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Journal of Physics Condensed Matter

Metal-insulator transition in an one-dimensional two-band Hubbard-like model

P. Schlottmann

Published Jan 2, 1995• 3 citations
Publisher

Abstract

We consider a one-dimensional two-band model of electrons on a lattice with equal nearest-neighbour hopping, an interband splitting Delta and a Hubbard-like repulsion U. The model is defined via the SU(4) generalization of Lieb and Wu's Bethe ansatz solution of the one-dimensional Hubbard model. At T=0 the model has a Mott metal-insulator transition at a critical value U c ( Delta ) for a band filling of exactly one electron per site. U c decreases with Delta , being zero if the excited-electron band is empty, and U c =2.981 when the bands are degenerate. We discuss the ground-state properties, the spectrum of elemental excitations, the specific heat and the magnetic susceptibility, in both the metallic and insulating phases, as a function of the crystal-field splitting for exactly one electron per site. There are four branches of elemental excitations: (i) charge excitations, (ii) crystalline-field excitations and (iii) two branches of spin waves. The Fermi velocity is finite in the metallic phase, diverges as the metal-insulator transition is approached from the metallic side and vanishes for the insulator. Each band contributes to the susceptibility with a term that is inversely proportional to the spin-wave velocity for that band. The low-temperature specific heat is proportional to T and to the sum of the inverses of the velocities of the four branches.

DOI
10.1088/0953-8984/7/1/011

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Introduction In this chapter we study metal–insulator transitions which occur due to correlations between the charge carriers. This quantum phase transitions results from the competition between kinetic energy and Coulomb repulsion where the latter has the tendency to localise the electrons. The simplest model which describes this competition is the one-band Hubbard model with its two energy scales, the bandwidth W and the Coulomb repulsion U between electrons of opposite spins on the same site. For a fixed density of electrons, n = 1; as the ratio U/W increases, we expect to find a zero-temperature phase transition from a metallic state to an insulator where the electrons are frozen at the lattice sites. The method employed here to investigate this transition is the Gutzwiller approach (Gutzwiller, 1965). This is a variational method which played an important role in providing a framework for the ideas of Mott on the problem of the metal–insulator transition (Mott, 1974). On the metallic side of the transition, this approach describes a metal with renormalised Fermi liquid parameters, essentially with enhanced effective mass and uniform susceptibility. This is the so-called highly correlated electron gas (Brinkman and Rice, 1970) for which the metal oxide V 2 O 3 is the prototype system. In the insulating side, Gutzwiller's approximation yields a noninteracting system of localised electrons. This insulating phase is incompressible , i.e. has zero compressibility and infinite zero temperature susceptibility. The latter is not a consequence of interactions but simply due to the divergence of the Curie susceptibility, χ ∝ 1 /T , of non-interacting moments at T = 0. Then, in Gutzwiller's approach the transition is from a paramagnetic metal to a paramagnetic insulator. We will continue using the designation Mott transition to describe this type of phase transition where the insulating phase has no long-range magnetic order. In real systems, most frequently, localisation due to interactions is accompanied by the appearance of antiferromagnetic order.

