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Philosophy of Science

An Awkward Symmetry: The Tension between Particle Ontologies and Permutation Invariance

Benjamin C. Jantzen

Published Jan 1, 2011• 8 citations
Publisher

Abstract

Physical theories continue to be interpreted in terms of particles. The idea of a particle has required modification for successive theories but remains central to scientific explanation. Particle ontologies also have the virtue of explaining basic epistemic features of the world and so remain appealing for the scientific realist. However, particle ontologies are untenable when coupled with the empirically necessary postulate of permutation invariance—the claim that permuting the roles of particles in a representation of a physical state results in a representation of the same state. I demonstrate that any permutation invariant theory is incompatible with a particle ontology.

DOI
10.1086/658094

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Physical theories continue to be interpreted in terms of particles. The idea of a particle has required modification for successive theories but remains central to scientific explanation. Particle ontologies also have the virtue of explaining basic epistemic features of the world and so remain appealing for the scientific realist. However, particle ontologies are untenable when coupled with the empirically necessary postulate of permutation invariance—the claim that permuting the roles of particles in a representation of a physical state results in a representation of the same state. I demonstrate that any permutation invariant theory is incompatible with a particle ontology.
The idea that the world is made of particles — little discrete, interacting objects that compose the material bodies of everyday experience — is a durable one. Following the advent of quantum theory, the idea was revised but not abandoned. It remains manifest in the explanatory language of physics, chemistry, and molecular biology. Aside from its durability, there is good reason for the scientific realist to embrace the particle interpretation: such a view can account for the prominent epistemic fact that only limited knowledge of a portion of the material universe is needed in order to make reliable predictions about that portion. Thus, particle interpretations can support an abductive argument from the epistemic facts in favor of a realist reading of physical theory. However, any particle interpretation with this property is untenable. The empirical adequacy of modern particle theories requires adoption of a postulate known as permutation invariance (PI) — the claim that interchanging the role of two particles of the same kind in a dynamical state description results in a description of the identical state. It is the central claim of this essay that PI is incompatible with any particle interpretation strong enough to account for the epistemic facts. This incompatibility extends across all physical theories. To frame and motivate the inconsistency argument, I begin by fixing the relevant notion of particle. To single out those accounts of greatest appeal to the realist, I develop the logically weakest particle ontology that entails the epistemic fact that the world is piecewise predictable, an ontology I call ‘minimal atomism’ (MA). The entire series of scientific conceptions of the particle, from Newton’s mechanically interacting corpuscles to the ‘centers of force’ in classical field theories, all comport with MA. As long as PI is left out, even quantum mechanics can be viewed this way. To assess the impact of PI on this picture, I present a framework for rigorously connecting interpretations to physical theories. In particular, I represent MA as a set of formal conditions on the models of physical theories, the mathematical structures taken to represent states of the world. I also formulate PI — originally introduced as a postulate of non-relativistic quantum mechanics — in theory independent terms. With all of these pieces in hand, I am then able to present a proof of the inconsistency of PI and MA. In the second part of the essay, I survey responses to the inconsistency result open to the scientific realist. The two most plausible approaches involve abandoning particles in one way or another. The first alternative interpretation considered takes the property bearing objects of the world to be regions of space rather than particles. In this view, the properties once attributed to particles in quantum states are attributed instead to one or more regions of space. PI no longer obtains in this case, at least not as a statement about the permutation symmetry of property bearers. Rather, the new interpretation naturally imposes an analogous constraint on quantum states. The second major approach to evading the inconsistency result is to dispense with objects altogether. This is the recommendation of so-called ‘Ontic Structural Realism’ (OSR). The central OSR thesis is that structure rather than entities are the basic ontological components of the world. OSR is intended to embrace the ‘miracle’ argument in favor of scientific realism (it would be a miracle if a scientific theory were predictively successful unless it were also approximately true with regard to its description of reality) while avoiding the pessimistic meta-induction (most predictively successful theories along with their associated ontologies have been overturned, so we should expect the same of our current theories). I demonstrate that one principal motivation for OSR based on the under-determination of interpretations in QM is actually dissolved by the incompatibility result. At the same time, I suggest reasons to think that OSR fares no better with respect to the pessimistic meta-induction than traditional realism does. Thus, while PI and MA may be incompatible, object ontologies remain the best option for the realist.
