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arXiv:1709.02110

Bosonization of Cooper pairs and novel Bose-liquid superconductivity and superfluidity in high-$T_c$ cuprates and other systems

Safarali Dzhumanov

Published Sep 7, 2017• 0 citations
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Abstract

The criteria for bosonization of Cooper pairs and novel Bose-liquid superconductivity and superfluidity in high-$T_c$ cuprates and other pseudogap matters are formulated by using the uncertainty principle and the boson mean field theory. We argue that the BCS-type s- or d-wave superconductivity occurring in the fermionic limit of Cooper pairs (which exist in ordinary metals and heavily overdoped cuprates with large Fermi energies) is not characteristic of underdoped to overdoped cuprates with low Fermi energies. The superconducting order parameter in high-$T_c$ cuprates and other pseudogap matters cannot be determined as the BCS-like (s- or d-wave) gap. We show that the unconventional superconductivity/superfluidity occurring in the bosonic limit of Cooper pairs exists in low Fermi energy systems where the bosonic Cooper pairs are formed at a pseudogap temperature T* above the uperconducting/superfluid transition temperature $T_c$ and then such bosons condenses into a Bose superfluid at $T_c$. The pair condensation of attracting bosons occurs at $T_c$ and then their single particle condensation sets in at $T_c^*$ lower than $T_c$ (in three dimensions (3D)) or at T=0 (in two dimensions (2D)). The coherent single particle and pair condensates of bosons exist as two distinct superfluid phases below $T_c$. By solving the mean field equations for high-$T_c$ cuprates, the novel superconducting states (i.e., a vortex-like state existing below the temperature $T_v=T^{2D}_c$ lower than T* but higher than $T_c=T^{3D}_c$ and two superconducting phases below $T_c$) and their properties characterized by the boson superfluid stiffness are determined and compared with the key experimental findings. The novel Bose-liquid superconductivity and superfluidity exists also in other exotic superconductors/superfluids, including quantum liquids, atomic Fermi gases and low-density nuclear matter.