Cambridge University Press eBooks•Jan 1, 2017•0 citations
We consider a one-dimensional two-band model of electrons on a lattice with equal nearest-neighbour hopping, an interband splitting Delta and a Hubbard-like repulsion U. The model is defined via the SU(4) generalization of Lieb and Wu's Bethe ansatz solution of the one-dimensional Hubbard model. At T=0 the model has a Mott metal-insulator transition at a critical value U c ( Delta ) for a band filling of exactly one electron per site. U c decreases with Delta , being zero if the excited-electron band is empty, and U c =2.981 when the bands are degenerate. We discuss the ground-state properties, the spectrum of elemental excitations, the specific heat and the magnetic susceptibility, in both the metallic and insulating phases, as a function of the crystal-field splitting for exactly one electron per site. There are four branches of elemental excitations: (i) charge excitations, (ii) crystalline-field excitations and (iii) two branches of spin waves. The Fermi velocity is finite in the metallic phase, diverges as the metal-insulator transition is approached from the metallic side and vanishes for the insulator. Each band contributes to the susceptibility with a term that is inversely proportional to the spin-wave velocity for that band. The low-temperature specific heat is proportional to T and to the sum of the inverses of the velocities of the four branches.
The degenerate Hubbard chain with N internal degrees of freedom is integrable if site occupations of more than two electrons are excluded. The ground state of the model has several unusual properties; e.g., the magnetic susceptibility has logarithmic singularities as the field H\ensuremath{\rightarrow}0 and also the specific-heat coefficient is singular. An extensive discussion of ground-state properties as a function of U and the band filling is presented. The elemental charge and spin excitations are derived for arbitrary U and band filling. If, on average, there is exactly one electron per site as a function of U, a qualitative change in the low-energy charge excitations is found at a critical value Uc{\mathit{U}}_{\mathit{c}}Uc​. This change is probably associated with a Mott metal-insulator transition (Uc{\mathit{U}}_{\mathit{c}}Uc​=0 for N=2). The Fermi velocity is finite for UUc{\mathit{U}}_{\mathit{c}}Uc​ but vanishes for U>Uc{\mathit{U}}_{\mathit{c}}Uc​ (for one electron per site). The spin-wave velocity is inversely proportional to the magnetic susceptibility for all U and band fillings. There are N-1 elemental spin-wave branches. For arbitrary band filling there are then N-1 soft modes at different finite momenta, all related to the Fermi surface. For exactly one electron per site, the spin-excitation spectrum can be mapped onto the one of the SU(N) Heisenberg chain. The implications of the hole states on superconductivity are also discussed.
We consider the SU(N) generalization of the one-dimensional Hubbard model with arbitrary degeneracy N (spin and orbital degrees of freedom). This model is integrable and has several unusual properties at low temperatures. The Bethe-Ansatz equations at T=0 are analyzed in the thermodynamic limit in the absence of external fields. In the continuum limit, the effective interaction between the charge degrees of freedom corresponds to a potential of the form [sinh(ax)${]}^{\mathrm{\ensuremath{-}}2}$, where x is the distance between the particles involved and a is an inverse length scale. In the limit N\ensuremath{\rightarrow}\ensuremath{\infty} and in the continuum limit, the charges reduce to a Bose gas interacting via a \ensuremath{\delta}-function potential. We further address here the properties of the charge degrees of freedom for a band filling close to one electron per site. The charge excitations obey Fermi statistics. We find a Mott metal-insulator transition at a critical value Uc{\mathit{U}}_{\mathit{c}}Uc​ of the Coulomb repulsion. Uc{\mathit{U}}_{\mathit{c}}Uc​ depends on N (Uc{\mathit{U}}_{\mathit{c}}Uc​=0 for N=2). A qualitative change in the charge-rapidity distribution is found at Uc{\mathit{U}}_{\mathit{c}}Uc​. The Fermi velocity is finite for UUc{\mathit{U}}_{\mathit{c}}Uc​, diverges as U\ensuremath{\rightarrow}Uc{\mathit{U}}_{\mathit{c}}Uc​, and vanishes for U>Uc{\mathit{U}}_{\mathit{c}}Uc​.
