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Cambridge University Press eBooks

Fermi liquids, and their phase transitions

Subir Sachdev A

Published Apr 7, 2011• 1 citation
Publisher

Abstract

The Fermi liquid is perhaps the most familiar quantum many-body state of solid state physics; we met it briefly in Section 16.2.2. It is the generic state of fermions at nonzero density, and is found in all metals. Its basic characteristics can already be understood in a simple free fermion picture. Noninteracting fermions occupy the lowest energy single-particle states, consistent with the exclusion principle. This leads to the fundamental concept of the Fermi surface: a surface in momentum space separating the occupied and empty single fermion states. The lowest energy excitations then consist of quasiparticle excitations which are particle-like outside the Fermi surface, and hole-like inside the Fermi surface. Landau's Fermi liquid theory is a careful justification for the stability of this simple picture in the presence of interactions between fermions. Just as we found in Chapters 5 and 7 for the quantum Ising and rotor models, interaction corrections modify the wavefunction of the quasiparticle and so introduce a quasiparticle residue A ; however, they do not destabilize the integrity of the quasiparticle, as we review in Section 18.1. The purpose of this chapter is to describe two paradigms of symmetry breaking quantum transitions in Fermi liquids. In the first class, studied in Section 18.2, the broken symmetry is related to the point-group symmetry of the crystal, while translational symmetry is preserved; consequently, the order parameter resides at zero wavevector. In the second class, studied in Section 18.3, the order parameter is at a finite wavevector, and so translational symmetry is also broken.

