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Time-Dependent Density Functional Theory for Intense Laser-Matter Interaction

Michael Ruggenthaler

Published Jan 1, 2009• 0 citations
Publisher

Abstract

In order to properly describe the dynamics of a many-particle system in strong, time-dependent fields, a nonperturbative treatment of all constituents and of their correlation is needed. An ab initio solution of the time-dependent many-body Schrödinger equation is only feasible for simple systems. Hence, for many-electron systems in intense laser fields practicable methods for solving the quantum-mechanical many-body problem are required. An formally exact approach is the time-dependent density functional theory. In this work a mathematically rigorous formulation of the foundations of this theory is given. Further the non-locality in time of the exchange-correlation functionals is examined, and we formally define the notion of "quantum memory". We investigate the fundamental process of Rabi oscillations from a density-functional point of view and find the few-level approximation to be in conflict with the basis of time-dependent density functional theory. Finally, we apply the theory to calculate the electron dynamics of C60 in intense laser pulses. Although the laser light is far off-resonant with respect to the collective modes of the C60 the multi-electron dynamics strongly influences the harmonic spectra. The efficiency of this multi-particle recollision process with respect to the usual single active electron approximation of high-order harmonic generation is estimated by two analytical models.

DOI
10.11588/heidok.00009540

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In order to properly describe the dynamics of a many-particle system in strong, time-dependent fields, a nonperturbative treatment of all constituents and of their correlation is needed. An ab initio solution of the time-dependent many-body Schrödinger equation is only feasible for simple systems. Hence, for many-electron systems in intense laser fields practicable methods for solving the quantum-mechanical many-body problem are required. An formally exact approach is the time-dependent density functional theory. In this work a mathematically rigorous formulation of the foundations of this theory is given. Further the non-locality in time of the exchange-correlation functionals is examined, and we formally define the notion of "quantum memory". We investigate the fundamental process of Rabi oscillations from a density-functional point of view and find the few-level approximation to be in conflict with the basis of time-dependent density functional theory. Finally, we apply the theory to calculate the electron dynamics of C60 in intense laser pulses. Although the laser light is far off-resonant with respect to the collective modes of the C60 the multi-electron dynamics strongly influences the harmonic spectra. The efficiency of this multi-particle recollision process with respect to the usual single active electron approximation of high-order harmonic generation is estimated by two analytical models.
Through the exact solution of a two-electron singlet system interacting with a monochromatic laser we prove that all adiabatic density functionals within time-dependent density-functional theory are not able to discern between resonant and nonresonant (detuned) Rabi oscillations. This is rationalized in terms of a fictitious dynamical exchange-correlation (xc) detuning of the resonance while the laser is acting. The nonlinear dynamics of the Kohn-Sham system shows the characteristic features of detuned Rabi oscillations even if the exact resonant frequency is used. We identify the source of this error in a contribution from the xc functional to the set of nonlinear equations that describes the electron dynamics in an effective two-level system. The constraint of preventing the detuning introduces a new strong condition to be satisfied by approximate xc functionals.
For the calculation of neutral excitations, time-dependent density functional theory (TDDFT) is an exact reformulation of the many-body time-dependent Schrödinger equation, based on knowledge of the density instead of the many-body wavefunction. The density can be determined in an efficient scheme by solving one-particle non-interacting Schrödinger equations—the Kohn–Sham equations. The complication of the problem is hidden in the—unknown—time-dependent exchange and correlation potential that appears in the Kohn–Sham equations and for which it is essential to find good approximations. Many approximations have been suggested and tested for finite systems, where even the very simple adiabatic local-density approximation (ALDA) has often proved to be successful. In the case of solids, ALDA fails to reproduce optical absorption spectra, which are instead well described by solving the Bethe–Salpeter equation of many-body perturbation theory (MBPT). On the other hand, ALDA can lead to excellent results for loss functions (at vanishing and finite momentum transfer). In view of this and thanks to recent successful developments of improved linear-response kernels derived from MBPT, TDDFT is today considered a promising alternative to MBPT for the calculation of electronic spectra, even for solids. After reviewing the fundamentals of TDDFT within linear response, we discuss different approaches and a variety of applications to extended systems.
We consider an analytically solvable model of two interacting electrons that allows for the calculation of the exact exchange-correlation kernel of time-dependent density functional theory. This kernel, as well as the corresponding density response function, is studied in the limit of large repulsive interactions between the electrons and we give analytical results for these quantities as an asymptotic expansion in powers of the square root of the interaction strength. We find that in the strong interaction limit the three leading terms in the expansion of the kernel act instantaneously while memory terms only appear in the next orders. We further derive an alternative expansion for the kernel in the strong interaction limit on the basis of the theory developed previously [Phys. Chem. Chem. Phys. 18, 21092 (2016)] using the formalism of strictly correlated electrons in the adiabatic approximation. We find that the first two leading terms in this series, corresponding to the strictly correlated limit and its zero-point vibration correction, coincide with the two leading terms of the exact expansion. We finally analyze the spatial nonlocality of these terms and show when the adiabatic approximation breaks down. The ability to reproduce the exact kernel in the strong interaction limit indicates that the adiabatic strictly correlated electron formalism is useful for studying the density response and excitation properties of other systems with strong electronic interactions.
