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arXiv:1101.2880 · Physical Review B

Nonlinear phenomena in time-dependent density-functional theory: What Rabi oscillations can teach us

Johanna I. Fuks, N. Helbig, I. V. Tokatly, Ángel Rubio

Published Aug 4, 2011• 80 citations
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Abstract

Through the exact solution of a two-electron singlet system interacting with a monochromatic laser we prove that all adiabatic density functionals within time-dependent density-functional theory are not able to discern between resonant and nonresonant (detuned) Rabi oscillations. This is rationalized in terms of a fictitious dynamical exchange-correlation (xc) detuning of the resonance while the laser is acting. The nonlinear dynamics of the Kohn-Sham system shows the characteristic features of detuned Rabi oscillations even if the exact resonant frequency is used. We identify the source of this error in a contribution from the xc functional to the set of nonlinear equations that describes the electron dynamics in an effective two-level system. The constraint of preventing the detuning introduces a new strong condition to be satisfied by approximate xc functionals.

DOI
10.1103/physrevb.84.075107

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Through the exact solution of a two-electron singlet system interacting with a monochromatic laser we prove that all adiabatic density functionals within time-dependent density-functional theory are not able to discern between resonant and nonresonant (detuned) Rabi oscillations. This is rationalized in terms of a fictitious dynamical exchange-correlation (xc) detuning of the resonance while the laser is acting. The nonlinear dynamics of the Kohn-Sham system shows the characteristic features of detuned Rabi oscillations even if the exact resonant frequency is used. We identify the source of this error in a contribution from the xc functional to the set of nonlinear equations that describes the electron dynamics in an effective two-level system. The constraint of preventing the detuning introduces a new strong condition to be satisfied by approximate xc functionals.
We address and quantify the role of nonadiabaticity (``memory effects'') in the exchange-correlation (xc) functional of time-dependent density functional theory (TDDFT) for describing nonlinear dynamics of many-body systems. Time-dependent resonant processes are particularly challenging for available TDDFT approximations, due to their strong nonlinear and nonadiabatic character. None of the known approximate density functionals are able to cope with this class of problems in a satisfactory manner. In this work we look at the prototypical example of the resonant processes by considering Rabi oscillations within the exactly soluble two-site Hubbard model. We construct the exact adiabatic xc functional and show that (i) it does not reproduce correctly resonant Rabi dynamics, and (ii) there is a sizable nonadiabatic contribution to the exact xc potential, which turns out to be small only at the beginning and at the end of the Rabi cycle when the ground-state population is dominant. We then propose a ``two-level'' approximation for the time-dependent xc potential which can capture Rabi dynamics in the two-site problem. It works well both for resonant and for detuned Rabi oscillations and becomes essentially exact in the linear response regime.
The adiabatic approximation of time-dependent density-functional theory is studied in the context of nonlinear excitations of two-electron singlet systems. We compare the exact time evolution of these systems to the adiabatically exact one obtained from time-dependent Kohn-Sham calculations relying on the exact ground-state exchange-correlation potential. Thus, we can show under which conditions the adiabatic approximation breaks down and memory effects become important. The hydrodynamic formulation of quantum mechanics allows us to interpret these results and relate them to dissipative effects in the Kohn-Sham system. We show how the breakdown of the adiabatic approximation can be inferred from the rate of change of the ground-state noninteracting kinetic energy.
Most applications of time-dependent density-functional theory (TDDFT) use the adiabatic local-density approximation (ALDA) for the dynamical exchange-correlation potential V(xc)(r,t). An exact (i.e., nonadiabatic) extension of the ground-state LDA into the dynamical regime leads to a V(xc)(r,t) with a memory, which causes the electron dynamics to become dissipative. To illustrate and explain this nonadiabatic behavior, this paper studies the dynamics of two interacting electrons on a two-dimensional quantum strip of finite size, comparing TDDFT within and beyond the ALDA with numerical solutions of the two-electron time-dependent Schrodinger equation. It is shown explicitly how dissipation arises through multiple particle-hole excitations, and how the nonadiabatic extension of the ALDA fails for finite systems but becomes correct in the thermodynamic limit.
In order to properly describe the dynamics of a many-particle system in strong, time-dependent fields, a nonperturbative treatment of all constituents and of their correlation is needed. An ab initio solution of the time-dependent many-body Schrödinger equation is only feasible for simple systems. Hence, for many-electron systems in intense laser fields practicable methods for solving the quantum-mechanical many-body problem are required. An formally exact approach is the time-dependent density functional theory. In this work a mathematically rigorous formulation of the foundations of this theory is given. Further the non-locality in time of the exchange-correlation functionals is examined, and we formally define the notion of "quantum memory". We investigate the fundamental process of Rabi oscillations from a density-functional point of view and find the few-level approximation to be in conflict with the basis of time-dependent density functional theory. Finally, we apply the theory to calculate the electron dynamics of C60 in intense laser pulses. Although the laser light is far off-resonant with respect to the collective modes of the C60 the multi-electron dynamics strongly influences the harmonic spectra. The efficiency of this multi-particle recollision process with respect to the usual single active electron approximation of high-order harmonic generation is estimated by two analytical models.
The interacting and the Kohn-Sham static density-density response functions for different one-dimensional two-electron singlet systems are reconstructed numerically. From their inverse we obtain the exact static exchange-correlation kernel. This quantity represents the adiabatically exact approximation of the frequency-dependent exchange-correlation kernel that is crucial for time-dependent linear density-response theory. We investigate its performance for nonlocal perturbations and analyze its sum rule properties. We also compute the adiabatically exact transition energies that follow from the static kernel within linear-response theory.
The Floquet theorem allows one to reformulate periodic time-dependent problems such as the interaction of a many-body system with a laser field in terms of time-independent, field-dressed states, also known as Floquet states. If this was possible for density-functional theory as well, one could reduce in such cases time-dependent density-functional theory to a time-independent Floquet density-functional theory. We analyze under which conditions the Floquet theorem is applicable in a density-functional framework. By employing numerical ab initio solutions of the interacting time-dependent Schr\"odinger equation with time-periodic external potentials we show that the exact effective potential in the corresponding Kohn-Sham equation is not unconditionally periodic. Whenever several Floquet states in the interacting system are involved in a physical process the corresponding Hartree-exchange-correlation potential is not periodic with the external frequency only. Using an analytically solvable example we demonstrate that, in general, the periodicity of the time-dependent Kohn-Sham Hamiltonian cannot be restored by choosing a different initial state. Only if the external periodic potential is sufficiently weak such that the initial state of the interacting system evolves adiabatically to a single, field-dressed state, the resulting Kohn-Sham system admits the application of the Floquet theorem.