DOI
10.1017/cbo9780511973765.020

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The Fermi liquid is perhaps the most familiar quantum many-body state of solid state physics; we met it briefly in Section 16.2.2. It is the generic state of fermions at nonzero density, and is found in all metals. Its basic characteristics can already be understood in a simple free fermion picture. Noninteracting fermions occupy the lowest energy single-particle states, consistent with the exclusion principle. This leads to the fundamental concept of the Fermi surface: a surface in momentum space separating the occupied and empty single fermion states. The lowest energy excitations then consist of quasiparticle excitations which are particle-like outside the Fermi surface, and hole-like inside the Fermi surface. Landau's Fermi liquid theory is a careful justification for the stability of this simple picture in the presence of interactions between fermions. Just as we found in Chapters 5 and 7 for the quantum Ising and rotor models, interaction corrections modify the wavefunction of the quasiparticle and so introduce a quasiparticle residue A ; however, they do not destabilize the integrity of the quasiparticle, as we review in Section 18.1. The purpose of this chapter is to describe two paradigms of symmetry breaking quantum transitions in Fermi liquids. In the first class, studied in Section 18.2, the broken symmetry is related to the point-group symmetry of the crystal, while translational symmetry is preserved; consequently, the order parameter resides at zero wavevector. In the second class, studied in Section 18.3, the order parameter is at a finite wavevector, and so translational symmetry is also broken.
For pure fermionic systems, and in the absence of symmetry breaking (e.g. magnetism, superconductivity, …), two types of metallic phases are well established: (i) the “normal” Fermi liquid phase in d = 3 presented in Chapters 12 and 19 via the response and the Green functions techniques; and (ii) the “anomalous” Luttinger liquid phase in d = 1 originally formulated with the bosonization technique by which the fermionic operators are represented in terms of “bosonic” density operators (Luther and Peschel (1974); Haldane (1981)) with the exact solution (Mattis and Lieb (1965)) of the Tomonaga–Luttinger model (Tomonaga (1950); Luttinger (1963)) discussed inmany reviews and books (see for instance the book by Giamarchi (2004)). Here, to stress similarities and differences between the Fermi liquid and the Luttinger liquid, we will follow the alternative route of response and Green functions techniques (Dzyaloshinskii and Larkin (1973), Di Castro and Metzner (1991), Metzner et al. (1998)) and add a few comments on the renormalization group approach (Metzner and Di Castro (1993)). As we have seen in Chapters 12 and 19, the Fermi liquid is described asymptotically by the free low-lying single-particle excitations, i.e., the quasiparticles with a zero-kelvin discontinuous occupation number in momentum space n k (see Eq. (18.54)) at a well defined Fermi surface (k = k F ): where here k F> and k F< indicate the limit k → k F from above and below. This discontinuity still marks the Fermi surface in the interacting system. The finite reduction of the single-particle spectral weight z kF with respect to the Fermi gas (z kF = 1) is given by the finite (i.e. non-critical) “wavefunction renormalization” (see Eq. (18.94)). The presence of the discontinuity at the Fermi surface, together with the Pauli principle, compel the inverse quasiparticle lifetime to be τ −1 ≈ max( T 2 , ϵ 2 ), where _ is the deviation of the energy of the quasiparticle from the Fermi energy. The energy uncertainty ħτ −1 due to the finite lifetime of a quasiparticle near the Fermi surface is small compared to its energy ϵ , and the quasiparticle concept is well defined. All the momentum transferring scattering processes become asymptotically ineffective, as derived phenomenologically in Chapter 12 and confirmed microscopically in Chapter 19.
Low-temperature properties of 3D interacting fermion systems are well described by Landau's theory of Fermi liquids; for reviews see, e.g. [183, 184]. It involves only excitations of the system around the Fermi surface on energy scales small compared to the Fermi energy. Excitations are well described by quasi-particles which are in one-to-one correspondence with the bare particles. The bare-particle interaction does not break the qualitative picture of non-interacting system, but renormalizes the dynamical characteristics (the effective mass and the pair interaction) of quasi-particles. Within the microscopic Green function formalism, the existence of quasi-particles is equivalent to assuming that the self-energy correction Σ( k , ω) is regular (has only short-range contributions in time and space) close to the Fermi surface. The lifetime of quasi-particles τ α(ε k −ε F ) −2 is long enough to consider them as well-defined eigenstates over long time-scales. The momentum occupation number of the bare particles exhibits a sharp discontinuity when crossing the Fermi momentum. The charge and spin degrees of freedom of quasi-particle always travel together. The Landau theory breaks down in 1D systems of interacting fermions which have a very specific Fermi surface consisting of two points ± k F . In such systems, the self-energy Σ( k , ω) no longer possesses the analytic properties required for introducing quasi-particles. In contrast to Fermi liquids, the momentum occupation number of the bare particles in the ground state is continuous at the Fermi momentum. Moreover, the charge and spin excitations are separated.
