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Time-Dependent Quantum Many-Body Systems: Linear Response, Electronic Transport, and Reduced Density Matrices

Heiko Appel

Published Jan 1, 2007• 10 citations
Publisher

Abstract

Time-dependent density functional theory (TDDFT) provides a successful approach to calculate excitation energies of atomic and molecular systems. In part I of this work we present a double-pole approximation (DPA) to the response equations of TDDFT. The double-pole approximation provides an exact description of systems with two strongly coupled excitations which are isolated from the rest of the spectrum. In contrast to the traditional single- pole approximation of TDDFT the DPA also yields corrections to the Kohn-Sham oscillator strengths. Several critical pole separations can be identified, e.g. we find that the pole coupling can cause transitions to vanish entirely from the optical spectrum. We also demonstrate how to invert the double-pole solution which allows us to predict matrix elements of the exchange- correlation kernel fxc from experimental input. This can serve as benchmark for the construction of future approximations for the kernel fxc. Reduced density matrix functional theory (RDMFT) has emerged recently as promising candidate to treat strongly correlated electronic many-body systems beyond traditional density functional theory (DFT). The research within RDMFT was so far focussed on the static theory. In this work we attempt some first steps towards a time-dependent generalization of RDMFT. In part II we derive equations of motion for natural orbitals and occupation numbers. Using the equation of motion for the occupation numbers we show that an adiabatic extension of presently known ground-state functionals of static RDMFT always leads to occupation numbers which are constant in time. From the stationary conditions of the equations of motion for the N-body correlations (correlated parts of the N-body matrices) we derive a new class of ground-state functionals which can be used in static RDMFT. Applications are presented for a one-dimensional model system where the time-dependent many-body Schrödinger equation can be propagated numerically. We use optimal control theory to find optimized laser pulses for transitions in a model for atomic Helium. From the numerically exact correlated wavefunction we extract the exact time evolution of natural orbitals and occupation numbers for (i) laser-driven Helium and (ii) electron-ion scattering. Part III of this work considers time-dependent quantum transport within TDDFT. We present an algorithm for the calculation of extended eigenstates of single- particle Hamiltonians which is especially tailored to a finite-difference discretization of the Schrödinger equation. We consider the propagation of finite mesoscopic systems and demonstrate the limitations of such an approach. To overcome the shortcomings of a description of quantum transport in terms of finite systems we develop a time-propagation scheme for extended states which utilizes a mixed basis representation. Our discretization scheme allows to treat central device and lead regions on the same footing thus preventing artificial reflections at grid boundaries.

DOI
10.17169/refubium-15388

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The density-functional theory (DFT) is one of the most important ab initio methods for calculating properties of many-body systems. The success of DFT is based on the Kohn-Sham (KS) method and the approximations for the exchange-correlation (xc) effects. These approximations are well understood. However, DFT is first and foremost a theory for the ground state. It is very difficult to obtain properties of excited states. The time-dependent density-functional theory (TDDFT) can overcome this restriction and in the linear-response regime can give access to the properties of excited states. However, the xc effects, which are contained in the xc kernel f_xc , have to be approximated. The approximations for f_xc are not well understood up to now. Green-functions-based conventional many-body theory (MBT) is an alternative approach to the many-body problem. Especially when combined with diagrammatic techniques, MBT allows to derive physically motivated approximations. This work investigates the use of diagrammatic techniques from MBT for TDDFT . The aim of the investigations is to contribute to the development, testing, and understanding of the approximations involved in the time-dependent case. It is shown that it is possible to expand the xc kernel in a diagrammatic series. Explicit diagrammatic rules for constructing f_xc in any order of the perturbation theory are given. The derived diagrammatic rules enable us to study the analytic properties of f_xc. It is shown that f_xc is finite at KS excitation energies in every order of the perturbation theory. If this were not the case, finite-order approximations to f_xc would not give sensible results for the kernel which plays the role of a mass operator connecting the KS density--density response function with the exact density--density response function. However, there is one important difference between f_xc and the self-energy, the latter playing the role of the mass operator connecting free and exact Green function. This becomes apparent when the perturbative expansion for f_xc is used to calculate the correction to the KS excitation energies. This correction is obtained up to the second-order with respect to the interaction and with respect to one- and two-particle irreducible elements. It is shown that if a perturbative approximation for f_xc is used, the correction to the KS excitation energies has to be calculated using a consistent approach based on the same order of perturbation theory for both quantities. One of the most promising applications of TDDFT in the linear response regime is the calculation of electronic excitation spectra of solids, where TDDFT could replace the computationally expensive solution of the BSE , which is normally used for describing the excitonic correlations. It is shown that the xc kernel can be separated into a quasiparticle and a excitonic part in an exact and unambiguous way. The diagrammatic rules derived for f_xc apply to these parts separately. This allows us to express the excitonic part in terms of the three-point function, for which an integral equation is derived. This integral equation is similar to the BSE and gives the exact translation of the BSE into the TDDFT language. There exists the possibility of cancellation effects in the kernel of the integral equation. If these effects are effective, a first-order approximation to the excitonic f_xc is sufficient. The cancellation effects in the equation for Lambda are explicitly studied for a two-band model semiconductor. Using a general short-range interaction between the quasiparticles (QPs) all relevant equations are solved analytically. It is shown that the cancellation is most effective directly at the band-gap energy. Consequently, the first-order and the exact excitonic f_xc are very similar close to the band-gap energy for all interaction strengths. For a weak interaction the first-order approximation to the excitonic f_xc describes the different excitonic correlations in the density©density response function very well. Qualitatively similar results are found when the QPs interact via the long-ranged Coulomb interaction.

