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International Journal of Modern Physics B

The Microscopic Theory of Superfluidity and Superconductivity Driven by Single Particle and Pair Condensation of Attracting Bosons

Safarali Dzhumanov

Published Aug 20, 1998• 19 citations
Publisher

Abstract

A original microscopic theory of superfluidity and superconductivity driven by the single particle (SPC) and pair condensation (PC) of attracting bosons both in Fermi and in Bose systems is developed. This theory (as distinct from the existing theories) for Fermi systems contains two order parameters Δ F and Δ B characterizing the attracting fermion pairs and boson pairs, respectively. In such systems superconducting (SC) phase transition is accompanied, as a rule, by the formation of k-space composite bosons (e.g. Cooper pairs and bipolarons) with their subsequent transition to the superfluid (SF) state by attractive SPC and PC. A novel Fermi-liquid and SF Bose-liquid theories are elaborated for description this two-stage Fermi–Bose-liquid (FBL) scenario of SC (or SF) transition. The crossover from k- to real (r)-space pairing regime for BCS-like coupling constants γ F ≃ 0.7-0.9 and the irrelevance of r-space pairs to the superconductivity are shown. The developed SF Bose-liquid theory predicts the first-order phase transition SPC ↔ PC of attracting 3d-bosons with the kink-like behaviors of all SC (SF) parameters near [Formula: see text] in accordance with the observations in 4 He , 3 He and superconductors. It is argued that the coexistence of the order parameters Δ F and Δ B leads to the superconductivity by two FBL scenarios. One of these scenarios is realized in the so-called fermion (type I, II and III) superconductors (FSC) (where formation of k-space composite bosons and their condensation occur at the same temperature) and the other in the boson (type II and III) superconductors (BSC) (where BCS-like pairing take place in the normal state with manifesting of the second-order phase transition and opening of the pseudogap at T=T F > T c ). There the gapless superfluidity (superconductivity) is caused by the gapless excitation spectrum of bosons at [Formula: see text] and not by the presence of point or line nodes of the BCS-like gap Δ F assumed in some s-, p- and d-pairing models. The 3D- and 2D-insulator–metal–superconductor phase diagrams are presented. The necessary and sufficient microscopic criterions for superfluidity is formulated. The theory proposed are in close agreement with the observations in 4 He , 3 He , superconductors, nuclear and neutron star matter, cosmology, etc.

