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Physical review. B, Condensed matter

Metal-insulator transition in an Hubbard-like model with degeneracy in one dimension

P. Schlottmann

Published Mar 15, 1992• 21 citations
Publisher

Abstract

We consider the SU(N) generalization of the one-dimensional Hubbard model with arbitrary degeneracy N (spin and orbital degrees of freedom). This model is integrable and has several unusual properties at low temperatures. The Bethe-Ansatz equations at T=0 are analyzed in the thermodynamic limit in the absence of external fields. In the continuum limit, the effective interaction between the charge degrees of freedom corresponds to a potential of the form [sinh(ax)${]}^{\mathrm{\ensuremath{-}}2}$, where x is the distance between the particles involved and a is an inverse length scale. In the limit N\ensuremath{\rightarrow}\ensuremath{\infty} and in the continuum limit, the charges reduce to a Bose gas interacting via a \ensuremath{\delta}-function potential. We further address here the properties of the charge degrees of freedom for a band filling close to one electron per site. The charge excitations obey Fermi statistics. We find a Mott metal-insulator transition at a critical value ${\mathit{U}}_{\mathit{c}}$ of the Coulomb repulsion. ${\mathit{U}}_{\mathit{c}}$ depends on N (${\mathit{U}}_{\mathit{c}}$=0 for N=2). A qualitative change in the charge-rapidity distribution is found at ${\mathit{U}}_{\mathit{c}}$. The Fermi velocity is finite for U${\mathit{U}}_{\mathit{c}}$, diverges as U\ensuremath{\rightarrow}${\mathit{U}}_{\mathit{c}}$, and vanishes for U>${\mathit{U}}_{\mathit{c}}$.

