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Can hidden variables be excluded in quantum mechanics?

J. M. Jauch, C. Piron

Published Dec 15, 1963• 99 citations
Publisher

Abstract

The question of the possible existence of hidden variables is re-examined. It is shown that hidden variables can exist only if every proposition (yes-no experiment) is compatible with every other one. It is further shown that this property is in contradiction with empirical facts. The theorem which leads to this conclusion is a strengthening of the theorem of von Neumann on the same subject. The question is raised whether there exist perhaps quantum mechanical systems which admit approximate dispersion-free states.

DOI
10.5169/seals-113402

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Introduction To know the quantum mechanical state of a system implies, in general, only statistical restrictions on the results of measurements. It seems interesting to ask if this statistical element be thought of as arising, as in classical statistical mechanics, because the states in question are averages over better defined states for which individually the results would be quite determined. These hypothetical ‘dispersion free’ states would be specified not only by the quantum mechanical state vector but also by additional ‘hidden variables’ – ‘hidden’ because if states with prescribed values of these variables could actually be prepared, quantum mechanics would be observably inadequate. Whether this question is indeed interesting has been the subject of debate. The present paper does not contribute to that debate. It is addressed to those who do find the question interesting, and more particularly to those among them who believe that ‘the question concerning the existence of such hidden variables received an early and rather decisive answer in the form of von Neumann's proof on the mathematical impossibility of such variables in quantum theory.’ An attempt will be made to clarify what von Neumann and his successors actually demonstrated. This will cover, as well as von Neumann's treatment, the recent version of the argument by Jauch and Piron, and the stronger result consequent on the work of Gleason. It will be urged that these analyses leave the real question untouched.

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It is shown that, although correct mathematically, the celebrated 1932 theorem of von Neumann which is often interpreted as proving the impossibility of the existence of "hidden variables" in Quantum Mechanics, is in fact based on an assumption which is physically not reasonable. Apart from that, the alleged conclusion of von Neumann proving the impossibility of the existence of "hidden variables" was already set aside in 1952 by the counterexample of the possibility of a physical theory, such as given by what is usually called the "Bohmian Mechanics". Similar arguments apply to other two well known mathematical theorems, namely, of Gleason, and of Kochen and Specker, which have often been seen as equally proving the impossibility of the existence of "hidden variables" in Quantum Mechanics.

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The problem of hidden variables, purely conceptual at the start, has been early influenced by the practical aims of “causal theories” towards a mathematical scheme broader than the quantum formalism. Thus several authors have examined if a new formalism, built in the same spirit as that of quantum mechanics, however more general, might admit a determination by means of hidden parameters, and concluded negatively. In the present paper the two aspects (conceptual and practical) are considered separately. It first contains a study of the unrestricted proofs (Von Neumann, Jauch and Piron), given for the non-existence of hidden parameters. They are focussed on the dispersion-free states bound to them. Thus a preliminary stage consists in analyzing what properties these states should have. A method is given here for displaying these; they are shown to have an artificial character, which fits neither Von Neumann's proof nor that of Jauch and Piron and other authors (Misra). Thus, these proofs do not establish the inexistence of hidden variables, but only that of dispersion free states built more or less on the pattern of the quantum states. Suggestions are then proposed on the probable features of hidden parameters. They lead us to regard as improbable the hope of building a new deterministic scheme to be substituted for the quantum formalism. Thus, the determinism which can be maintained appears as purely conceptual. The question of a “deeper level” and the relation between determination and pictorial description are discussed briefly.

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A Refutation of the Proof by Jauch and Piron that Hidden Variables Can be Excluded in Quantum Mechanics

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In this paper, we examine an argument of Jauch and Piron, which aims to prove the impossibility of hidden variables underlying the quantum theory, on the basis of certain assumptions that are weaker than those used by von Neumann for the same purpose. We show that, while the assumptions of Jauch and Piron are in fact weaker than those of von Neumann, the net result is that they actually prove nothing new at all. The conclusions of Jauch and Piron concerning the nonexistence of hidden variables are indeed seen to follow from a false assumption; i.e., that the impossibility of propositions that describe simultaneously the results of measurements of two noncommuting observables is an "empirical fact." Actually, it is shown that this assumption follows if and only if one first assumes what the authors set out to prove; i.e., that the current linguistic structure of quantum mechanics is the only one that can be used correctly to describe the empirical facts underlying the theory.

