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Physical review. B, Condensed matter

Small-cluster calculations for the simple and extended Hubbard models

J. Callaway, D. P. Chen, D. G. Kanhere, Qiming Li

Published Jul 1, 1990• 41 citations
Publisher

Abstract

The single-band Hubbard model (both with and without first-neighbor interactions) is studied by exact diagonalization on several one- and two-dimensional clusters, ranging from four to nine sites, including rings and arrangements of squares. Occupancies include the half-filled band (one electron per site) and configurations with one and two holes in the half-filled band. Ground-state properties are determined for a wide range of parameters. We discuss the phase diagram in the (U,V) plane and consider spin, charge, and pairing correlations. The binding of a pair of holes is investigated. Circumstances in which binding and pairing are enhanced by first-neighbor interactions are described.

DOI
10.1103/physrevb.42.465

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The single-band Hubbard model (both with and without first-neighbor interactions) is studied by exact diagonalization on several one- and two-dimensional clusters, ranging from four to nine sites, including rings and arrangements of squares. Occupancies include the half-filled band (one electron per site) and configurations with one and two holes in the half-filled band. Ground-state properties are determined for a wide range of parameters. We discuss the phase diagram in the (U,V) plane and consider spin, charge, and pairing correlations. The binding of a pair of holes is investigated. Circumstances in which binding and pairing are enhanced by first-neighbor interactions are described.
We have studied the pair susceptibilities for all possible pair wave functions that fit on a two-dimensional (2D) eight-site Hubbard cluster by exact diagonalization of the Hamiltonian. Band fillings corresponding to four and six electrons were studied (two or four holes in the half-filled band) for a wide range of Hubbard interaction strengths and temperatures. Our results show that all pairing susceptibilities are suppressed by the Hubbard repulsion. We have also carried out perturbation-theory calculations which show that the leading-order U2{U}^{2}U2 contributions to the d-wave pair susceptibility suppresses d-wave pairing over a significant temperature range. These results are consistent with recent Monte Carlo results and provide further evidence suggesting that the 2D Hubbard model does not exhibit superconductivity.
With the aim of contributing to a better understanding of the finite-temperature properties of low-dimensional strongly correlated systems we study a one-dimensional half-filled-band extended Hubbard model with a term of exchange interaction between neighboring sites. We analyze the temperature dependence of the specific heat, internal energy, entropy, number of doubly occupied sites, magnetic susceptibility, spin-spin correlation functions, and also investigate a detailed diagram of magnetic correlations. We use the method of small-cluster exact diagonalization calculations with the application of the grand canonical ensemble and of extrapolation techniques to the infinite chain. Our results show that the examined model exhibits a rich structure of magnetic properties due to the competition between the onsite Coulombian repulsion and the exchange interaction.
A model to describe electronic correlations in energy bands is considered. The model is a generalization of the conventional Hubbard model that allows for the fact that the wave function for two electrons occupying the same Wannier orbital is different from the product of single-electron wave functions. We diagonalize the Hamiltonian exactly on a four-site cluster and study its properties as a function of band filling. The quasiparticle weight is found to decrease and the quasiparticle effective mass to increase as the electronic band filling increases, and spectral weight in one- and two-particle spectral functions is transferred from low to high frequencies as the band filling increases. Quasiparticles at the Fermi energy are found to be more ``dressed'' when the Fermi level is in the upper half of the band (hole carriers) than when it is in the lower half of the band (electron carriers). The effective interaction between carriers is found to be strongly dependent on band filling becoming less repulsive as the band filling increases and attractive near the top of the band in certain parameter ranges. The effective interaction is most attractive when the single-hole carriers are most heavily dressed, and in the parameter regime where the effective interaction is attractive, hole carriers are found to ``undress,'' hence become more like electrons, when they pair. It is proposed that these are generic properties of electronic energy bands in solids that reflect a fundamental electron-hole asymmetry of condensed matter. The relation of these results to the understanding of superconductivity in solids is discussed.
The ground-state wave function and energy are calculated for the one-band Hubbard Hamiltonian on a 4\ifmmode\times\else\texttimes\fi{}4 cluster of the square lattice up to first and second order of the on-site Coulomb repulsion U, respectively. Changes induced by a deviation of the number of electrons from half-filling (one electron per lattice site) are closely followed. Charge-charge and spin-spin correlation functions are directly obtained from the ground-state wave function and show the existence of antiferromagnetic correlations that extend over the whole cluster at half-filling. Correlations among sites separated by more than a lattice site diminish very rapidly as holes are introduced into the cluster. The analysis is extended to the negative-U case. Ground-state properties change qualitatively.
The exact phase diagrams of the one-dimensional Hubbard model, both attractive and repulsive, in the presence of an arbitrary magnetic field h for various electron concentrations n and on-site interaction strengths U <0 or U >0 are calculated and investigated. The exact ground-state properties, namely, the ground-state energy, the average spin (magnetization), the concentration of the doubly occupied sites, the kinetic energy, the chemical potential, the spin (magnetic) susceptibility and the charge compressibility, are calculated and examined over a wide range of interaction strengths U for various h and n . It is found that the spin susceptibility at half-filling is non-analytic and changes discontinuously as U →0. The exact theory shows the absence of a charge energy gap in the U ⩽0 region for all n and provides, for the chemical potential, the rigorous upper and lower bounds for half-filled and empty bands respectively. The analytical results derived for the weak-coupling limit and asymptotic expansions for strong coupling are in full agreement with the numerical calculations.
Correlation effects in the one-dimensional Hubbard model are studied by application of the L-resolvent method. The calculations are well beyond one-particle mean field approximation. All correlations involving two neighboring sites are included exactly and higher order correlations are approximated. The effects of varying temperature, band filling, Coulomb repulsion and external magnetic field are investigated. Two-site correlations for non-half-filled band fillings are calculated for the first time. Some exact relations between correlation functions are derived by electron-hole symmetry. Results indicate that short-range spin correlations always favor antiferromagnetic order. Large Coulomb repulsion induces a gap in the excitation spectrum and a metal-insulator transition is predicted as the Coulomb repulsion parameter is changed.