•Jan 1, 2005•0 citations
Time-dependent density functional theory (TDDFT) provides a successful approach to calculate excitation energies of atomic and molecular systems. In part I of this work we present a double-pole approximation (DPA) to the response equations of TDDFT. The double-pole approximation provides an exact description of systems with two strongly coupled excitations which are isolated from the rest of the spectrum. In contrast to the traditional single- pole approximation of TDDFT the DPA also yields corrections to the Kohn-Sham oscillator strengths. Several critical pole separations can be identified, e.g. we find that the pole coupling can cause transitions to vanish entirely from the optical spectrum. We also demonstrate how to invert the double-pole solution which allows us to predict matrix elements of the exchange- correlation kernel fxc from experimental input. This can serve as benchmark for the construction of future approximations for the kernel fxc. Reduced density matrix functional theory (RDMFT) has emerged recently as promising candidate to treat strongly correlated electronic many-body systems beyond traditional density functional theory (DFT). The research within RDMFT was so far focussed on the static theory. In this work we attempt some first steps towards a time-dependent generalization of RDMFT. In part II we derive equations of motion for natural orbitals and occupation numbers. Using the equation of motion for the occupation numbers we show that an adiabatic extension of presently known ground-state functionals of static RDMFT always leads to occupation numbers which are constant in time. From the stationary conditions of the equations of motion for the N-body correlations (correlated parts of the N-body matrices) we derive a new class of ground-state functionals which can be used in static RDMFT. Applications are presented for a one-dimensional model system where the time-dependent many-body Schrödinger equation can be propagated numerically. We use optimal control theory to find optimized laser pulses for transitions in a model for atomic Helium. From the numerically exact correlated wavefunction we extract the exact time evolution of natural orbitals and occupation numbers for (i) laser-driven Helium and (ii) electron-ion scattering. Part III of this work considers time-dependent quantum transport within TDDFT. We present an algorithm for the calculation of extended eigenstates of single- particle Hamiltonians which is especially tailored to a finite-difference discretization of the Schrödinger equation. We consider the propagation of finite mesoscopic systems and demonstrate the limitations of such an approach. To overcome the shortcomings of a description of quantum transport in terms of finite systems we develop a time-propagation scheme for extended states which utilizes a mixed basis representation. Our discretization scheme allows to treat central device and lead regions on the same footing thus preventing artificial reflections at grid boundaries.
For the calculation of neutral excitations, time-dependent density functional theory (TDDFT) is an exact reformulation of the many-body time-dependent Schrödinger equation, based on knowledge of the density instead of the many-body wavefunction. The density can be determined in an efficient scheme by solving one-particle non-interacting Schrödinger equations—the Kohn–Sham equations. The complication of the problem is hidden in the—unknown—time-dependent exchange and correlation potential that appears in the Kohn–Sham equations and for which it is essential to find good approximations. Many approximations have been suggested and tested for finite systems, where even the very simple adiabatic local-density approximation (ALDA) has often proved to be successful. In the case of solids, ALDA fails to reproduce optical absorption spectra, which are instead well described by solving the Bethe–Salpeter equation of many-body perturbation theory (MBPT). On the other hand, ALDA can lead to excellent results for loss functions (at vanishing and finite momentum transfer). In view of this and thanks to recent successful developments of improved linear-response kernels derived from MBPT, TDDFT is today considered a promising alternative to MBPT for the calculation of electronic spectra, even for solids. After reviewing the fundamentals of TDDFT within linear response, we discuss different approaches and a variety of applications to extended systems.
