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Physical review. B, Condensed matter

Pairing in the two-dimensional Hubbard model: An exact diagonalization study

H. Q. Lin, J. E. Hirsch, Douglas J. Scalapino

Published May 1, 1988• 80 citations
Publisher

Abstract

We have studied the pair susceptibilities for all possible pair wave functions that fit on a two-dimensional (2D) eight-site Hubbard cluster by exact diagonalization of the Hamiltonian. Band fillings corresponding to four and six electrons were studied (two or four holes in the half-filled band) for a wide range of Hubbard interaction strengths and temperatures. Our results show that all pairing susceptibilities are suppressed by the Hubbard repulsion. We have also carried out perturbation-theory calculations which show that the leading-order ${U}^{2}$ contributions to the d-wave pair susceptibility suppresses d-wave pairing over a significant temperature range. These results are consistent with recent Monte Carlo results and provide further evidence suggesting that the 2D Hubbard model does not exhibit superconductivity.

DOI
10.1103/physrevb.37.7359

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We have studied the pair susceptibilities for all possible pair wave functions that fit on a two-dimensional (2D) eight-site Hubbard cluster by exact diagonalization of the Hamiltonian. Band fillings corresponding to four and six electrons were studied (two or four holes in the half-filled band) for a wide range of Hubbard interaction strengths and temperatures. Our results show that all pairing susceptibilities are suppressed by the Hubbard repulsion. We have also carried out perturbation-theory calculations which show that the leading-order U2{U}^{2}U2 contributions to the d-wave pair susceptibility suppresses d-wave pairing over a significant temperature range. These results are consistent with recent Monte Carlo results and provide further evidence suggesting that the 2D Hubbard model does not exhibit superconductivity.
The single-band Hubbard model (both with and without first-neighbor interactions) is studied by exact diagonalization on several one- and two-dimensional clusters, ranging from four to nine sites, including rings and arrangements of squares. Occupancies include the half-filled band (one electron per site) and configurations with one and two holes in the half-filled band. Ground-state properties are determined for a wide range of parameters. We discuss the phase diagram in the (U,V) plane and consider spin, charge, and pairing correlations. The binding of a pair of holes is investigated. Circumstances in which binding and pairing are enhanced by first-neighbor interactions are described.
We have studied the behavior of pairing correlations and susceptibilities in the repulsive Hubbard model on a two-dimensional square lattice by Monte Carlo simulations. Lattice sizes up to 8\ifmmode\times\else\texttimes\fi{}8, temperatures down to T=0.083 (in units where the bandwidth W=8), interaction strengths up to U=16, and several band fillings ranging from (1/2-filled to (1/4-filled were considered. Our results suggest that the model does not exhibit superconductivity. The implications with respect to possible mechanisms for high-Tc{T}_{c}Tc​ superconductivity in oxides are discussed.
We report on a numerical study of the two-dimensional Hubbard model and describe two new algorithms for the simulation of many-electron systems. These algorithms allow one to carry out simulations within the grand canonical ensemble at significantly lower temperatures than had previously been obtained and to calculate ground-state properties with fixed numbers of electrons. We present results for the two-dimensional Hubbard model with half- and quarter-filled bands. Our results support the existence of long-range antiferromagnetic order in the ground state at half-filling and its absence at quarter-filling. Results for the magnetic susceptibility and the momentum occupation along with an upper bound to the spin-wave spectrum are given. We find evidence for an attractive effective d-wave pairing interaction near half-filling but have not found evidence for a phase transition to a superconducting state.
The quantum Monte Carlo method is used to reexamine superconductivity in the single-band Hubbard model in two dimensions. Instead of the conventional pairing, we consider a ``correlated pairing,'' 〈c-${\mathrm{tilde}}_{\mathrm{i}\mathrm{\ensuremath{\uparrow}}}$c-${\mathrm{tilde}}_{{\mathrm{i}}^{|\mathrm{I}\mathrm{H}}\mathrm{\ensuremath{\downarrow}}}$〉 with c-${\mathrm{tilde}}_{\mathrm{i}\mathrm{\ensuremath{\sigma}}}$\ensuremath{\equiv}${\mathrm{c}}_{\mathrm{i}\mathrm{\ensuremath{\sigma}}}$(1-${\mathrm{n}}_{\mathrm{i}\mathrm{\ensuremath{-}}\mathrm{\ensuremath{\sigma}}}$), which is inferred from the t-J model, the strong-coupling limit of the Hubbard model. The pairing in the d-wave channel is found to possess both a divergence like 1/T in the pairing susceptibility and a growth of the ground-state pairing correlation with sample size, indicating an off-diagonal long-range order near (but not exactly at) half-filling.
In this study we have computed the pair correlation functions in the two-dimensional Hubbard model using a quantum Monte Carlo method. We employ a new diagonalization algorithm in the quantum Monte Carlo method which is free from the negative sign problem. We show that the d-wave pairing correlation function is indeed enhanced slightly for the positive on-site Coulomb interaction U when doping away from the half-filling. When the system size becomes large, the pair correlation function P d increases for U > 0 compared to the non-interacting case, while P d is suppressed for U > 0 when the system size is small. The enhancement ratio P d [ U ]/ P d [ U = 0] will give a criterion on the existence of superconductivity. The ratio P d [ U ]/ P d [ U = 0] increases almost linearly ∝ L when the system size L × L is increased. This increase is a good indication of the existence of a superconducting phase in the two-dimensional Hubbard model. There is, however, no enhancement of pair correlation functions in the half-filled case, which indicates the absence of superconductivity without hole doping.
A model to describe electronic correlations in energy bands is considered. The model is a generalization of the conventional Hubbard model that allows for the fact that the wave function for two electrons occupying the same Wannier orbital is different from the product of single-electron wave functions. We diagonalize the Hamiltonian exactly on a four-site cluster and study its properties as a function of band filling. The quasiparticle weight is found to decrease and the quasiparticle effective mass to increase as the electronic band filling increases, and spectral weight in one- and two-particle spectral functions is transferred from low to high frequencies as the band filling increases. Quasiparticles at the Fermi energy are found to be more ``dressed'' when the Fermi level is in the upper half of the band (hole carriers) than when it is in the lower half of the band (electron carriers). The effective interaction between carriers is found to be strongly dependent on band filling becoming less repulsive as the band filling increases and attractive near the top of the band in certain parameter ranges. The effective interaction is most attractive when the single-hole carriers are most heavily dressed, and in the parameter regime where the effective interaction is attractive, hole carriers are found to ``undress,'' hence become more like electrons, when they pair. It is proposed that these are generic properties of electronic energy bands in solids that reflect a fundamental electron-hole asymmetry of condensed matter. The relation of these results to the understanding of superconductivity in solids is discussed.