DOI
10.1103/physrevb.45.5784

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We consider the SU(N) generalization of the one-dimensional Hubbard model with arbitrary degeneracy N (spin and orbital degrees of freedom). This model is integrable and has several unusual properties at low temperatures. The Bethe-Ansatz equations at T=0 are analyzed in the thermodynamic limit in the absence of external fields. In the continuum limit, the effective interaction between the charge degrees of freedom corresponds to a potential of the form [sinh(ax)]\ensuremath−2{]}^{\mathrm{\ensuremath{-}}2}]\ensuremath−2, where x is the distance between the particles involved and a is an inverse length scale. In the limit N\ensuremath{\rightarrow}\ensuremath{\infty} and in the continuum limit, the charges reduce to a Bose gas interacting via a \ensuremath{\delta}-function potential. We further address here the properties of the charge degrees of freedom for a band filling close to one electron per site. The charge excitations obey Fermi statistics. We find a Mott metal-insulator transition at a critical value Uc{\mathit{U}}_{\mathit{c}}Uc​ of the Coulomb repulsion. Uc{\mathit{U}}_{\mathit{c}}Uc​ depends on N (Uc{\mathit{U}}_{\mathit{c}}Uc​=0 for N=2). A qualitative change in the charge-rapidity distribution is found at Uc{\mathit{U}}_{\mathit{c}}Uc​. The Fermi velocity is finite for UUc{\mathit{U}}_{\mathit{c}}Uc​, diverges as U\ensuremath{\rightarrow}Uc{\mathit{U}}_{\mathit{c}}Uc​, and vanishes for U>Uc{\mathit{U}}_{\mathit{c}}Uc​.
The degenerate Hubbard chain with N internal degrees of freedom is integrable if site occupations of more than two electrons are excluded. The ground state of the model has several unusual properties; e.g., the magnetic susceptibility has logarithmic singularities as the field H\ensuremath{\rightarrow}0 and also the specific-heat coefficient is singular. An extensive discussion of ground-state properties as a function of U and the band filling is presented. The elemental charge and spin excitations are derived for arbitrary U and band filling. If, on average, there is exactly one electron per site as a function of U, a qualitative change in the low-energy charge excitations is found at a critical value Uc{\mathit{U}}_{\mathit{c}}Uc​. This change is probably associated with a Mott metal-insulator transition (Uc{\mathit{U}}_{\mathit{c}}Uc​=0 for N=2). The Fermi velocity is finite for UUc{\mathit{U}}_{\mathit{c}}Uc​ but vanishes for U>Uc{\mathit{U}}_{\mathit{c}}Uc​ (for one electron per site). The spin-wave velocity is inversely proportional to the magnetic susceptibility for all U and band fillings. There are N-1 elemental spin-wave branches. For arbitrary band filling there are then N-1 soft modes at different finite momenta, all related to the Fermi surface. For exactly one electron per site, the spin-excitation spectrum can be mapped onto the one of the SU(N) Heisenberg chain. The implications of the hole states on superconductivity are also discussed.
We consider a one-dimensional two-band model of electrons on a lattice with equal nearest-neighbour hopping, an interband splitting Delta and a Hubbard-like repulsion U. The model is defined via the SU(4) generalization of Lieb and Wu's Bethe ansatz solution of the one-dimensional Hubbard model. At T=0 the model has a Mott metal-insulator transition at a critical value U c ( Delta ) for a band filling of exactly one electron per site. U c decreases with Delta , being zero if the excited-electron band is empty, and U c =2.981 when the bands are degenerate. We discuss the ground-state properties, the spectrum of elemental excitations, the specific heat and the magnetic susceptibility, in both the metallic and insulating phases, as a function of the crystal-field splitting for exactly one electron per site. There are four branches of elemental excitations: (i) charge excitations, (ii) crystalline-field excitations and (iii) two branches of spin waves. The Fermi velocity is finite in the metallic phase, diverges as the metal-insulator transition is approached from the metallic side and vanishes for the insulator. Each band contributes to the susceptibility with a term that is inversely proportional to the spin-wave velocity for that band. The low-temperature specific heat is proportional to T and to the sum of the inverses of the velocities of the four branches.
We use the Bethe ansatz equations to calculate the charge stiffness Dc{\mathit{D}}_{\mathit{c}}Dc​=(L/2)d2{\mathit{d}}^{2}d2E0{\mathit{E}}_{0}E0​/d${\mathrm{\ensuremath{\Phi}}}_{\mathit{c}}^{2}$${\mathrm{\ensuremath{\Vert}}}_{\mathrm{\ensuremath{\Phi}}\mathit{c}}$=0 of the one-dimensional repulsive-interaction Hubbard model for electron densities close to the Mott insulating value of one electron per site (n=1), where E0{\mathit{E}}_{0}E0​ is the ground-state energy, L is the circumference of the system (assumed to have periodic boundary conditions), and (\ensuremath{\Elzxh}c/e)${\mathrm{\ensuremath{\Phi}}}_{\mathit{c}}$ is the magnetic flux enclosed. We obtain an exact result for the asymptotic form of Dc{\mathit{D}}_{\mathit{c}}Dc​(L) as L\ensuremath{\rightarrow}\ensuremath{\infty} at n=1, which defines and yields an analytic expression for the correlation length \ensuremath{\xi} in the Mott insulating phase of the model as a function of the on-site repulsion U. In the vicinity of the zero-temperature critical point U=0, n=1, we show that the charge stiffness has the hyperscaling form Dc{\mathit{D}}_{\mathit{c}}Dc​(n,L,U)=Y+{\mathit{Y}}_{+}Y+​(\ensuremath{\xi}\ensuremath{\delta},\ensuremath{\xi}/L), where \ensuremath{\delta}=\ensuremath{\Vert}1-n\ensuremath{\Vert} and Y+{\mathit{Y}}_{+}Y+​ is a universal scaling function which we calculate. The physical significance of \ensuremath{\xi} in the metallic phase of the model is that it defines the characteristic size of the charge-carrying solitons, or holons. We construct an explicit mapping for arbitrary U and \ensuremath{\xi}\ensuremath{\delta}\ensuremath{\ll}1 of the holons onto weakly interacting spinless fermions, and use this mapping to obtain an asymptotically exact expression for the low-temperature thermopower near the metal-insulator transition, which is a generalization to arbitrary U of a result previously obtained using a weak-coupling approximation, and implies holelike transport for 01-n\ensuremath{\ll}${\ensuremath{\xi}}^{\mathrm{\ensuremath{-}}1}$.
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We investigate the metal-insulator transition of the one-dimensional SU(N)\mathrm{SU}(N)SU(N) Hubbard model for repulsive interaction. Using the bosonization approach a Mott transition in the charge sector at half filling ${(k}_{F}=\ensuremath{\pi}{/Na}_{0})$ is conjectured for N>2.N>2.N>2. Expressions for the charge and spin velocities as well as for the Luttinger-liquid parameters and some correlation functions are given. The theoretical predictions are compared with numerical results obtained with an improved zero-temperature quantum Monte Carlo approach. The method used is a generalized Green's function Monte Carlo scheme in which the stochastic time evolution is partially integrated out. Very accurate results for the gaps, velocities, and Luttinger-liquid parameters as a function of the Coulomb interaction UUU are given for the cases N=3N=3N=3 and N=4.N=4.N=4. Our results strongly support the existence of a Mott-Hubbard transition at a nonzero value of the Coulomb interaction. We find ${U}_{c}\ensuremath{\sim}2.2$ for N=3N=3N=3 and ${U}_{c}\ensuremath{\sim}2.8$ for N=4.N=4.N=4.
The authors study the critical behaviour of the SU(N) generalization of the one-dimensional Hubbard model with arbitrary degeneracy N. Using the integrability of this model by Bethe ansatz they are able to compute the spectrum of the low-lying excitations in a large but finite box for arbitrary values of the electron density and of the Coulomb interaction. This information is used to determine the asymptotic behaviour of correlation functions at zero temperature in the presence of external fields lifting the degeneracy. The critical exponents depend on the system parameters through an N*N dressed charge matrix implying the relevance of the interaction of charge- and spin-density waves.