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European Journal of Physics

On Schrödinger's equation, Hertz's mechanics and Van Vleck's determinant

Ricardo Lopes Coelho, John J. Stachel

Published May 7, 2013• 2 citations
Publisher

Abstract

There has been much research on Schrodinger's route to what we now call Schrodinger's equation. Various authors disagree as to the exact nature of the influence of each of the physicists he cites—and of some that he does not. This paper, intended for graduate students of and researchers in quantum theory, clarifies Schrodinger's original aims in formulating a wave equation for matter, discusses how far he fulfilled his original aspirations and in what respects he fell short of his goal. An analysis of Schrodinger's foundational paper enables us to distinguish between a formal and an epistemological part, and consider the input of the physicists cited on the basis of the part in which each reference occurs. It turns out, for instance, that Hamilton's optical-mechanical analogy belongs entirely to the epistemological part. Indeed, no element of this analogy plays any role in the formal part of Schrodinger's argument. Instead of basing his theory on this analogy, as is often done nowadays in the physics literature and even in the history of science, we maintain that the aim of Schrodinger's project was to represent wave phenomena by a ‘wave’ in configuration- or q-space, paralleling Hertz's treatment in his Mechanics (1894). The influence of this book on Schrodinger's foundational paper is demonstrated by an analysis of his unpublished paper: Hertz's Mechanics and Einstein's Theory of Gravitation. This approach enables us to dispense with the optical-mechanical analogy in tracing the route to Schrodinger's equation. We also discuss the curious role of the Van Vleck determinant as the ‘missing link’ in taking the classical limit of Schrodinger's wavefunction. A concluding section discusses the relation of some of Schrodinger's earlier and later work to the development of quantum field theory.

