An effective Hamiltonian with auxiliary bosons and auxiliary fermions is proposed to treat the Hubbard Hamiltonian with strong correlation. Auxiliary particles themselves can not describe any real excitations. In particular, the Bose condensation of auxiliary bosons never occurs, and auxiliary fermions have no Fermi surfaces. Real excitations are described by two kinds of pair-excitations of auxiliary particles, such as fermionic and bosonic pair-excitations. Superconductivity in the effective Hamiltonian is nothing but the condensation of Cooper pairs between fermionic pair-excitations, which are formed by the superexchange interaction mediated by auxiliary fermions. The proposed model of superconductivity is consistent with anisotropic-singlet superconductivity previously examined by the present author (Jpn. J. Appl. Phys. 26 (1987) L652.), which is based on the Fermi liquid theory of the Hubbard Hamiltonian.
Various BCS-like pairing theories are still invariably used to describe the unusual superconducting/superfluid states and properties of condensed matters without clarifying the fermionic or bosonic nature of Cooper pairs and the relevant mechanisms of superconductivity and superfluidity. We show that the bosonization of Cooper pairs and the novel superconductivity and superfluidity resulting from the condensation of an attractive Bose gas of Cooper pairs into a superfluid state in high-Tc cuprates and other exotic systems occur under the condition εF≲2εA (where εF is the Fermi energy, εA is the energy of the effective attraction between fermions). We argue that the simple BCS criterion (i.e. formation of an energy gap on the Fermi surface) is insufficient for the occurrence of unconventional superconductivity (superfluidity) and the superconducting/superfluid transition in attractive Bose systems is more λ-like than the usual Bose–Einstein condensation. The new and specific criteria for unconventional superconductivity and superfluidity are formulated. Mean-field theory of the three- and two-dimensional superfluid Bose condensates of Cooper pairs describes reasonably well the novel superconducting states (i.e., two distinct superconducting phases below the bulk superconducting transition temperature Tc and a vortex-like state above Tc) and properties (such as λ-like transition at Tc, first-order phase transition and gapless bosonic excitations somewhat below Tc or even far below Tc) of high-Tc cuprates in full agreement with the experimental findings. The unusual superconducting/superfluid states and properties of heavy-fermion and organic compounds, Sr2RuO4, 3He, 4He and atomic Fermi gases are explained more clearly by this theory.
The Hubbard model with strong correlation is investigated in an auxiliary boson-fermion Hamiltonian, where electrons are described by fermionic pair-excitations of auxiliary particles. Auxiliary particles are localized because of a local gauge symmetry, which is required to guarantee the equivalence between the Hubbard model and the auxiliary-particle Hamiltonian. The density of states of electrons has a double-peak structure in nearly-half filled cases. The main band is broad and deep, and it is consistent with the alloy analogy of the Hubbard model. The other is narrow and at the top of the main band, where the chemical potential lies. The narrow peak can be interpreted in terms of the formation of heavy quasiparticles or heavy electrons. The mass enhancement factor of heavy electrons is consistent with the Gutzwiller variational treatment of the Hubbard model.
Bosonization of Cooper pairs and novel Bose-liquid superconductivity and superfluidity in high-
Tc cuprates and other systems
The criteria for bosonization of Cooper pairs and novel Bose-liquid superconductivity and superfluidity in high-
Tc cuprates and other pseudogap matters are formulated by using the uncertainty principle and the boson mean field theory. We argue that the BCS-type s- or d-wave superconductivity occurring in the fermionic limit of Cooper pairs (which exist in ordinary metals and heavily overdoped cuprates with large Fermi energies) is not characteristic of underdoped to overdoped cuprates with low Fermi energies. The superconducting order parameter in high-
Tc cuprates and other pseudogap matters cannot be determined as the BCS-like (s- or d-wave) gap. We show that the unconventional superconductivity/superfluidity occurring in the bosonic limit of Cooper pairs exists in low Fermi energy systems where the bosonic Cooper pairs are formed at a pseudogap temperature T* above the uperconducting/superfluid transition temperature
Tc and then such bosons condenses into a Bose superfluid at
Tc. The pair condensation of attracting bosons occurs at
Tc and then their single particle condensation sets in at
Tc∗ lower than
Tc (in three dimensions (3D)) or at T=0 (in two dimensions (2D)). The coherent single particle and pair condensates of bosons exist as two distinct superfluid phases below
Tc. By solving the mean field equations for high-
Tc cuprates, the novel superconducting states (i.e., a vortex-like state existing below the temperature
Tv=Tc2D lower than T* but higher than
Tc=Tc3D and two superconducting phases below
Tc) and their properties characterized by the boson superfluid stiffness are determined and compared with the key experimental findings. The novel Bose-liquid superconductivity and superfluidity exists also in other exotic superconductors/superfluids, including quantum liquids, atomic Fermi gases and low-density nuclear matter.
