimensional systems are formulated as tensor products of vectors in their subspaces. Finally, we address the general uncertainty relations in simultaneous measurements of different observables.
From here, we take up the task of reformulating quantum mechanics in the language of inner product space. We start by introducing vector space through the familiar example of a set of finite dimensional, complex, column matrices under addition and multiplication by scalars. The inner product is then introduced as a dot product generalized to complex vectors leading to the idea of an inner product space . This is adequate to show how the concept of a quantum state can be described by a normalized vector in an inner product space so that the state space can be identified with the inner product space. Amplitudes are associated with inner products , and observables with orthonormal bases in this space. Hence the laws of quantum mechanics are reformulated. We then point out that the now reformulated laws are independent of the space of description and the reader is urged to contemplate an universality which would reflect the independence with respect to the representation space . This creates the stage for the introduction of the abstract inner product space and the formulation of quantum mechanics in this setting. The chapter concludes with this description. The transformed laws are now called postulatesof quantum mechanics .
A diagonalizable non-Hermitian Hamiltonian having a real spectrum may be used to define a unitary quantum system, if one modifies the inner product of the Hilbert space properly. We give a comprehensive and essentially self-contained review of the basic ideas and techniques responsible for the recent developments in this subject. We provide a critical assessment of the role of the geometry of the Hilbert space in conventional quantum mechanics to reveal the basic physical principle motivating our study. We then offer a survey of the necessary mathematical tools, present their utility in establishing a lucid and precise formulation of a unitary quantum theory based on a non-Hermitian Hamiltonian, and elaborate on a number of relevant issues of fundamental importance. In particular, we discuss the role of the antilinear symmetries such as [Formula: see text], the true meaning and significance of the so-called charge operators [Formula: see text] and the [Formula: see text]-inner products, the nature of the physical observables, the equivalent description of such models using ordinary Hermitian quantum mechanics, the pertaining duality between local-non-Hermitian versus nonlocal-Hermitian descriptions of their dynamics, the corresponding classical systems, the pseudo-Hermitian canonical quantization scheme, various methods of calculating the (pseudo-) metric operators, subtleties of dealing with time-dependent quasi-Hermitian Hamiltonians and the path-integral formulation of the theory, and the structure of the state space and its ramifications for the quantum Brachistochrone problem. We also explore some concrete physical applications and manifestations of the abstract concepts and tools that have been developed in the course of this investigation. These include applications in nuclear physics, condensed matter physics, relativistic quantum mechanics and quantum field theory, quantum cosmology, electromagnetic wave propagation, open quantum systems, magnetohydrodynamics, quantum chaos and biophysics.