Time-dependent density functional theory (TDDFT) has recently been extended to describe many-body open quantum systems evolving under nonunitary dynamics according to a quantum master equation. In the master equation approach, electronic excitation spectra are broadened and shifted due to relaxation and dephasing of the electronic degrees of freedom by the surrounding environment. In this paper, we develop a formulation of TDDFT linear-response theory (LR-TDDFT) for many-body electronic systems evolving under a master equation, yielding broadened excitation spectra. This is done by mapping an interacting open quantum system onto a noninteracting open Kohn-Sham system yielding the correct nonequilibrium density evolution. A pseudoeigenvalue equation analogous to the Casida equations of the usual LR-TDDFT is derived for the Redfield master equation, yielding complex energies and Lamb shifts. As a simple demonstration, we calculate the spectrum of a C(2 +) atom including natural linewidths, by treating the electromagnetic field vacuum as a photon bath. The performance of an adiabatic exchange-correlation kernel is analyzed and a first-order frequency-dependent correction to the bare Kohn-Sham linewidth based on the Görling-Levy perturbation theory is calculated.
Time-dependent density functional theory (TDDFT) has recently been extended to describe many-body open quantum systems evolving under nonunitary dynamics according to a quantum master equation. In the master equation approach, electronic excitation spectra are broadened and shifted due to relaxation and dephasing of the electronic degrees of freedom by the surrounding environment. In this paper, we develop a formulation of TDDFT linear-response theory (LR-TDDFT) for many-body electronic systems evolving under a master equation, yielding broadened excitation spectra. This is done by mapping an interacting open quantum system onto a noninteracting open Kohn–Sham system yielding the correct nonequilibrium density evolution. A pseudoeigenvalue equation analogous to the Casida equations of the usual LR-TDDFT is derived for the Redfield master equation, yielding complex energies and Lamb shifts. As a simple demonstration, we calculate the spectrum of a \\(C^{2 +}\\) atom including natural linewidths, by treating the electromagnetic field vacuum as a photon bath. The performance of an adiabatic exchange-correlation kernel is analyzed and a first-order frequency-dependent correction to the bare Kohn–Sham linewidth based on the Görling–Levy perturbation theory is calculated.
We evaluate the density matrix of an arbitrary quantum mechanical system in terms of the quantities pertinent to the solution of the time-dependent density functional theory (TDDFT) problem. Our theory utilizes the adiabatic connection perturbation method of G\"orling and Levy, from which the expansion of the many-body density matrix in powers of the coupling constant $\ensuremath{\lambda}$ naturally arises. We then find the reduced density matrix ${\ensuremath{\rho}}_{\ensuremath{\lambda}}(\mathbf{r},{\mathbf{r}}^{\ensuremath{'}},t)$, which, by construction, has the $\ensuremath{\lambda}$ independent diagonal elements ${\ensuremath{\rho}}_{\ensuremath{\lambda}}(\mathbf{r},\mathbf{r},t)=n(\mathbf{r},t)$, n(r,t)n(\mathbf{r},t)n(r,t) being the particle density. The off-diagonal elements of ${\ensuremath{\rho}}_{\ensuremath{\lambda}}(\mathbf{r},{\mathbf{r}}^{\ensuremath{'}},t)$ contribute importantly to the processes unaccessible via the density, directly or by the use of the known TDDFT functionals. Of those, we consider the momentum-resolved photoemission, doing this to the first order in $\ensuremath{\lambda}$, i.e., on the level of the exact exchange theory. In illustrative calculations of photoemission from the quasi-2D electron gas and isolated atoms, we find quantitatively strong and conceptually far-reaching differences with the independent-particle Fermi's golden rule formula.
Density-Functional Theory (DFT), although widely used and very successful in the calculation of several observables, fails to correctly describe strongly correlated materials. In the first part of this work we, therefore, introduce reduced-density-matrix-functional theory (RDMFT) which is one possible way to treat electron correlation beyond DFT. Within this theory the one-body reduced density matrix (1-RDM) is used as the basic variable. Our main interest is the calculation of the fundamental gap which proves very problematic within DFT. In order to calculate the fundamental gap we generalize RDMFT to fractional particle numbers M by describing the system as an ensemble of an N and an N+1 particle system (with N≤ M≤N+1). For each fixed particle number, M, the total energy is minimized with respect to the natural orbitals and their occupation numbers. This leads to the total energy as a function of M. The derivative of this function with respect to the particle number has a discontinuity at integer particle number which is identical to the gap. In addition, we investigate the necessary and sufficient conditions for the 1-RDM of a system with fractional particle number to be N-representable. Numerical results are presented for alkali atoms, small molecules, and periodic systems. Another problem within DFT is the description of non-relativistic many- electron systems in the presence of magnetic fields. It requires the