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Forty years after the advent of quantum mechanics the problem of hidden variables, that is, the possibility of imbedding quantum theory into a classical theory, remains a controversial and obscure subject. Whereas to most physicists the possibility of a classical reinterpretation of quantum mechanics remains remote and perhaps irrelevant to current problems, a minority have kept the issue alive throughout this period. (See Freistadt [5] for a review of the problem and a comprehensive bibliography up to 1957.) As far as results are concerned there are on the one hand purported proofs of the non-existence of hidden variables, most notably von Neumann’s proof, and on the other, various attempts to introduce hidden variables such as de Broglie [4] and Bohm [1] and [2]. One of the difficulties in evaluating these contradictory results is that no exact mathematical criterion is given to enable one to judge the degree of success of these proposals. These keywords were added by machine and not by the authors. This process is experimental and the keywords may be updated as the learning algorithm improves.

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Abstract Hidden variables are hypothetical parameters that, if known, would deterministically specify quantum measurement outcomes, aiming to restore determinism and causality typical of classical mechanics. This work provides a modern and pedagogical exposition of John von Neumann’s 1932 proof on the incompatibility of hidden variables with quantum mechanics. We detail his two main conclusions: (1) dispersion-free ensembles (as defined within the framework of hidden variable theories) are incompatible with quantum mechanics; and (2) the quantum state provides a complete description of physical reality. We critically analyze the key assumptions in von Neumann’s proof, highlighting later challenges—particularly John Bell’s critique and the development of contextual hidden-variable theories by Kochen and Specker. This discussion clarifies von Neumann’s historical role as a pioneer in this debate, while showing how modern hidden-variable theories, such as Bohmian mechanics, remain compatible with quantum predictions. Conversion tables are included between this article’s notation and von Neumann’s original book.