The two-particle spectrum in a dense Fermion system is treated using a thermodynamic Green function approach. A self-consistent description of possible bound states and a superfluid condensate in a correlated medium is given. A detailed understanding of superfluidity and superconductivity in correlated Fermion systems, especially the transition from the Cooper-paired state (weak-coupling limit) to the Bose condensed state of tightly bound pairs of Fermions (strong coupling limit) [1], is of great interest for very different physical systems. The problem of a unified treatment of Bose–Einstein condensation (BEC) and the Bardeen–Cooper–Schrieffer (BCS) phase arises not only in describing the electron structure of strongly correlated electron superfluids such as superconductors [2], the electronhole system in semiconductors [3], spin-polarized hydrogen and liquid He [4], but also in the theory of nuclear matter [5] and quark–gluon systems [6]. Recently, there have been several new approaches to this stimulating problem. A Monte-Carlo simulation of a finite He system at zero temperature has been performed in Ref. [7]. The microscopic theory of strongly coupled quantum fluids has been treated within the Jastrow approximation (cf. Ref. [8]) to obtain the ground state and low-lying excited states of strongly correlated boson quantum fluids. The crossover from weak to strong coupling superconductivity has been considered using a functional integral representation [2] (see also Ref. [7]).
A original microscopic theory of superfluidity and superconductivity driven by the single particle (SPC) and pair condensation (PC) of attracting bosons both in Fermi and in Bose systems is developed. This theory (as distinct from the existing theories) for Fermi systems contains two order parameters Δ F and Δ B characterizing the attracting fermion pairs and boson pairs, respectively. In such systems superconducting (SC) phase transition is accompanied, as a rule, by the formation of k-space composite bosons (e.g. Cooper pairs and bipolarons) with their subsequent transition to the superfluid (SF) state by attractive SPC and PC. A novel Fermi-liquid and SF Bose-liquid theories are elaborated for description this two-stage Fermi–Bose-liquid (FBL) scenario of SC (or SF) transition. The crossover from k- to real (r)-space pairing regime for BCS-like coupling constants γ F ≃ 0.7-0.9 and the irrelevance of r-space pairs to the superconductivity are shown. The developed SF Bose-liquid theory predicts the first-order phase transition SPC ↔ PC of attracting 3d-bosons with the kink-like behaviors of all SC (SF) parameters near [Formula: see text] in accordance with the observations in 4 He , 3 He and superconductors. It is argued that the coexistence of the order parameters Δ F and Δ B leads to the superconductivity by two FBL scenarios. One of these scenarios is realized in the so-called fermion (type I, II and III) superconductors (FSC) (where formation of k-space composite bosons and their condensation occur at the same temperature) and the other in the boson (type II and III) superconductors (BSC) (where BCS-like pairing take place in the normal state with manifesting of the second-order phase transition and opening of the pseudogap at T=T F > T c ). There the gapless superfluidity (superconductivity) is caused by the gapless excitation spectrum of bosons at [Formula: see text] and not by the presence of point or line nodes of the BCS-like gap Δ F assumed in some s-, p- and d-pairing models. The 3D- and 2D-insulator–metal–superconductor phase diagrams are presented. The necessary and sufficient microscopic criterions for superfluidity is formulated. The theory proposed are in close agreement with the observations in 4 He , 3 He , superconductors, nuclear and neutron star matter, cosmology, etc.
We study a model of strongly-correlated systems that incorporates phases such as Fermi liquids, non-Fermi liquids, and superconductivity, in addition to potential intertwined orders. The model describes Fermi surfaces of spinful electron gas or electron liquid coupled to bosons via an intermediate gauge field. Effectively, the coupling imposes constraints and interactions between the fermion spin and the local boson density. This grants the bosons the meaning as the Schwinger boson of the magnetic order and allows us to probe a larger phase space, rather than around the quantum critical point. We design the initial model so that after the boson and gauge fields are integrated out exactly, the resulting fermion-only effective theory only consists of several local interactions, allowing controlled weak-coupling interpretation for certain parameter regions. Consequently, we find a non-Fermi liquid whose degrees of freedom in the effective theory take the form of an \emph{emergent} Fermi surface that has a different Luttinger volume from the original fermions, therefore explicitly violates the Luttinger theorem. Further, this allows a
d-wave superconducting instability if the effective interacting induced by boson coupling is in the relevant pairing channel. When the emergent Fermi surface undergoes a Lifshitz transition, the carrier type changes. In addition, we attribute the Mott insulating behavior in the strong coupling limit to the loss of emergent Fermi surface and argue the possibility of coexisting magnetic order. Our effective theory also suggests the possibility of charge density waves as a consequence of \emph{effective} strong repulsion and is independent of the Fermi-surface-nesting scenario. We discuss the possible optimal conditions for higher superconducting transition temperature and potential relevances and implications for realistic materials.