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Physics-Uspekhi

The tree of paradox

V. V. Mityugov

Published Aug 31, 1993• 9 citations
Publisher

Abstract

The specific nature of the randomness arising when quantum subsystems interact (collide) is analyzed. It is shown that the Birkhoff–Khinchin ergodic theorem—the key theorem for classical statistics—or its analog is absent, in principle, in the quantum theory. Thus quantum probabilities cannot be defined within the ergodic concept. A metric definition of probability, based on von Neumann's theory of measurement, is proposed as a measure of comparison of a posteriori physical situation with the a priori situation. The workability of the adopted approach is demonstrated for random walk problems and the theory of thermal equilibrium.

DOI
10.1070/pu1993v036n08abeh002302

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The specific nature of the randomness arising when quantum subsystems interact (collide) is analyzed. It is shown that the Birkhoff–Khinchin ergodic theorem—the key theorem for classical statistics—or its analog is absent, in principle, in the quantum theory. Thus quantum probabilities cannot be defined within the ergodic concept. A metric definition of probability, based on von Neumann's theory of measurement, is proposed as a measure of comparison of a posteriori physical situation with the a priori situation. The workability of the adopted approach is demonstrated for random walk problems and the theory of thermal equilibrium.
In this paper, we study and answer the following fundamental problems concerning classical equilibrium statistical mechanics: 1): Is the principle of equal a priori probabilities indispensable for equilibrium statistical mechanics? 2): Is the ergodic hypothesis related to equilibrium statistical mechanics? Note that these problems are not yet answered, since there are several opinions for the formulation of equilibrium statistical mechanics. In order to answer the above questions, we first introduce measurement theory (i.e., the theory of quantum mechanical world view), which is characterized as the linguistic turn of quantum mechanics. And we propose the measurement theoretical foundation of equili-brium statistical mechanics, and further, answer the above 1) and 2), that is, 1) is “No”, but, 2) is “Yes”.
An ergodic theorem is a statement of the equality of the time averages of the physical properties of a system and the averages of these quantities obtained from the consideration of a Gibbsian ensemble of identical systems. It is shown that, in quantum statistical mechanics, a necessary and sufficient condition for the existence of an ergodic theorem can be derived for a system in weak energetic interaction with its surroundings. This necessary and sufficient condition for the equality of time and (microcanonical) ensemble averages is that all operators invariant in time shall reduce to constant multiples of the unit operator when applied to the system itself. It is shown that the conditions for ergodicity are formally analogous to those derived by von Neumann for classical statistical mechanics. No assumption of "molecular chaos" is made.
Abstract By formulating the axioms of quantum mechanics, von Neumann also laid the foundations of a “quantum probability theory”. As such, it is regarded a generalization of the “classical probability theory” due to Kolmogorov. Outside of quantum physics, however, Kolmogorov’s axioms enjoy universal applicability. This raises the question of whether quantum physics indeed requires such a generalization of our conception of probability or if von Neumann’s axiomatization of quantum mechanics was contingent on the absence of a general theory of probability in the 1920s. This work argues in favor of the latter position. In particular, it shows how to construct a mathematically rigorous theory for non-relativistic N -body quantum systems subject to a time-independent scalar potential, which is based on Kolmogorov’s axioms and physically natural random variables. Though this theory is provably distinct from its quantum-mechanical analog, it nonetheless reproduces central predictions of the latter. Further work may make an empirical comparison possible. Moreover, the approach can in principle be adapted to other classes of quantum-mechanical models. Part II of this series discusses the empirical violation of Bell inequalities in the context of this approach. Part III addresses the projection postulate and the question of measurement.
In this chapter, we consider the way quantum theory represents deterministic, statistical, and probabilistic aspects of Nature. After a discussion in Section 3.1 of uncertainty in general, we discuss in Sections 3.2-3.4 several formal notions of classical probability, their relation to the probability concept used in applied statistics, and their dependence on the description used. Section 3.5 briefly discusses various examples, where probabilistic features emerge from fully deterministic situations-a theme to be taken up in much more detail in Chapter 11. Section 3.6 then shows how the statistical aspects of the quantum formalism naturally follow from the weak law of large numbers. The notions of c-probability in the classical case and of q-probability in the quantum case are formally defined in Section 3.7. Historically, the concept of classical probability (including its use in stochastic processes) was given an undisputed formal mathematical foundation in 1933 in terms of the measure-theoretic setting of Kolmogorov [164]. Apart from this traditional axiomatic foundation of classical probability theory, there is a less well-known equivalent axiomatic treatment by Whittle [302] in terms of expectations. Here probabilities appear as the expectations of statements, {0, 1}-valued random variables. von Plato [240] discusses the history of the concept of probability. Krüger et al. [169] discuss the history of probability in the various fields of application. Sklar [275] discusses the philosophical problems of the probability concept, with an emphasis on statistical mechanics.
von Neumann has proved a quantum-mechanical ergodic theorem which deals with a closed macroscopic system and macroscopic observables. Certain unsatisfactory features of this theorem are probably due to the overly-strong idealization of a completely closed system.Since the claims of statistical mechanics go beyond macroscopic systems, there is a need for a more general theorem. The present paper deals with a system of any number of degrees of freedom and with any observable, during interaction with a temperature bath. In order to avoid an assumption of randomness, the bath must be described explicitly and precisely by a time-independent Hamiltonian. The model of the bath is obtained by taking the Gibbs ensemble seriously, i.e., as a set of NNN identical systems interacting through a potential $\ensuremath{\lambda}V$.The following theorem is proved. The time average of the quantum-mechanical expectation value of any observable with respect to any initial state is equal to its statistical average, in the double limit $N\ensuremath{\rightarrow}\ensuremath{\infty}$, $\ensuremath{\lambda}\ensuremath{\rightarrow}0$, for the overwhelming majority of all interaction potentials VVV.
Principal concepts of quantum probability theory are considered. Some properties of a priori and a posteriori quantum probabilities are studied. Concepts of regular and nondestructive measurement procedures are analyzed. Effects associated with compatibility and lack of correlation of quantum procedures are studied. Markov sequences of quantum procedures for quantum systems with finite or countable number of states is defined. The computation process on the n -qubit quantum computer is showed to represent operations that obey laws of quantum probability theory.