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arXiv:2410.03689

Derivation of Schrodinger's equation from the Hamilton-Jacobi and the Eikonal equations

Lachezar S. Simeonov

Published Sep 21, 2024• 0 citations
arXivHTMLPDF

Abstract

Most authors of textbooks on quantum mechanics either postulate or sketch a short `ad hoc` derivation of Schrodinger's equation. In this work we give a detailed derivation of Schrodinger's equation from the Hamilton-Jacobi equation and the Eikonal equation in geometrical optics. We start from the historical debates on the nature of light -- whether it is a beam of particles, or waves in the aether. We derive the Eikonal equation and show the conditions when a wave can behave as a beam of particles. Then we discuss several experiments with an electron gun, that show clearly diffraction and interference of a single electron. Next, in order to explain these experiments, we derive Schrodinger's equation by comparing Hamilton-Jacobi equation in classical mechanics with the Eikonal equation in geometrical optics. To do that, we first show how to derive the wave equation from the Eikonal equation (not the other way around!). Second, we use this method to derive Schrodinger's equation from the Hamilton-Jacobi equation. Next, we derive Born's statistical rule using the early understanding of de Broglie that both particles and waves exist. Afterwards, we show that historically people preferred to remove the particles (as well as their trajectories) altogether from de Broglie's ideas but retained Born's rule (the so called Copenhagen interpretation). These derivations of the foundations of quantum mechanics do not follow precisely the history of the subject. Rather we select some early ideas and experiments in a judicious manner to present Schrodinger's equation in a logical and ordered way. We use the electron gun experiments instead of black body radiation and photoelectric effect. Our derivation may bring more light and satisfaction for the undergraduate students about the confusing and rather mysterious subject of quantum mechanics.

