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Journal of Mathematical Physics

Absence of orderings in Hubbard models

Jacek Wojtkiewicz

Published Nov 1, 2011• 1 citation
Publisher

Abstract

In this paper, an absence of certain orderings in multiparameter family of Hubbard models is proved. A technical tool is a reflection positivity, which allows to establish upper bounds on certain susceptibilities. These bounds in turn imply an absence of magnetic, charge, and superconducting orderings. The models considered are extended Hubbard models with charge and spin interactions, correlation hopping, and pair hopping.

DOI
10.1063/1.3656880

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In this paper, an absence of certain orderings in multiparameter family of Hubbard models is proved. A technical tool is a reflection positivity, which allows to establish upper bounds on certain susceptibilities. These bounds in turn imply an absence of magnetic, charge, and superconducting orderings. The models considered are extended Hubbard models with charge and spin interactions, correlation hopping, and pair hopping.
Magnetic and superconducting pairing correlation functions in a general class of Hubbard models, the t - J model and a single-band Hubbard model with additional bond - charge interaction are investigated. Some rigorous upper bounds of the corresponding correlation functions are obtained. It is found that the decay of the spin - spin correlation function with temperature in the general Hubbard models cannot be slower than the inverse square law at low temperatures and the inverse law at high temperatures, while the on-site pairing correlation function cannot be slower than the inverse law. An upper bound for the average energy of the t - J model is found. The upper bounds for the spin - spin and the electron pairing correlation functions in the t - J model as well as in the Hubbard model with bond - charge interaction are also obtained. These bounds are expected to provide certain standards for approximate methods. In some special cases, these bounds rule out the possibility of corresponding magnetic and pairing long-range order.
Rigorous bounds on the susceptibilities of the single-band Hubbard model which hold in all dimensions are presented. In the attractive model the spin susceptibility is bounded above by (4\ensuremath{\Vert}U\ensuremath{\Vert}${)}^{\mathrm{\ensuremath{-}}1}$ where U(0) is the on-site interaction potential. In the half-filled repulsive model on a bipartite lattice the charge and the on-site pairing susceptibilities are bounded above by ${\mathit{U}}^{\mathrm{\ensuremath{-}}1}$. The present result implies that the susceptibilities never diverge in the above mentioned circumstances and also the absence of corresponding long-range order.
The Hubbard model is a `highly oversimplified model' for electrons in a solid which interact with each other through extremely short-ranged repulsive (Coulomb) interaction. The Hamiltonian of the Hubbard model consists of two parts: which describes quantum mechanical hopping of electrons, and which describes non-linear repulsive interaction. Either or alone is easy to analyse, and does not favour any specific order. But their sum is believed to exhibit various non-trivial phenomena including metal-insulator transition, antiferromagnetism, ferrimagnetism, ferromagnetism, Tomonaga-Luttinger liquid, and superconductivity. It is believed that we can find various interesting `universality classes' of strongly interacting electron systems by studying the idealized Hubbard model. In the present article we review some mathematically rigorous results relating to the Hubbard model which shed light on the `physics' of this fascinating model. We mainly concentrate on the magnetic properties of the model in its ground states. We discuss the Lieb-Mattis theorem on the absence of ferromagnetism in one dimension, Koma-Tasaki bounds on the decay of correlations at finite temperatures in two dimensions, the Yamanaka-Oshikawa-Affleck theorem on low-lying excitations in one dimension, Lieb's important theorem for the half-filled model on a bipartite lattice, Kubo-Kishi bounds on the charge and superconducting susceptibilities of half-filled models at finite temperatures, and three rigorous examples of saturated ferromagnetism due to Nagaoka, Mielke, and Tasaki. We have tried to make the article accessible to non-experts by giving basic definitions and describing elementary materials in detail.
In a general class of one- and two-dimensional Hubbard models, we prove upper bounds for the two-point correlation functions at finite temperatures for electrons, electron pairs, and spin. The upper bounds decay exponentially in one dimension, and with power laws in two dimensions. The bounds rule out the possibility of the corresponding condensation of superconducting electron pairs, and of the corresponding magnetic ordering. Our method is general enough to cover other models such as the t-J model.
The Hubbard model is a "highly oversimplified model" for electrons in a solid which interact with each other through extremely short ranged repulsive (Coulomb) interaction. The Hamiltonian of the Hubbard model consists of two pieces; H_hop which describes quantum mechanical hopping of electrons, and Hint which describes nonlinear repulsive interaction. Either H_hop or H_int alone is easy to analyze, and does not favor any specific order. But their sum H=H_hop+H_int is believed to exhibit various nontrivial phenomena including metal-insulator transition, antiferromagnetism, ferrimagnetism, ferromagnetism, Tomonaga-Luttinger liquid, and superconductivity. It is believed that we can find various interesting "universality classes" of strongly interacting electron systems by studying the idealized Hubbard model. In the present article we review some mathematically rigorous results on the Hubbard model which shed light on "physics" of this fascinating model. We mainly concentrate on magnetic properties of the model at its ground states. We discuss Lieb-Mattis theorem on the absence of ferromagnetism in one dimension, Koma-Tasaki bounds on decay of correlations at finite temperatures in two-dimensions, Yamanaka-Oshikawa-Affleck theorem on low-lying excitations in one-dimension, Lieb's important theorem for half-filled model on a bipartite lattice, Kubo-Kishi bounds on the charge and superconducting susceptibilities of half-filled models at finite temperatures, and three rigorous examples of saturated ferromagnetism due to Nagaoka, Mielke, and Tasaki. We have tried to make the article accessible to nonexperts by describing basic definitions and elementary materials in detail.
The phase diagrams and superconducting properties of the extended Hubbard model with pair hopping interaction, i.e., the Penson-Kolb-Hubbard model are studied. The analysis of the model is performed for d-dimensional hypercubic lattices, including d=1d=1d=1 and $d=\ensuremath{\infty},$ by means of the (broken symmetry) Hartree-Fock approximations and, for $d=\ensuremath{\infty},$ by the slave-boson mean-field method. For d=1,d=1,d=1, at half filling the phase diagram is shown to consist of nine different phases including two superconducting states with center-of-mass momentum q=0q=0q=0 and q=Qq=Qq=Q $(\ensuremath{\eta}$ pairing), site and bond-located antiferromagnetic and charge-density wave states as well as three mixed phases with coexisting site and bond orderings. The stability range of the bond-type orderings shrinks with increasing lattice dimensionality d and for $d=\ensuremath{\infty}$ the corresponding diagram consists of four phases only, involving exclusively site-located orderings. Comparing the pair hopping model with the attractive Hubbard model we found in both cases gradual evolution from the BCS-like limit to the tightly bound pairs regime and a monotonic increase of the gap in the excitation spectrum with increasing coupling. However, the dynamics of electron pairs in both models is qualitatively different, which results in different dependences of condensation energies and critical temperatures on interaction parameters as well as in different electrodynamic properties, especially in a strong coupling regime.