DOI
10.1088/0143-0807/34/4/953

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There has been much research on Schrodinger's route to what we now call Schrodinger's equation. Various authors disagree as to the exact nature of the influence of each of the physicists he cites—and of some that he does not. This paper, intended for graduate students of and researchers in quantum theory, clarifies Schrodinger's original aims in formulating a wave equation for matter, discusses how far he fulfilled his original aspirations and in what respects he fell short of his goal. An analysis of Schrodinger's foundational paper enables us to distinguish between a formal and an epistemological part, and consider the input of the physicists cited on the basis of the part in which each reference occurs. It turns out, for instance, that Hamilton's optical-mechanical analogy belongs entirely to the epistemological part. Indeed, no element of this analogy plays any role in the formal part of Schrodinger's argument. Instead of basing his theory on this analogy, as is often done nowadays in the physics literature and even in the history of science, we maintain that the aim of Schrodinger's project was to represent wave phenomena by a ‘wave’ in configuration- or q-space, paralleling Hertz's treatment in his Mechanics (1894). The influence of this book on Schrodinger's foundational paper is demonstrated by an analysis of his unpublished paper: Hertz's Mechanics and Einstein's Theory of Gravitation. This approach enables us to dispense with the optical-mechanical analogy in tracing the route to Schrodinger's equation. We also discuss the curious role of the Van Vleck determinant as the ‘missing link’ in taking the classical limit of Schrodinger's wavefunction. A concluding section discusses the relation of some of Schrodinger's earlier and later work to the development of quantum field theory.
Schrödinger’s wave mechanics, developed in a series of papers published one century ago, offered an exceptionally intuitive route into the new atomic physics. The later axiomatic formulation of quantum mechanics brought indispensable mathematical precision, but it can also conceal the physical images that guided the original discovery. We revisit the optical–mechanical analogy behind Schrödinger’s construction and use it as a visual guide to stationary states, superposition, field modes, and gauge interactions. The analogies are deliberately heuristic and their limitations are stated: a quantum wavefunction is not, in general, a classical wave in ordinary space, and discrete classical modes do not by themselves imply quantized energy. Nevertheless, the wave viewpoint makes it possible to see the operator language of first and second quantization as the compact algebraic expression of an underlying mode structure. The purpose of this article is therefore not to replace the modern formalism, but to recover the physical intuition that makes that formalism intelligible.
Abstract This chapter explores Schrödinger’s introduction of wave mechanics. After briefly covering Schrödinger’s earlier work, it turns to the investigations that led him to write a four-part paper in 1926 introducing and applying wave mechanics. The chapter provides a detailed analysis of these four papers, in which the analogy of the new theory to the Hamilton-Jacobi formulation of classical mechanics plays a central role, as well as the paper written in between the second and the third installment on the relation between wave and matrix mechanics. The chapter also discusses Schr "odinger’s original interpretation of his wave functions and the reception of his theory by the physics community.
Most authors of textbooks on quantum mechanics either postulate or sketch a short `ad hoc` derivation of Schrodinger's equation. In this work we give a detailed derivation of Schrodinger's equation from the Hamilton-Jacobi equation and the Eikonal equation in geometrical optics. We start from the historical debates on the nature of light -- whether it is a beam of particles, or waves in the aether. We derive the Eikonal equation and show the conditions when a wave can behave as a beam of particles. Then we discuss several experiments with an electron gun, that show clearly diffraction and interference of a single electron. Next, in order to explain these experiments, we derive Schrodinger's equation by comparing Hamilton-Jacobi equation in classical mechanics with the Eikonal equation in geometrical optics. To do that, we first show how to derive the wave equation from the Eikonal equation (not the other way around!). Second, we use this method to derive Schrodinger's equation from the Hamilton-Jacobi equation. Next, we derive Born's statistical rule using the early understanding of de Broglie that both particles and waves exist. Afterwards, we show that historically people preferred to remove the particles (as well as their trajectories) altogether from de Broglie's ideas but retained Born's rule (the so called Copenhagen interpretation). These derivations of the foundations of quantum mechanics do not follow precisely the history of the subject. Rather we select some early ideas and experiments in a judicious manner to present Schrodinger's equation in a logical and ordered way. We use the electron gun experiments instead of black body radiation and photoelectric effect. Our derivation may bring more light and satisfaction for the undergraduate students about the confusing and rather mysterious subject of quantum mechanics.
Abstract A new derivation of Schrödinger’s equation is presented, based on Schrödinger’s original discussions on refraction and the optical-mechanical analogy, but adopting a much simpler formalism: Newtonian mechanics and some basic elements of classical wave theory (such as Snell’s law). We compare how particles and waves refract and show that the ‘law of particle refraction’ and the ‘law of wave refraction’ may become consistent if one assumes that a particle can be represented by a wave group. In this case, the differential equation whose solutions represent the waves forming such wave group is the Schrödinger equation. Due to the simplicity of the adopted mathematical formalism, we argue that this derivation can be used in quantum mechanics courses at introductory level to give students an idea of Schrödinger’s original path to his wave equation.
Purpose of the study: This study aims to provide a comprehensive pedagogical review of the Schrödinger equation by integrating its physical derivations, mathematical structure, and applications to support advanced undergraduate and beginning graduate students in understanding quantum mechanics coherently. Methodology: Literature review, pedagogical synthesis, canonical model analysis, Hilbert-space formalism, self-adjoint operator framework, spectral theory approach, quantum mechanics textbooks and journal sources, mathematical physics methods, conceptual analysis, and visualization of wave packets and quantum phenomena were used as tools and methods in this study. Main Findings: The study shows that multiple derivations of the Schrödinger equation converge to a unified structure based on linear, unitary evolution with a self-adjoint Hamiltonian. Key quantum phenomena such as superposition, tunnelling, and quantization emerge consistently from canonical models, while mathematical conditions ensure physical consistency and probability conservation. Novelty/Originality of this study: This study uniquely integrates physical derivations, rigorous mathematical structure, and pedagogical organization into a single coherent framework. It bridges conceptual gaps between theory and application, offering a unified reference that enhances understanding of quantum mechanics and supports both self-study and instructional practices.
Quantum theory as a scientific revolution profoundly influenced human thought about the universe and governed forces of nature. Perhaps the historical development of quantum mechanics mimics the history of human scientific struggles from their beginning. This book, which brought together an international community of invited authors, represents a rich account of foundation, scientific history of quantum mechanics, relativistic quantum mechanics and field theory, and different methods to solve the Schrodinger equation. We wish for this collected volume to become an important reference for students and researchers.