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Proceedings of the National Academy of Sciences

New physics of metals: fermi surfaces without Fermi liquids.

Philip Warren Anderson

Published Jul 18, 1995• 13 citations
Publisher

Abstract

I relate the historic successes, and present difficulties, of the renormalized quasiparticle theory of metals ("AGD" or Fermi liquid theory). I then describe the best-understood example of a non-Fermi liquid, the normal metallic state of the cuprate superconductors.
DOI
10.1073/pnas.92.15.6668

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Introduction Much of traditional condensed matter physics falls under the Fermi liquid paradigm. The notion goes back to Landau and implies that a liquid of fermions (such as 3 He or conduction electrons in a metal) can be treated as a system of essentially free particles [1]. Certain conditions apply: symmetries must remain unbroken and the energies probed should be "small." But with these provisos the only price to pay for removing the interactions is to keep track on how certain parameters (quasiparticle masses, lifetimes, etc.) renormalize. The Fermi-liquid picture has proven enormously successful and explains how we can get away with single-particle quantum mechanics when doing elementary solid state physics. Fortunately --- to keep us busy! --- experimentalists have found a number of lab systems that violate the standard Fermi liquid picture. (An outstanding example is the metallic phase of the high-T c superconductors.) The desi
Non-Fermi liquids are unconventional metals whose physical properties deviate qualitatively from those of noninteracting fermions due to strong quantum fluctuations near Fermi surfaces. They arise when metals are subject to singular interactions mediated by soft collective modes. In the absence of well-defined quasiparticles, universal physics of non-Fermi liquids is captured by interacting field theories which replace Landau Fermi liquid theory. However, it has been difficult to understand their universal low-energy physics due to a lack of theoretical methods that take into account strong quantum fluctuations in the presence of abundant low-energy degrees of freedom. In this review, we discuss two approaches that have been recently developed for non-Fermi liquid theory with emphasis on two space dimensions. The first is a perturbative scheme based on a dimensional regularization, which achieves a controlled access to the low-energy physics by tuning the codimension of Fermi surface. The second is a nonperturbative approach which treats the interaction ahead of the kinetic term through a non-Gaussian scaling called interaction-driven scaling. Examples of strongly coupled non-Fermi liquids amenable to exact treatments through the interaction-driven scaling are discussed.
The Fermi liquid is perhaps the most familiar quantum many-body state of solid state physics; we met it briefly in Section 16.2.2. It is the generic state of fermions at nonzero density, and is found in all metals. Its basic characteristics can already be understood in a simple free fermion picture. Noninteracting fermions occupy the lowest energy single-particle states, consistent with the exclusion principle. This leads to the fundamental concept of the Fermi surface: a surface in momentum space separating the occupied and empty single fermion states. The lowest energy excitations then consist of quasiparticle excitations which are particle-like outside the Fermi surface, and hole-like inside the Fermi surface. Landau's Fermi liquid theory is a careful justification for the stability of this simple picture in the presence of interactions between fermions. Just as we found in Chapters 5 and 7 for the quantum Ising and rotor models, interaction corrections modify the wavefunction of the quasiparticle and so introduce a quasiparticle residue A ; however, they do not destabilize the integrity of the quasiparticle, as we review in Section 18.1. The purpose of this chapter is to describe two paradigms of symmetry breaking quantum transitions in Fermi liquids. In the first class, studied in Section 18.2, the broken symmetry is related to the point-group symmetry of the crystal, while translational symmetry is preserved; consequently, the order parameter resides at zero wavevector. In the second class, studied in Section 18.3, the order parameter is at a finite wavevector, and so translational symmetry is also broken.
An introductory survey of the theoretical ideas and calculations and experimental results which depart from Landau Fermi liquids is presented. The common themes and possible routes to the singularities leading to breakdown of Landau Fermi liquids are categorized following an elementary discussion of the theory. Soluble examples of singular or Non Fermi‐liquids include models of impurities in metals with special symmetries and one‐dimensional interacting fermions. A review of these is followed by a discussion of singular Fermi liquids in a wide variety of experimental situations and theoretical models. These include the effects of low energy collective fluctuations, gauge fields, fluctuations around quantum critical points, the normal state of high temperature superconductors and the two dimensional metallic state.
For pure fermionic systems, and in the absence of symmetry breaking (e.g. magnetism, superconductivity, …), two types of metallic phases are well established: (i) the “normal” Fermi liquid phase in d = 3 presented in Chapters 12 and 19 via the response and the Green functions techniques; and (ii) the “anomalous” Luttinger liquid phase in d = 1 originally formulated with the bosonization technique by which the fermionic operators are represented in terms of “bosonic” density operators (Luther and Peschel (1974); Haldane (1981)) with the exact solution (Mattis and Lieb (1965)) of the Tomonaga–Luttinger model (Tomonaga (1950); Luttinger (1963)) discussed inmany reviews and books (see for instance the book by Giamarchi (2004)). Here, to stress similarities and differences between the Fermi liquid and the Luttinger liquid, we will follow the alternative route of response and Green functions techniques (Dzyaloshinskii and Larkin (1973), Di Castro and Metzner (1991), Metzner et al. (1998)) and add a few comments on the renormalization group approach (Metzner and Di Castro (1993)). As we have seen in Chapters 12 and 19, the Fermi liquid is described asymptotically by the free low-lying single-particle excitations, i.e., the quasiparticles with a zero-kelvin discontinuous occupation number in momentum space n k (see Eq. (18.54)) at a well defined Fermi surface (k = k F ): where here k F> and k F< indicate the limit k → k F from above and below. This discontinuity still marks the Fermi surface in the interacting system. The finite reduction of the single-particle spectral weight z kF with respect to the Fermi gas (z kF = 1) is given by the finite (i.e. non-critical) “wavefunction renormalization” (see Eq. (18.94)). The presence of the discontinuity at the Fermi surface, together with the Pauli principle, compel the inverse quasiparticle lifetime to be τ −1 ≈ max( T 2 , ϵ 2 ), where _ is the deviation of the energy of the quasiparticle from the Fermi energy. The energy uncertainty ħτ −1 due to the finite lifetime of a quasiparticle near the Fermi surface is small compared to its energy ϵ , and the quasiparticle concept is well defined. All the momentum transferring scattering processes become asymptotically ineffective, as derived phenomenologically in Chapter 12 and confirmed microscopically in Chapter 19.