Time-dependent density functional theory (TDDFT) provides a successful approach to calculate excitation energies of atomic and molecular systems. In part I of this work we present a double-pole approximation (DPA) to the response equations of TDDFT. The double-pole approximation provides an exact description of systems with two strongly coupled excitations which are isolated from the rest of the spectrum. In contrast to the traditional single- pole approximation of TDDFT the DPA also yields corrections to the Kohn-Sham oscillator strengths. Several critical pole separations can be identified, e.g. we find that the pole coupling can cause transitions to vanish entirely from the optical spectrum. We also demonstrate how to invert the double-pole solution which allows us to predict matrix elements of the exchange- correlation kernel fxc from experimental input. This can serve as benchmark for the construction of future approximations for the kernel fxc. Reduced density matrix functional theory (RDMFT) has emerged recently as promising candidate to treat strongly correlated electronic many-body systems beyond traditional density functional theory (DFT). The research within RDMFT was so far focussed on the static theory. In this work we attempt some first steps towards a time-dependent generalization of RDMFT. In part II we derive equations of motion for natural orbitals and occupation numbers. Using the equation of motion for the occupation numbers we show that an adiabatic extension of presently known ground-state functionals of static RDMFT always leads to occupation numbers which are constant in time. From the stationary conditions of the equations of motion for the N-body correlations (correlated parts of the N-body matrices) we derive a new class of ground-state functionals which can be used in static RDMFT. Applications are presented for a one-dimensional model system where the time-dependent many-body Schrödinger equation can be propagated numerically. We use optimal control theory to find optimized laser pulses for transitions in a model for atomic Helium. From the numerically exact correlated wavefunction we extract the exact time evolution of natural orbitals and occupation numbers for (i) laser-driven Helium and (ii) electron-ion scattering. Part III of this work considers time-dependent quantum transport within TDDFT. We present an algorithm for the calculation of extended eigenstates of single- particle Hamiltonians which is especially tailored to a finite-difference discretization of the Schrödinger equation. We consider the propagation of finite mesoscopic systems and demonstrate the limitations of such an approach. To overcome the shortcomings of a description of quantum transport in terms of finite systems we develop a time-propagation scheme for extended states which utilizes a mixed basis representation. Our discretization scheme allows to treat central device and lead regions on the same footing thus preventing artificial reflections at grid boundaries.
The problem of quantum dynamics in open systems has gained attention in recent decades and not the least due to the advances made in quantum transport in molecular systems. The main motivation behind quantum transport and molecular electronics is the futuristic goal to be able at some point to replace, or to complement, the silicon-based technology and to make the electronic devices faster. On a fundamental level, one has to deal with time-dependent processes where electron-electron or electron- phonon interactions are of great importance, and they can cause profound quantitative and qualitative changes on the physical and dynamical properties of electronic systems compared to the non-interacting case. Most of the studies of quantum transport have been focused on the steady-state description while neglecting the short-time dynamics. However, the dynamical effects are of great importance since fast- switching processes play a pivotal role in the operation of future devices. We studied the problem of time-dependent electron transport through the Anderson impurity model by using many-body perturbation theory (MBPT) together with Keldysh Green’s functions as well as with time-dependent density functional theory (TDDFT). These methods were compared with numerically exact time-dependent density-matrix renormalization group (tDMRG) method. We found that the many-body perturbation theory results beyond Hartree-Fock approximation were in close agreement with tDMRG results. In addition we studied the possibility of multistablity in the density and current of an interacting nanoscale junction as well as how to reversibly switch between the multiple solutions in time domain. An accurate theoretical treatment of electron correlation even in as simple model as an interacting electron gas at metallic densities still continues to be a challenge; especially description of features in the photoemission spectra due to electron correlations provides a theoretical challenge. The many-body perturbation theory yields a systematic way to study electron-electron (electron-phonon) correlations in various systems. One of the widely used approximations in MBPT is the GW approximation in which the bare interaction line is replaced with screened interaction line in the first order exchange diagram. The GW approximation gives good estimates for the band gap values close to experimental ones but especially the self-consistent GW approximation has a number of deficiencies like washing out of plasmon features and overestimation of bandwidths compared to experiment. One way to improve GW calculations is to include vertex corrections. Unfortunately, the straightforward inclusion of vertex corrections yields negative spectra in some frequency regions. We developed a diagrammatic approach to construct self-energy approximations with positive spectral properties. Our approach consists of expressing a self-energy of response diagram as a product of half-diagrams after which a minimal set of additional diagrams is identified to construct a perfect square. We applied this method to study vertex corrections in a homogeneous electron gas. In addition we analyzed the diagrammatic content of photocurrent with density functional theory. The expression for the photocurrent was obtained as an integral over the Kohn-Sham spectral function renormalized by effective potentials that depend on the exchange correlation kernel of current density functional theory. The expression for the photocurrent gives us the angular dependence of the photocurrent but it does not provide a direct access to the kinetic energy distribution of the photoelectrons.
In the present thesis, a rigorous mathematical formulation of time-dependent density-functional theory for lattice systems is derived, serving a formally exact approach towards solving time-dependent many-particle Schrödinger problems. After introducing the necessary mathematical foundations, a one-to-one mapping from external potentials onto electronic densities obtained by solving the Schrödinger equation is introduced. Its properties and the related Banach spaces of scalar potentials and electronic densities are discussed in detail. It allows to precisely formulate the Kohn-Sham Iteration scheme, mapping a given many-particle to an effective single-particle Schrödinger problem, both generating the exact same density. Employing the Banach fixed point theorem, the Kohn-Sham Iteration scheme is proven to be convergent depending on the chosen initial density.