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Physical Review Letters

Dissipative Quantum Dynamics with a Lindblad Functional

Shiwu Gao

Published Oct 27, 1997• 110 citations
Publisher

Abstract

A Lindblad operator is proposed to describe quantum dynamics of an open system with linear dissipation. Its functional form is determined based on the microscopic Caldeira-Leggett model. It yields a new master equation which preserves positive density evolution on short times and approaches equilibrium at high and low temperatures. The new master equation is applied as an example to study the femtosecond dynamics of vibrational relaxation and desorption at a metal surface.

DOI
10.1103/physrevlett.79.3101

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A Lindblad operator is proposed to describe quantum dynamics of an open system with linear dissipation. Its functional form is determined based on the microscopic Caldeira-Leggett model. It yields a new master equation which preserves positive density evolution on short times and approaches equilibrium at high and low temperatures. The new master equation is applied as an example to study the femtosecond dynamics of vibrational relaxation and desorption at a metal surface.
A Lindblad approach is presented to describe quantum dynamics of open systems. It is based on a construction of a Lindblad functional from the microscopic Caldeira-Leggett model for linear dissipation. It leads to a master equation for the reduced density matrix, which preserves positive evolution on short times and asymptotically approaches equilibrium at high and low temperatures. This master equation is applied to study the femtosecond dynamics of vibrational heating, relaxation, and bond breaking at a metal surface. Both a direct solution of the density matrix and an indirect solution with stochastic wave functions are presented. The latter, besides its statistical equivalence to the density matrix, provides a more physical picture about quantum jumps of individual open systems.
Six major theories of quantum dissipative dynamics are compared: Redfield theory, the Gaussian phase space ansatz of Yan and Mukamel, the master equations of Agarwal, Caldeira-Leggett/Oppenheim-Romero-Rochin, and Louisell/Lax, and the semigroup theory of Lindblad. The time evolving density operator from each theory is transformed into a Wigner phase space distribution, and classical-quantum correspondence is investigated via comparison with the phase space distribution of the classical Fokker-Planck (FP) equation. Although the comparison is for the specific case of Markovian dynamics of the damped harmonic oscillator with no pure dephasing, certain inferences can be drawn about general systems. The following are our major conclusions: (1) The harmonic oscillator master equation derived from Redfield theory, in the limit of a classical bath, is identical to the Agarwal master equation. (2) Following Agarwal, the Agarwal master equation can be transformed to phase space, and differs from the classical FP equation only by a zero point energy in the diffusion coefficient. This analytic solution supports Gaussian solutions with the following properties: the differential equations for the first moments in p and q and all but one of the second moments (q2 and pq but not p2) are identical to the classical equations. Moreover, the distribution evolves to the thermal state of the bare quantum system at long times. (3) The Gaussian phase space ansatz of Yan and Mukamel (YM), applied to single surface oscillator dynamics, reduces to the analytical Gaussian solutions of the Agarwal phase space master equation. It follows that the YM ansatz is also a solution to the Redfield master equation. (4) The Agarwal/Redfield master equation has a structure identical to that of the master equation of Caldeira-Leggett/Oppenheim-Romero-Rochin, but the two are equivalent only in the high temperature limit. (5) The Louisell/Lax HO master equation differs from the Agarwal/Redfield form by making a rotating wave approximation (RWA), i.e., keeping terms of the form ââ†,â†â and neglecting terms of the form â†â†,ââ. When transformed into phase space, the neglect of these terms eliminates the modulation in time of the energy dissipation, modulation which is present in the classical solution. This neglect leads to a position-dependent frictional force which violates the principle of translational invariance. (6) The Agarwal/Redfield (AR) equations of motion are shown to violate the semigroup form of Lindblad required for complete positivity. Considering the triad of properties: complete positivity, translational invariance and asymptotic approach to thermal equilibrium, AR sacrifices the first while Lindblad’s form must sacrifice either the second or the third. This implies that for certain initial states Redfield theory can violate simple positivity; however, for a wide range of initial Gaussians, the solution of the AR equations does maintain simple positivity, and thus for these states appears to be distinctly more physical than the solution of the semigroup equations.
We propose a family of master equations for local quantum dissipation. The master equations are constructed in the form of Lindblad generators, with the constraints that the dissipation be strictly linear (i.e., Ohmic), isotropic, and translationally invariant. The resulting master equations are given in both the Schr\"odinger and Heisenberg forms. We obtain fluctuation-dissipation relations, and discuss the relaxation of average kinetic energy to effective thermal equilibrium values. We compare our results for one dimension to the Dekker master equation [H. Dekker, Phys. Rep. 80, 1 (1981)], which can be interpreted as a low-length-scale approximation of our model, as well as the Caldeira-Leggett master equation [A.O. Caldeira and A. J. Leggett, Physica (Utrecht) A 121, 587 (1983)].
Caldeira and Leggett (CL) in a seminal paper derived a master equation describing Markovian Quantum Brownian motion. Such an equation suffered of not being completely positive, and many efforts have been made to solve this issue. We show that, when a careful mathematical analysis is performed, the model considered by CL leads to a non dissipative master equation. We argue that the correct way to understand the master equation derived in the CL regime is to consider it non-Markovian. Moreover, we show that if one wants to provide a microscopic description of Quantum Brownian motion one always needs to consider a non-Markovian dynamics. We conclude that dissipation is a genuinely non-Markovian feature.
Driven nonlinear quantum oscillators are a central platform for quantum technologies, yet their dissipative dynamics are typically described using Lindblad or Caldeira-Leggett master equations derived under assumptions that exclude nonlinearities and driving. Here, we derive a generalized Caldeira-Leggett master equation for driven nonlinear oscillators by retaining the full nonlinear and time-dependent system dynamics in the construction of the dissipator. For position- and momentum-dependent system-bath coupling, the dissipator itself becomes dynamically dressed, generating nonlinear and drive-dependent dissipative channels beyond conventional fixed-dissipator approaches. This produces nonlinear damping together with dissipation-induced corrections to the effective drive. The resulting dissipative dynamics suppress large-amplitude excitations and reduce phase-space fluctuations. For a driven Kerr oscillator, this leads to the suppression of bistability, asymmetric resonance responses, and strongly modified fluctuation distributions. More broadly, our results establish a microscopic framework in which nonlinear dynamics and driving directly reshape the dissipative sector of driven open quantum systems.
Caldeira and Leggett (CL), in a seminal paper, derived a master equation describing Markovian quantum Brownian motion. Such an equation suffered from not being completely positive, and many efforts have been made to solve this issue. We show that when a careful mathematical analysis is performed, the model considered by CL leads to a nondissipative master equation. We argue that the correct way to understand the master equation derived in the CL regime is to consider it non-Markovian. Moreover, we show that if one wants to provide a microscopic description of quantum Brownian motion with the CL model, one always needs to consider a non-Markovian dynamics. We conclude that dissipation is a genuinely non-Markovian feature.