Non-Fermi liquid behavior In this chapter we begin the study of electronic systems that are not Landau Fermi liquids. These systems are like totalitarian societies in which the behavior of the individual is subordinated to the needs of the organization: their low-energy excitations are collective, rather than single-particle-like. A strongly collective behavior is not at all unusual in condensed matter. For example, the low energy excitations of a crystal lattice are acoustic phonons, which are collective oscillations of the atoms about their equilibrium positions. However, such examples are usually associated with a broken symmetry (translational symmetry in this case): when it comes to homogeneous electron liquids, the familiar picture of Landau's quasiparticles is so ingrained that we tend to regard any departure from it as a surprising phenomenon. Nevertheless, departures from the normal Fermi liquid pattern can and do occur in two typical scenarios: In three- and two-dimensional systems in which the electron liquid is strongly correlated , i.e., when the order of magnitude of the coulomb interaction greatly exceeds the kinetic bandwidth, In quasi-one-dimensional systems, for any strength of the interaction. A trivial example of the first scenario is offered by the three-dimensional electron liquid at very low-density. In this case the electrons form a Wigner crystal and their collective behavior arises immediately from the loss of translational symmetry. Amuch more complex example is offered by the two-dimensional electron liquid at high magnetic field. Because the kinetic energy is effectively suppressed by the magnetic field, the structure of the groundstate and the low-lying excitations is entirely controlled by the coulomb interaction.
We give a Hamiltonian-based interpretation of microscopic Fermi liquid theory within a renormalization group framework. The Fermi liquid fixed-point Hamiltonian with its leading-order corrections is identified and we show that the mean field calculations for this model correspond to the Landau phenomenological approach. This is illustrated first of all for the Kondo and Anderson models of magnetic impurities which display Fermi liquid behaviour at low temperatures. We then show how these results can be deduced by a reorganization of perturbation theory, in close parallel to that for the renormalized φ4 field theory. The Fermi liquid results follow from the two lowest order diagrams of the renormalized perturbation expansion. The calculations for the impurity models are simpler than for the general case because the self-energy depends on frequency only. We show, however, that a similar renormalized expansion can be derived also for the case of a translationally invariant system. The parameters specifying the Fermi liquid fixed-point Hamiltonian are related to the renormalized vertices appearing in the perturbation theory. The collective zero sound modes appear in the quasiparticle-quasihole ladder sum of the renormalized perturbation expansion. The renormalized perturbation expansion can in principle be used beyond the Fermi liquid regime to higher temperatures. This approach should be particularly useful for heavy fermions and other strongly correlated electron systems, where the renormalization of the single-particle excitations are particularly large. We briefly look at the breakdown of Fermi liquid theory from a renormalized perturbation theory point of view. We show how a modified version of the approach can be used in some situations, such as the spinless Luttinger model, where Fermi liquid theory is not applicable. Other examples of systems where the Fermi liquid theory breaks down are also briefly discussed.
Introduction Much of traditional condensed matter physics falls under the Fermi liquid paradigm. The notion goes back to Landau and implies that a liquid of fermions (such as 3 He or conduction electrons in a metal) can be treated as a system of essentially free particles [1]. Certain conditions apply: symmetries must remain unbroken and the energies probed should be "small." But with these provisos the only price to pay for removing the interactions is to keep track on how certain parameters (quasiparticle masses, lifetimes, etc.) renormalize. The Fermi-liquid picture has proven enormously successful and explains how we can get away with single-particle quantum mechanics when doing elementary solid state physics. Fortunately --- to keep us busy! --- experimentalists have found a number of lab systems that violate the standard Fermi liquid picture. (An outstanding example is the metallic phase of the high-T c superconductors.) The desi
A concept---quantum order---is introduced to describe a new kind of orders that generally appear in quantum states at zero temperature. Quantum orders that characterize the universality classes of quantum states (described by complex ground-state wave functions) are much richer than classical orders that characterize the universality classes of finite-temperature classical states (described by positive probability distribution functions). Landau's theory for orders and phase transitions does not apply to quantum orders since they cannot be described by broken symmetries and the associated order parameters. We introduced a mathematical object---projective symmetry group---to characterize quantum orders. With the help of quantum orders and projective symmetry groups, we construct hundreds of symmetric spin liquids, which have SU(2), U(1), or Z2{Z}_{2}Z2​ gauge structures at low energies. We found that various spin liquids can be divided into four classes: (a) Rigid spin liquid---spinons (and all other excitations) are fully gapped and may have bosonic, fermionic, or fractional statistics. (b) Fermi spin liquid---spinons are gapless and are described by a Fermi liquid theory. (c) Algebraic spin liquid---spinons are gapless, but they are not described by free fermionic-bosonic quasiparticles. (d) Bose spin liquid---low-lying gapless excitations are described by a free-boson theory. The stability of those spin liquids is discussed in detail. We find that stable two-dimensional spin liquids exist in the first three classes (a)--(c). Those stable spin liquids occupy a finite region in phase space and represent quantum phases. Remarkably, some of the stable quantum phases support gapless excitations even without any spontaneous symmetry breaking. In particular, the gapless excitations in algebraic spin liquids interact down to zero energy and the interaction does not open any energy gap. We propose that it is the quantum orders (instead of symmetries) that protect the gapless excitations and make algebraic spin liquids and Fermi spin liquids stable. Since high-Tc{T}_{c}Tc​ superconductors are likely to be described by a gapless spin liquid, the quantum orders and their projective symmetry group descriptions lay the foundation for a spin liquid approach to high-Tc{T}_{c}Tc​ superconductors.