DOI
10.48550/arxiv.2410.03689

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Most authors of textbooks on quantum mechanics either postulate or sketch a short ad hoc derivation of Schrodinger's equation. In this work we give a detailed derivation of Schrodinger's equation from the Hamilton-Jacobi equation and the Eikonal equation in geometrical optics. We start from the historical debates on the nature of light -- whether it is a beam of particles, or waves in the aether. We derive the Eikonal equation and show the conditions when a wave can behave as a beam of particles. Then we discuss several experiments with an electron gun, that show clearly diffraction and interference of a single electron. Next, in order to explain these experiments, we derive Schrodinger's equation by comparing Hamilton-Jacobi equation in classical mechanics with the Eikonal equation in geometrical optics. To do that, we first show how to derive the wave equation from the Eikonal equation (not the other way around!). Second, we use this method to derive Schrodinger's equation from the Hamilton-Jacobi equation. Next, we derive Born's statistical rule using the early understanding of de Broglie that both particles and waves exist. Afterwards, we show that historically people preferred to remove the particles (as well as their trajectories) altogether from de Broglie's ideas but retained Born's rule (the so called Copenhagen interpretation). These derivations of the foundations of quantum mechanics do not follow precisely the history of the subject. Rather we select some early ideas and experiments in a judicious manner to present Schrodinger's equation in a logical and ordered way. We use the electron gun experiments instead of black body radiation and photoelectric effect. Our derivation may bring more light and satisfaction for the undergraduate students about the confusing and rather mysterious subject of quantum mechanics.
The Hamilton–Jacobi equation in classical mechanics and the related eikonal equation in geometrical optics are often described as the “point of closest approach” between classical and quantum mechanics. Most textbook treatments of Hamilton–Jacobi theory are aimed at graduate students and derive the equation only after a long introduction to canonical transformations. Most treatments of the eikonal equation only emphasize its use in geometrical optics. We show that both the Hamilton–Jacobi equation and the eikonal equation can be derived by a common procedure using only elementary aspects of the Lagrangian and Hamiltonian formalisms introduced in undergraduate classical mechanics courses. Through this common approach, we hope to highlight to undergraduates the deep connections between classical mechanics, classical wave theory, and Schrödinger’s wave mechanics.
It is shown how the time-dependent Schrödinger equation may be simply derived from the dynamical postulate of Feynman's path integral formulation of quantum mechanics and the Hamilton–Jacobi equation of classical mechanics. Schrödinger's own published derivations of quantum wave equations, the first of which was also based on the Hamilton–Jacobi equation, are also reviewed. The derivation of the time-dependent equation is based on an a priori assumption equivalent to Feynman's dynamical postulate. de Broglie's concepts of ‘matter waves’ and their phase and group velocities are also critically discussed.
Some recent experiments claim to show that any model in which a quantum state represents mere information about an underlying physical reality of the system must make predictions which contradict those of quantum theory. The present work undertakes to investigate the issue of reality, treading a more fundamental route from the Hamilton-Jacobi equation of classical mechanics to the Schrodinger equation of quantum mechanics. Motivation for this is a similar approach from the eikonal equation in geometrical optics to the wave equation in electromagnetic theory. We rewrite the classical Hamilton-Jacobi equation as a wave equation and seek to generalise de Broglie's wave particle duality by demanding that both particle and light waves have the freedom of being described by any square-integrable function. This generalisation, which allows superposition also for matter wave functions, helps us to obtain the Schrodinger equation, whose solution can be seen to be as much objective as the classical mechanics wave function. Several other equations which one writes in quantum mechanics, including the eigenvalue equations for observables, series expansion of energy states in terms of eigenstates of observables other than energy, etc., can be written in the classical case too. Absence of any collapse of the wave function, entanglement, etc. in the classical realm have their origin in the nonlinearity of the classical wave equation. These considerations indicate that many of the puzzles in quantum mechanics are present also in classical mechanics in a dormant form, which fact shall help to demystify quantum mechanics to a great extent.
In the first part of this chapter, the Hamiltonian function and Hamilton-Jacobi equation are presented. The latter is the starting point of Schrödinger’s work to obtain his wave equation. Next, the derivation of the wave equation is given along with the foundations of Schrödinger’s wave mechanics, i.e., the Hamilton’s analogy between optics and mechanics. It is also introduced some applications of the Schrödinger’s new quantum theory to several problems (radial function of the hydrogen atom, Compton effect and quantum harmonic oscillator). Other applications are also indicated in this chapter. The Dirac notation is introduced followed by the derivation of the expectation value in quantum mechanics and its derivation with respect to time. Next, Born’s probability theory and the superposition principle are introduced followed by the derivation of the quantum linear momentum operator. Afterwards, the normalization of a wave function and the orthogonality of a wave function are given followed by the properties of the Hermitian operator. In the end of the chapter, several examples and exercises are presented (168 words).
The wave-particle duality for light has been well established by various experiments, such as Young’s double slit experiment and the photoelectric effect. This led de Broglie to propose that a particle also has wave characteristics. Schrödinger further established the wave equation for a moving particle. Many times, quantum mechanics textbooks do not show how Schrödinger’s equation was developed in an intuitive manner that is appropriate at the undergraduate level. This article presents a new approach for introducing Schrödinger’s equation. This new approach starts with Maxwell’s equations and then applies the quantized energy of a light wave and special relativity. This more intuitive approach should help undergraduate students understand the origin of Schrödinger’s equation in a more natural way.
This chapter starts with the historical development of quantum mechanics and explanations of key concepts behind fundamental discoveries such as Planck's hypothesis, the photoelectric effect, Bohr's atomic model, Compton scattering, the de Broglie hypothesis, the Pauli exclusion principle, the Schrödinger equation, Heisenberg quantum mechanics and the uncertainty principle, the Born interpretation of wave function, the Davisson and Germer experiment, and Dirac relativistic quantum mechanics, which made important contributions to the foundation of modern quantum mechanics. Concepts like the particle properties of radiation, the wave properties of matter, quantized energy and momentum, and the idea that one can no longer know exactly where a single particle like an electron is at any instant of time are brought out clearly through this chapter. A list of important quantum mechanical parameters along with solved examples and unsolved exercises on the key concepts are included towards the end.