There has been considerable recent philosophical debate over the implications of many particle quantum mechanics for the metaphysics of individuality (cf. Huggett [1997]). In this paper I look at things from a rather different perspective: by investigating the significance of permutation symmetry. I consider how various philosophical positions link up to the physical postulate of the indistinguishability of permuted states-permutation invariance-and how this postulate is used to explain quantum statistics. I offer an explanation of the statistics that relies on the neglected parallel between permutations and covariant spatial transformation. And I explore the parallel, showing that a further kind of symmetry explains why permutations are invariant when spatial symmetries are not.
The permutation symmetry of quantum mechanics is widely thought to imply a sort of metaphysical underdetermination about the identity of particles. Despite claims to the contrary, this implication does not hold in the more fundamental quantum field theory, where an ontology of particles is not generally available. Although permutations are often defined as acting on particles, a more general account of permutation symmetry can be formulated using superselection theory. As a result, permutation symmetry applies even in field theories with no particle interpretation. The quantum mechanical account of permutations acting on particles is recovered as a special case.
Whereas the technological applications of quantum mechanics are extraordinarily abundant, its ontological implications are very controversial. Not only did several interpretations of the original quantum formalism develop throughout the last century, but modifications of the primitive formalism were also proposed, introducing new relevant theoretical elements, which gave rise to very different quantum ontologies. This article highlights that the diversity of quantum ontologies reveals the impossibility of establishing an exclusive inference from the empirical success of a theory and its ontological truth. Since scientific objectifications in general —and those of quantum mechanics in particular— have a limited cognitive scope, they don’t allow choosing a specific interpretation of the theory among the many possible ones, so that meta-scientific criteria are required.
Whereas the technological applications of quantum mechanics are extraordinarily abundant, its ontological implications are very controversial. Not only did several interpretations of the original quantum formalism develop throughout the last century, but modifications of the primitive formalism were also proposed, introducing new relevant theoretical elements, which gave rise to very different quantum ontologies. This article highlights that the diversity of quantum ontologies reveals the impossibility of establishing an exclusive inference from the empirical success of a theory and its ontological truth. Since scientific objectifications in general —and those of quantum mechanics in particular— have a limited cognitive scope, they don’t allow choosing a specific interpretation of the theory among the many possible ones, so that meta-scientific criteria are required.
The symmetrization postulate (SP) states that wave functions are either completely symmetric or completely antisymmetric under permutations of identical particles. It is shown by one-dimensional counter-examples that SP is not demanded by the usual physical interpretation of the mathematical formalism of wave mechanics unless one makes use of further physical properties of real systems; the error in a standard proof of SP which ignores these properties is pointed out. It is then proved that SP is true for those systems of spinless particles which have the following properties: (a) probability densities are permutation-invariant, (b) allowable wave functions are continuous with continuous gradient, (c) the 3n3n3n-dimensional configuration space is connected, (d) the Hamiltonian is symmetric, and (e) the nodes of allowed wave functions have certain properties. The counterexamples show that SP is not a necessary property of those systems which do not have property (c). The proof is extended to particles with internal degrees of freedom (including spin) by noting that any observable commutes with every permutation and making use of a particular observable acting only on internal variables. Extraneous mathematical assumptions, such as that of the existence of a "complete" set of commuting observables, criticized by Messiah and Greenberg, are not employed. Some comments are made on the conventional nature of the concept of identity for similar particles; the equivalence between the usual formulation in which different species of similar particles are treated as distinct, and that in which they are regarded as identical particles in different internal states, is emphasized.