paramagnetic current density and the spin magnetization to be used as basic variables besides the electron density. However, electron-gas-based functionals of current-spin-density-functional Theory (CSDFT) exhibit derivative discontinuities as a function of the magnetic field whenever a new Landau level is occupied, which makes them difficult to use in practice. Since the appearance of Landau levels is, intrinsically, an orbital effect it is appealing to use orbital-dependent functionals. We have developed a CSDFT version of the optimized effective potential (OEP) method which allows for the use of explicitly orbital-dependent functionals in the context of CSDFT. We present the derivation of corresponding equations and show results for a quantum dot in external magnetic fields in the second part of this thesis.
The density-functional theory (DFT) is one of the most important ab initio methods for calculating properties of many-body systems. The success of DFT is based on the Kohn-Sham (KS) method and the approximations for the exchange-correlation (xc) effects. These approximations are well understood. However, DFT is first and foremost a theory for the ground state. It is very difficult to obtain properties of excited states. The time-dependent density-functional theory (TDDFT) can overcome this restriction and in the linear-response regime can give access to the properties of excited states. However, the xc effects, which are contained in the xc kernel f_xc , have to be approximated. The approximations for f_xc are not well understood up to now. Green-functions-based conventional many-body theory (MBT) is an alternative approach to the many-body problem. Especially when combined with diagrammatic techniques, MBT allows to derive physically motivated approximations. This work investigates the use of diagrammatic techniques from MBT for TDDFT . The aim of the investigations is to contribute to the development, testing, and understanding of the approximations involved in the time-dependent case. It is shown that it is possible to expand the xc kernel in a diagrammatic series. Explicit diagrammatic rules for constructing f_xc in any order of the perturbation theory are given. The derived diagrammatic rules enable us to study the analytic properties of f_xc. It is shown that f_xc is finite at KS excitation energies in every order of the perturbation theory. If this were not the case, finite-order approximations to f_xc would not give sensible results for the kernel which plays the role of a mass operator connecting the KS density--density response function with the exact density--density response function. However, there is one important difference between f_xc and the self-energy, the latter playing the role of the mass operator connecting free and exact Green function. This becomes apparent when the perturbative expansion for f_xc is used to calculate the correction to the KS excitation energies. This correction is obtained up to the second-order with respect to the interaction and with respect to one- and two-particle irreducible elements. It is shown that if a perturbative approximation for f_xc is used, the correction to the KS excitation energies has to be calculated using a consistent approach based on the same order of perturbation theory for both quantities. One of the most promising applications of TDDFT in the linear response regime is the calculation of electronic excitation spectra of solids, where TDDFT could replace the computationally expensive solution of the BSE , which is normally used for describing the excitonic correlations. It is shown that the xc kernel can be separated into a quasiparticle and a excitonic part in an exact and unambiguous way. The diagrammatic rules derived for f_xc apply to these parts separately. This allows us to express the excitonic part in terms of the three-point function, for which an integral equation is derived. This integral equation is similar to the BSE and gives the exact translation of the BSE into the TDDFT language. There exists the possibility of cancellation effects in the kernel of the integral equation. If these effects are effective, a first-order approximation to the excitonic f_xc is sufficient. The cancellation effects in the equation for Lambda are explicitly studied for a two-band model semiconductor. Using a general short-range interaction between the quasiparticles (QPs) all relevant equations are solved analytically. It is shown that the cancellation is most effective directly at the band-gap energy. Consequently, the first-order and the exact excitonic f_xc are very similar close to the band-gap energy for all interaction strengths. For a weak interaction the first-order approximation to the excitonic f_xc describes the different excitonic correlations in the density©density response function very well. Qualitatively similar results are found when the QPs interact via the long-ranged Coulomb interaction.