DOI
10.1142/s0217979298001289

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Various BCS-like pairing theories are still invariably used to describe the unusual superconducting/superfluid states and properties of condensed matters without clarifying the fermionic or bosonic nature of Cooper pairs and the relevant mechanisms of superconductivity and superfluidity. We show that the bosonization of Cooper pairs and the novel superconductivity and superfluidity resulting from the condensation of an attractive Bose gas of Cooper pairs into a superfluid state in high-Tc cuprates and other exotic systems occur under the condition εF≲2εA (where εF is the Fermi energy, εA is the energy of the effective attraction between fermions). We argue that the simple BCS criterion (i.e. formation of an energy gap on the Fermi surface) is insufficient for the occurrence of unconventional superconductivity (superfluidity) and the superconducting/superfluid transition in attractive Bose systems is more λ-like than the usual Bose–Einstein condensation. The new and specific criteria for unconventional superconductivity and superfluidity are formulated. Mean-field theory of the three- and two-dimensional superfluid Bose condensates of Cooper pairs describes reasonably well the novel superconducting states (i.e., two distinct superconducting phases below the bulk superconducting transition temperature Tc and a vortex-like state above Tc) and properties (such as λ-like transition at Tc, first-order phase transition and gapless bosonic excitations somewhat below Tc or even far below Tc) of high-Tc cuprates in full agreement with the experimental findings. The unusual superconducting/superfluid states and properties of heavy-fermion and organic compounds, Sr2RuO4, 3He, 4He and atomic Fermi gases are explained more clearly by this theory.
Bosonization of Cooper pairs and novel Bose-liquid superconductivity and superfluidity in high-TcT_cTc​ cuprates and other systems
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This article gives a detailed review of our current theoretical understanding of the crossover from cooperative Cooper pairing to independent bound-state formation and Bose–Einstein condensation in Fermi systems with increasing attractive interactions. Introduction There are two well-known paradigms for understanding the phenomena of superconductivity and superfluidity: (I) BCS theory [1], in which the normal state is a degenerate Fermi liquid that undergoes a pairing instability at a temperature T c ≪ ε f , the degeneracy scale. The formation of Cooper pairs and their condensation (macroscopic occupation of a single quantum state) both occur simultaneously at the transition temperature T c . (II) Bose–Einstein condensation (BEC) of bosons at a T c of the order of their degeneracy temperature. At a fundamental level these bosons (for example, 4 He or excitons) are invariably composite objects made up of an even number of fermions. The composite particles form at some very high temperature scale of the order of their dissociation temperature T dissoc , and these “pre-formed” bosons then condense at the BEC T c ≪ T dissoc . In most cases of experimental interest the system under consideration clearly falls into one category or the other. For instance, 3 He is a Fermi superfluid described by (I) whereas 4 He is a Bose superfluid (II). Essentially all cases of superconductivity in metals that we understand reasonably well are much closer to (I) than to (II), as evidenced by the existence of fermionic quasiparticles above T c .
The paradoxes and disparities in the contemporary microscopic theory of superfluid helium (He–II) are discussed along with possible ways of resolving them by taking pair correlations of He4 atoms into consideration. It is shown that most paradoxes are associated with the commonly accepted initial assumption concerning the dominating role of single-particle Bose condensate (SPBC) in the quantum microstructure of the superfluid component ρs. The existence of intensive SPBC leads to a strong hybridization of the elementary excitation branches and to a common dispersion law for all boson branches, which is identified with the quasiparticle spectrum E(p) observed experimentally from slow neutron scattering in liquid helium. However, the stability of this spectrum during a transition through the λ-point and the large value of the gap in the vicinity of the “rotonic” minimum contradict both the Landau theoretical criterion of superfluidity and the small value of experimentally measured critical velocity. At the same time, a strong interaction between particles in the Bose liquid He4 strongly suppresses the SPBC which amounts to less than 1% of all He4 atoms and hence cannot be the main constituent of the superfluid component, unlike the case of a weakly nonideal Bose gas. Moreover, for a quite strong attraction between particles in a certain region of the momentum space, bound pairs of bosons can be formed in the superfluid Bose liquid, and a coherent pair condensate (CPC) analogous to the Cooper pair condensate in superconductors may appear. Such a strong CPC may completely suppress the weak SPBC. In this case, the one-particle spectrum ε(p) of elementary excitations does not hybridize with the collective (two-particle) spectrum and does not appear in the structure of the dynamic form factor S(p,ε), i.e., does not coincide with the spectrum measured from neutron scattering. The dispersion of one-particle spectrum is defined by the momentum dependence of the pair order parameter Ψ̃(p) and may have a minimum or a point of inflection at p≠0. This peculiarity in the one-particle spectrum of a Bose liquid with CPC but without SPBC vanishes together with Ψ̃(p) at the temperature Tc=Tλ of the phase transition from the superfluid to the normal state (unlike the rotonic minimum in the collective spectrum), while the corresponding critical velocity vc=min[ε(p)/p] vanishes at the λ-point in accordance with the Landau criterion and the experimental data. The assumption that the strong “Cooper-like” CPC is responsible for the quantum structure of the superfluid component ρs is confirmed indirectly by the successful application of the Justrow approximation (based on strong pair correlations) for describing the properties of liquid He4 and quantum liquid mixtures He3–4He on one hand, and by an anomalously large effective mass of He3 impurity atoms in He4, which is approximately equal to total mass of He3 and He4 atoms, thus pointing to the existence of helium atoms in superfluid liquid He–II. The value of the superfluid velocity circulation quantum in the Onsager–Feynman vortices in a Bose liquid with CPC but without SPBC is discussed as well as the critical velocities of superfluid He4 in ultrathin films and channels in which the creation and motion of quantum vortices are ruled out, and the quasiparticle spectrum undergoes dimensional quantization.
One considers the superfluid (SF) state of a Bose liquid with a strong repulsion between bosons, in which at T=0, along with a weak single-particle Bose-Einstein condensate (BEC), there exists an intensive pair coherent condensate (PCC), analogous to the Cooper condensate in a Fermi liquid with an attraction between the fermions. Such a PCC emerges in a system of bosons due to an oscillating sign-changing momentum dependence of the Fourier component of the pair interaction potential, which is characteristic of a certain family of repulsion potentials. In such cases, the Fourier component is negative in some domain of nonzero momentum transfer, which corresponds to an effective attraction. The collective effects of renormalization (``screening'') of the initial interaction lead to a suppression of the repulsion and an enhancement of the effective attraction. It is the ratio of the BEC density to the full density of the liquid n0/n≪1n_0/n\ll 1n0​/n≪1 that is used as a small parameter---unlike in the Bogolyubov theory for a quasi-ideal Bose gas, in which the small parameter is the ratio of the number of supracondensate excitations to the number of particles in an intensive BEC, (n−n0)/n0≪1(n-n_0)/n_0\ll 1(n−n0​)/n0​≪1. A closed system of nonlinear integral equations for the normal and anomalous self-energy parts is obtained, in the framework of a renormalized perturbation theory built on combined hydrodynamic and field variables. In the framework of the hard-spheres model, a spectrum of quasiparticles is obtained, which is in good accordance with the experimental spectrum of elementary excitations in superfluid 4^44He. The question of applicability of the Landau criterion in the absence of quantum vortices is discussed.
Superfluidity is one of the most striking manifestations of quantum mechanics at macroscopic scales, characterized by frictionless flow and the emergence of collective quantum phenomena. The theoretical foundation of superfluidity in fermionic systems was revolutionized by the Bardeen-Cooper-Schrieffer (BCS) theory, developed in 1957 to explain superconductivity in metals. This groundbreaking work provided a microscopic description of how attractive interactions between electrons near the Fermi surface can lead to the formation of Cooper pairs-correlated pairs of fermions that condense into a coherent quantum state. The BCS theory not only explained superconductivity but also laid the groundwork for understanding superfluidity in systems like liquid helium-3 and ultracold fermionic gases, becoming a cornerstone of condensed matter physics.