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Physical review. B, Condensed matter

Rigorous bounds on the susceptibilities of the Hubbard model

Kenn Kubo, Tatsuya Kishi

Published Mar 1, 1990• 46 citations
Publisher

Abstract

Rigorous bounds on the susceptibilities of the single-band Hubbard model which hold in all dimensions are presented. In the attractive model the spin susceptibility is bounded above by (4\ensuremath{\Vert}U\ensuremath{\Vert}${)}^{\mathrm{\ensuremath{-}}1}$ where U(0) is the on-site interaction potential. In the half-filled repulsive model on a bipartite lattice the charge and the on-site pairing susceptibilities are bounded above by ${\mathit{U}}^{\mathrm{\ensuremath{-}}1}$. The present result implies that the susceptibilities never diverge in the above mentioned circumstances and also the absence of corresponding long-range order.

DOI
10.1103/physrevb.41.4866

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Physical review. B, Condensed matter•May 1, 1994•3 citations
Rigorous bounds on the susceptibilities of the single-band Hubbard model which hold in all dimensions are presented. In the attractive model the spin susceptibility is bounded above by (4\ensuremath{\Vert}U\ensuremath{\Vert})\ensuremath−1{)}^{\mathrm{\ensuremath{-}}1})\ensuremath−1 where U(0) is the on-site interaction potential. In the half-filled repulsive model on a bipartite lattice the charge and the on-site pairing susceptibilities are bounded above by U\ensuremath−1{\mathit{U}}^{\mathrm{\ensuremath{-}}1}U\ensuremath−1. The present result implies that the susceptibilities never diverge in the above mentioned circumstances and also the absence of corresponding long-range order.
The exact phase diagrams of the one-dimensional Hubbard model, both attractive and repulsive, in the presence of an arbitrary magnetic field h for various electron concentrations n and on-site interaction strengths U <0 or U >0 are calculated and investigated. The exact ground-state properties, namely, the ground-state energy, the average spin (magnetization), the concentration of the doubly occupied sites, the kinetic energy, the chemical potential, the spin (magnetic) susceptibility and the charge compressibility, are calculated and examined over a wide range of interaction strengths U for various h and n . It is found that the spin susceptibility at half-filling is non-analytic and changes discontinuously as U →0. The exact theory shows the absence of a charge energy gap in the U ⩽0 region for all n and provides, for the chemical potential, the rigorous upper and lower bounds for half-filled and empty bands respectively. The analytical results derived for the weak-coupling limit and asymptotic expansions for strong coupling are in full agreement with the numerical calculations.
The Hubbard model is a `highly oversimplified model' for electrons in a solid which interact with each other through extremely short-ranged repulsive (Coulomb) interaction. The Hamiltonian of the Hubbard model consists of two parts: which describes quantum mechanical hopping of electrons, and which describes non-linear repulsive interaction. Either or alone is easy to analyse, and does not favour any specific order. But their sum is believed to exhibit various non-trivial phenomena including metal-insulator transition, antiferromagnetism, ferrimagnetism, ferromagnetism, Tomonaga-Luttinger liquid, and superconductivity. It is believed that we can find various interesting `universality classes' of strongly interacting electron systems by studying the idealized Hubbard model. In the present article we review some mathematically rigorous results relating to the Hubbard model which shed light on the `physics' of this fascinating model. We mainly concentrate on the magnetic properties of the model in its ground states. We discuss the Lieb-Mattis theorem on the absence of ferromagnetism in one dimension, Koma-Tasaki bounds on the decay of correlations at finite temperatures in two dimensions, the Yamanaka-Oshikawa-Affleck theorem on low-lying excitations in one dimension, Lieb's important theorem for the half-filled model on a bipartite lattice, Kubo-Kishi bounds on the charge and superconducting susceptibilities of half-filled models at finite temperatures, and three rigorous examples of saturated ferromagnetism due to Nagaoka, Mielke, and Tasaki. We have tried to make the article accessible to non-experts by giving basic definitions and describing elementary materials in detail.
We have studied the pair susceptibilities for all possible pair wave functions that fit on a two-dimensional (2D) eight-site Hubbard cluster by exact diagonalization of the Hamiltonian. Band fillings corresponding to four and six electrons were studied (two or four holes in the half-filled band) for a wide range of Hubbard interaction strengths and temperatures. Our results show that all pairing susceptibilities are suppressed by the Hubbard repulsion. We have also carried out perturbation-theory calculations which show that the leading-order U2{U}^{2}U2 contributions to the d-wave pair susceptibility suppresses d-wave pairing over a significant temperature range. These results are consistent with recent Monte Carlo results and provide further evidence suggesting that the 2D Hubbard model does not exhibit superconductivity.
In the attractive Hubbard Model (and some extended versions of it), the ground state is proved to have spin angular momentum S=0 for every (even) electron filling. In the repulsive case, and with a bipartite lattice and a half-filled band, the ground state has S=(1/2\ensuremath{\parallel}B\ensuremath{\Vert}-\ensuremath{\Vert}A\ensuremath{\Vert}\ensuremath{\Vert}, where \ensuremath{\Vert}B\ensuremath{\Vert} (\ensuremath{\Vert}A\ensuremath{\Vert}) is the number of sites in the B (A) sublattice. In both cases the ground state is unique. The second theorem confirms an old, unproved conjecture in the \ensuremath{\Vert}B\ensuremath{\Vert}=\ensuremath{\Vert}A\ensuremath{\Vert} case and yields, with \ensuremath{\Vert}B\ensuremath{\Vert}\ensuremath{\ne}\ensuremath{\Vert}A\ensuremath{\Vert}, the first provable example of itinerant-electron ferromagnetism. The theorems hold in all dimensions without even the necessity of a periodic lattice structure.
The Hubbard model is a "highly oversimplified model" for electrons in a solid which interact with each other through extremely short ranged repulsive (Coulomb) interaction. The Hamiltonian of the Hubbard model consists of two pieces; H_hop which describes quantum mechanical hopping of electrons, and Hint which describes nonlinear repulsive interaction. Either H_hop or H_int alone is easy to analyze, and does not favor any specific order. But their sum H=H_hop+H_int is believed to exhibit various nontrivial phenomena including metal-insulator transition, antiferromagnetism, ferrimagnetism, ferromagnetism, Tomonaga-Luttinger liquid, and superconductivity. It is believed that we can find various interesting "universality classes" of strongly interacting electron systems by studying the idealized Hubbard model. In the present article we review some mathematically rigorous results on the Hubbard model which shed light on "physics" of this fascinating model. We mainly concentrate on magnetic properties of the model at its ground states. We discuss Lieb-Mattis theorem on the absence of ferromagnetism in one dimension, Koma-Tasaki bounds on decay of correlations at finite temperatures in two-dimensions, Yamanaka-Oshikawa-Affleck theorem on low-lying excitations in one-dimension, Lieb's important theorem for half-filled model on a bipartite lattice, Kubo-Kishi bounds on the charge and superconducting susceptibilities of half-filled models at finite temperatures, and three rigorous examples of saturated ferromagnetism due to Nagaoka, Mielke, and Tasaki. We have tried to make the article accessible to nonexperts by describing basic definitions and elementary materials in detail.
A rigorous upper bound for the spontaneous magnetization per site of a general Hubbard model is obtained. The bound is independent of the on-site Coulomb potential Ur{\mathit{U}}_{\mathbf{r}}Ur​ of the model, and is valid for arbitrary band fillings. From it one may find that the magnetic (ferromagnetic or antiferromagnetic) long-range order disappears in the atomic limit at finite temperatures.