DOI
10.48550/arxiv.1709.02110

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Various BCS-like pairing theories are still invariably used to describe the unusual superconducting/superfluid states and properties of condensed matters without clarifying the fermionic or bosonic nature of Cooper pairs and the relevant mechanisms of superconductivity and superfluidity. We show that the bosonization of Cooper pairs and the novel superconductivity and superfluidity resulting from the condensation of an attractive Bose gas of Cooper pairs into a superfluid state in high-Tc cuprates and other exotic systems occur under the condition εF≲2εA (where εF is the Fermi energy, εA is the energy of the effective attraction between fermions). We argue that the simple BCS criterion (i.e. formation of an energy gap on the Fermi surface) is insufficient for the occurrence of unconventional superconductivity (superfluidity) and the superconducting/superfluid transition in attractive Bose systems is more λ-like than the usual Bose–Einstein condensation. The new and specific criteria for unconventional superconductivity and superfluidity are formulated. Mean-field theory of the three- and two-dimensional superfluid Bose condensates of Cooper pairs describes reasonably well the novel superconducting states (i.e., two distinct superconducting phases below the bulk superconducting transition temperature Tc and a vortex-like state above Tc) and properties (such as λ-like transition at Tc, first-order phase transition and gapless bosonic excitations somewhat below Tc or even far below Tc) of high-Tc cuprates in full agreement with the experimental findings. The unusual superconducting/superfluid states and properties of heavy-fermion and organic compounds, Sr2RuO4, 3He, 4He and atomic Fermi gases are explained more clearly by this theory.
The pseudogap state of cuprate high-temperature superconductors has been often viewed as either a yet unknown competing order or a precursor state to superconductivity. While awaiting the resolution of the pseudogap problem in cuprates, we demonstrate that local pairing fluctuations, vortex liquid dynamics, and other precursor phenomena can emerge quite generally whenever fermionic excitations remain gapped across the superconducting transition, regardless of the gap origin. Our choice of a tractable model is a lattice band insulator with short-range attractive interactions between fermions in the sss-wave channel. An effective crossover between Bardeen-Cooper-Schrieffer (BCS) and Bose-Einstein condensate (BEC) regimes can be identified in any band insulator above two dimensions, while in two dimensions only the BEC regime exists. The superconducting transition is ``unconventional'' (non-pair-breaking) in the BEC regime, identified by either the bosonic mean field or XY\mathit{XY}XY universality class. The insulator adjacent to the superconductor in the BEC regime is a bosonic Mott insulator of Cooper pairs, which may be susceptible to charge density wave ordering. We construct a function of the many-body excitation spectrum whose nonanalytic changes define a sharp distinction between band and Mott insulators. The corresponding ``second-order transition'' can be observed out of equilibrium by driving a Cooper pair laser in the Mott insulator. We explicitly show that the gap for charged bosonic excitations lies below the threshold for Cooper pair breakup in any BEC regime, despite quantum fluctuations. Our discussion ends with a view of possible consequences for cuprates, where antinodal pair dynamics has certain features in common with our simple sss-wave picture.
The (mean field based) BCS theory is considered one of the most successful theories in condensed matter physics. It is justified in ordinary metal superconductors the coherence length ξξξ is large, with two important features: the order parameter (OP) and excitation gap (EG) are identical, and the pair formation and their Bose condensation take place at the same temperature Tc. It fails to explain the underdoped cuprate superconductivity: EG is finite at Tc and thus distinct from OP. Since these superconductors belong to a large class of small ξξξ materials, this failure has the potential for widespread impact. Here we have extended BCS theory in a natural way to short ξξξ superconductors, based on a BCS--BEC crossover scenario, and arrived at a simple physical picture in which incoherent, finite momentum pairs become progressively more important as the pairing interaction becomes stronger, leading to the distinction between EG and OP. The superconductivity from the fermionic perspective and BEC from the bosonic perspective are just two sides of the same coin. Our theory is capable of making verifiable quantitative predictions. We obtain a cuprate phase diagram (with one free parameter) , in (semi-)quantitative agreement with experiment. The mutually compensating contributions from fermionic quasiparticles and bosonic pair excitations provides a natural explanation for the quasi-universal behavior of the in-plane superfluid density versus T. Our bosonic pair excitations also provide an intrinsic mechanism for the long mysterious linear T terms in the specific heat. Incoherent pair contributions lead to new low T power laws, consistent with existing experiments. Finally, we demonstrated that the onset of superconducting long range order leads to sharp features in the specific heat at Tc, consistent with experiment.
Using the Boson-Fermion formalism of superconductivity we calculate the condensation energy for several superconductors ranging from conventional to unconventional, or high temperature superconductors. It is calculated as the difference between the Helmholtz free energies of the superconducting and the normal state, which is a gas of N attractive electron gas, while the superconducting state is formed by the condensed Cooper pairs taken as composite bosons, coming from a fraction of the electrons inside the Debye shell, plus those electrons inside and outside the Debye shell that are unable to pair. After giving the analytic expressions for the internal energy U and the entropy S we obtain the Helmholtz free energy F = U -TS for both the superconducting and the normal states as functions of temperature. In the search for universalities, we calculate the ratio of the condensation energy at T=0 to the Sommerfeld constant (the normal state electronic specific heat over the temperature when T it's almost zero) using two different methods: the Boson-Fermion formalism developed here, as well as an analytical expression deduced from a combination of the BCS and Ginzburg-Landau theories. We find for the Boson-Fermion formalism Econd/γ0=0.252 Tc1.997E_{cond}/γ_0= 0.252\,T_{c}^{1.997}Econd​/γ0​=0.252Tc1.997​, which is the same behavior described by the experimental fit of Kim et al Econd/γ0=0.2 Tc2.06E_{cond}/γ_0= 0.2\,T_{c}^{2.06}Econd​/γ0​=0.2Tc2.06​ and by the one recently reported by Tallon et al for overdoped cuprate superconductors; while for the Ginzburg-Landau-BCS we get the expression Econd/γ0=0.236 Tc2E_{cond}/γ_0= 0.236\,T_{c}^{2}Econd​/γ0​=0.236Tc2​, also in very good agreement with the partifirst method.
We study superfluidity in strongly correlated systems by focusing three features as follows. First, interplay between superfluidity and other order parameters near quantum critical points is studied. The onset positions of the order parameters with or without superconductivity determines how they interact with each other. For the spin density wave (SDW) transition, we find that the quantum critical point shifts by order |∆|, where ∆ is pairing amplitude, so that the region of SDW order is smaller in the superconductor than in the metal. This shift is larger than the |∆|2 shift predicted by theories of competing orders which ignore Fermi surface effects. Second, we study a doped antiferromagnetic Mott insulator motivated by copper based high temperature superconductors. Based on spin and charge fractionalization, the algebraic charge liquid phase whose bosonic spinons have energy gap but fermionic holons form Fermi surfaces and its superconductivity are studied. We show fluctuations of local SDW order orientation lead to d-wave superconductivity, and its quantum critical pairing mechanisms are investigated. Also, a theory of bound states between spinons and holons is studied. We show that the fractionalization induces a doubling electron-like quasiparticles, which naturally induces the fractionalized Fermi liquid. The bound state theory describes exotic properties of the underdoped Cuprates such as “nodal-antinodal dichotomy” at a mean field level description. At last, we study superfluidity of fermions in optical lattices near the Feshbach resonance. Due to divergence of scattering length at the resonance, universality is observed and characteristics of superfluidity has been studied. We extend such universal properties by considering superfluid-insulator transition with an even integer number of fermions per unit cell. The resulting insulator interpolates between a band insulator of fermions and a Mott insulator of fermion pairs.
Abstract The superfluid density ns(T)n_{s}(T)ns​(T) n s ( T ) of a superconductor is calculated based on the generalized Bose–Einstein condensation (GBEC) theory that addresses a fully-interacting ternary boson-fermion gas mixture of free electrons as fermions, plus two-electron Cooper pairs (2eCPs) and also, explicitly, two-hole Cooper pairs (2hCPs), both as bosons. Here we consider two special cases (i) 100%–0% (i.e., with no condensed 2hCPs) and (ii) 0%–100% (i.e., with no condensed 2eCPs). Subsumed in GBEC are the Bardeen–Cooper–Schrieffer (BCS) and Bose–Einstein condensation (BEC) theories along with the BCS-BEC crossover theory extended with 2hCPs. We find that in the weak-coupling regime ns(0)n_{s}(0)ns​(0) n s ( 0 ) agrees with data from the Uemura et al. (2004) graph for several elemental SCs by taking in 3D with a quadratic energy-dispersion relation while in 2D with a linear relation are much too far below the data. In the strong-coupling regime the linear behavior of critical temperature TcT_{c}Tc​ T c vs ns(0)n_{s}(0)ns​(0) n s ( 0 ) obtained here is just as Božović et al. (2016) found. However, in 2D with a linear relation accounting for 0%–100%, ns(T)/ns(0)n_{s}(T)/n_{s}(0)ns​(T)/ns​(0) n s ( T ) / n s ( 0 ) compares well with some high- TcT_{c}Tc​ T c -cuprate SC data between the two coupling regimes.