We investigate a quarter-filled two-band Hubbard model involving a crystal-field splitting, which lifts the orbital degeneracy as well as an interorbital hopping (interband hybridization). Both terms are relevant to the realistic description of correlated materials such as transition-metal oxides. The nature of the Mott metal-insulator transition is clarified and is found to depend on the magnitude of the crystal-field splitting. At large values of the splitting, a transition from a two-band to a one-band metal is first found as the on-site repulsion is increased and is followed by a Mott transition for the remaining band, which follows the single-band (Brinkman-Rice) scenario well documented previously within dynamical mean-field theory. At small values of the crystal-field splitting, a direct transition from a two-band metal to a Mott insulator with partial orbital polarization is found, which takes place simultaneously for both orbitals. This transition is characterized by a vanishing of the quasiparticle weight for the majority orbital but has a first-order character for the minority orbital. It is pointed out that finite-temperature effects may easily turn the metallic regime into a bad metal close to the orbital polarization transition in the metallic phase.
We have extended calculations of the zero-temperature excitation spectrum of the one-dimensional Hubbard model to the case where the number of electrons is less than the number of sites in the chain. The results are computed as a function of the ratio Ut\frac{U}{t}tU​, where UUU represents the on-site Coulomb repulsion and ttt is the transfer integral, assumed to be nonzero only for nearest neighbors. Exact calculations are made for the energy and momentum of excitations having single-particle character. Unlike the situation for the half-filled band, we find no gap in the excitation spectrum. We have also considered excitations of the spin-wave type. These are shown to vary linearly with momentum for small momentum. The group velocity for small momentum is found to be inversely proportional to the magnetic susceptibility.
The recently introduced concept of exact mean-field theories is applied to the extended simplified Hubbard model, which is a one-band extended Hubbard model (including nearest-neighbor interaction) where only the \ensuremath{\downarrow} electrons can hop. An exact mean-field Hamiltonian is derived for the model on a Bethe lattice in the limit of a large coordination number (Z\ensuremath{\rightarrow}\ensuremath{\infty}). The mean-field Hamiltonian is used to calculate the Green functions and the free energy at half-filling. This exact solution is analyzed analytically at small and large values of the on-site (U) and nearest-neighbor (V) interaction strengths. One finds that a phase transition occurs at sufficiently low temperatures for all U,V>0. The low-temperature phase is a charge-density wave for V>1/2U and a spin-density wave for V1/2U. Special attention is paid to (i) the critical temperature as a function of U and V, (ii) the order parameter as a function of temperature, and (iii) the density of states. The density of states shows that the low-temperature phase is an insulator for all U,V provided that V/U\ensuremath{\ne}1/2, while the high-temperature phase is a paramagnetic metal for all V if U2, and a paramagnetic insulator if U>2. Many detailed results are given.
Introduction In this chapter we study metal–insulator transitions which occur due to correlations between the charge carriers. This quantum phase transitions results from the competition between kinetic energy and Coulomb repulsion where the latter has the tendency to localise the electrons. The simplest model which describes this competition is the one-band Hubbard model with its two energy scales, the bandwidth W and the Coulomb repulsion U between electrons of opposite spins on the same site. For a fixed density of electrons, n = 1; as the ratio U/W increases, we expect to find a zero-temperature phase transition from a metallic state to an insulator where the electrons are frozen at the lattice sites. The method employed here to investigate this transition is the Gutzwiller approach (Gutzwiller, 1965). This is a variational method which played an important role in providing a framework for the ideas of Mott on the problem of the metal–insulator transition (Mott, 1974). On the metallic side of the transition, this approach describes a metal with renormalised Fermi liquid parameters, essentially with enhanced effective mass and uniform susceptibility. This is the so-called highly correlated electron gas (Brinkman and Rice, 1970) for which the metal oxide V 2 O 3 is the prototype system. In the insulating side, Gutzwiller's approximation yields a noninteracting system of localised electrons. This insulating phase is incompressible , i.e. has zero compressibility and infinite zero temperature susceptibility. The latter is not a consequence of interactions but simply due to the divergence of the Curie susceptibility, χ ∝ 1 /T , of non-interacting moments at T = 0. Then, in Gutzwiller's approach the transition is from a paramagnetic metal to a paramagnetic insulator. We will continue using the designation Mott transition to describe this type of phase transition where the insulating phase has no long-range magnetic order. In real systems, most frequently, localisation due to interactions is accompanied by the appearance of antiferromagnetic order.