European Journal of Physics•Nov 13, 2025•1 citation
The question of the possible existence of hidden variables is re-examined. It is shown that hidden variables can exist only if every proposition (yes-no experiment) is compatible with every other one. It is further shown that this property is in contradiction with empirical facts. The theorem which leads to this conclusion is a strengthening of the theorem of von Neumann on the same subject. The question is raised whether there exist perhaps quantum mechanical systems which admit approximate dispersion-free states.
Introduction To know the quantum mechanical state of a system implies, in general, only statistical restrictions on the results of measurements. It seems interesting to ask if this statistical element be thought of as arising, as in classical statistical mechanics, because the states in question are averages over better defined states for which individually the results would be quite determined. These hypothetical ‘dispersion free’ states would be specified not only by the quantum mechanical state vector but also by additional ‘hidden variables’ – ‘hidden’ because if states with prescribed values of these variables could actually be prepared, quantum mechanics would be observably inadequate. Whether this question is indeed interesting has been the subject of debate. The present paper does not contribute to that debate. It is addressed to those who do find the question interesting, and more particularly to those among them who believe that ‘the question concerning the existence of such hidden variables received an early and rather decisive answer in the form of von Neumann's proof on the mathematical impossibility of such variables in quantum theory.’ An attempt will be made to clarify what von Neumann and his successors actually demonstrated. This will cover, as well as von Neumann's treatment, the recent version of the argument by Jauch and Piron, and the stronger result consequent on the work of Gleason. It will be urged that these analyses leave the real question untouched.
It is shown that, although correct mathematically, the celebrated 1932 theorem of von Neumann which is often interpreted as proving the impossibility of the existence of "hidden variables" in Quantum Mechanics, is in fact based on an assumption which is physically not reasonable. Apart from that, the alleged conclusion of von Neumann proving the impossibility of the existence of "hidden variables" was already set aside in 1952 by the counterexample of the possibility of a physical theory, such as given by what is usually called the "Bohmian Mechanics". Similar arguments apply to other two well known mathematical theorems, namely, of Gleason, and of Kochen and Specker, which have often been seen as equally proving the impossibility of the existence of "hidden variables" in Quantum Mechanics.
The problem of hidden variables, purely conceptual at the start, has been early influenced by the practical aims of “causal theories” towards a mathematical scheme broader than the quantum formalism. Thus several authors have examined if a new formalism, built in the same spirit as that of quantum mechanics, however more general, might admit a determination by means of hidden parameters, and concluded negatively. In the present paper the two aspects (conceptual and practical) are considered separately. It first contains a study of the unrestricted proofs (Von Neumann, Jauch and Piron), given for the non-existence of hidden parameters. They are focussed on the dispersion-free states bound to them. Thus a preliminary stage consists in analyzing what properties these states should have. A method is given here for displaying these; they are shown to have an artificial character, which fits neither Von Neumann's proof nor that of Jauch and Piron and other authors (Misra). Thus, these proofs do not establish the inexistence of hidden variables, but only that of dispersion free states built more or less on the pattern of the quantum states. Suggestions are then proposed on the probable features of hidden parameters. They lead us to regard as improbable the hope of building a new deterministic scheme to be substituted for the quantum formalism. Thus, the determinism which can be maintained appears as purely conceptual. The question of a “deeper level” and the relation between determination and pictorial description are discussed briefly.
In this paper, we examine an argument of Jauch and Piron, which aims to prove the impossibility of hidden variables underlying the quantum theory, on the basis of certain assumptions that are weaker than those used by von Neumann for the same purpose. We show that, while the assumptions of Jauch and Piron are in fact weaker than those of von Neumann, the net result is that they actually prove nothing new at all. The conclusions of Jauch and Piron concerning the nonexistence of hidden variables are indeed seen to follow from a false assumption; i.e., that the impossibility of propositions that describe simultaneously the results of measurements of two noncommuting observables is an "empirical fact." Actually, it is shown that this assumption follows if and only if one first assumes what the authors set out to prove; i.e., that the current linguistic structure of quantum mechanics is the only one that can be used correctly to describe the empirical facts underlying the theory.
Forty years after the advent of quantum mechanics the problem of hidden variables, that is, the possibility of imbedding quantum theory into a classical theory, remains a controversial and obscure subject. Whereas to most physicists the possibility of a classical reinterpretation of quantum mechanics remains remote and perhaps irrelevant to current problems, a minority have kept the issue alive throughout this period. (See Freistadt [5] for a review of the problem and a comprehensive bibliography up to 1957.) As far as results are concerned there are on the one hand purported proofs of the non-existence of hidden variables, most notably von Neumann’s proof, and on the other, various attempts to introduce hidden variables such as de Broglie [4] and Bohm [1] and [2]. One of the difficulties in evaluating these contradictory results is that no exact mathematical criterion is given to enable one to judge the degree of success of these proposals. These keywords were added by machine and not by the authors. This process is experimental and the keywords may be updated as the learning algorithm improves.
Abstract Hidden variables are hypothetical parameters that, if known, would deterministically specify quantum measurement outcomes, aiming to restore determinism and causality typical of classical mechanics. This work provides a modern and pedagogical exposition of John von Neumann’s 1932 proof on the incompatibility of hidden variables with quantum mechanics. We detail his two main conclusions: (1) dispersion-free ensembles (as defined within the framework of hidden variable theories) are incompatible with quantum mechanics; and (2) the quantum state provides a complete description of physical reality. We critically analyze the key assumptions in von Neumann’s proof, highlighting later challenges—particularly John Bell’s critique and the development of contextual hidden-variable theories by Kochen and Specker. This discussion clarifies von Neumann’s historical role as a pioneer in this debate, while showing how modern hidden-variable theories, such as Bohmian mechanics, remain compatible with quantum predictions. Conversion tables are included between this article’s notation and von Neumann’s original book.